We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+17.6%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$90.1M
AUM Growth
-$78.1M
Cap. Flow
-$87.1M
Cap. Flow %
-96.63%
Top 10 Hldgs %
36.9%
Holding
880
New
217
Increased
67
Reduced
93
Closed
367

Top Buys

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$3.84M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.79M
3
CPRI icon
Capri Holdings
CPRI
+$3.25M
4
FNGD icon
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
+$2.93M
5
FLEX icon
Flex
FLEX
+$2.54M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$29.7M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$16.7M
3
DHR icon
Danaher
DHR
+$12.4M
4
SGEN
Seagen Inc. Common Stock
SGEN
+$7.49M
5
K
Kellanova
K
+$5.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 15.96%
2 Technology 15.86%
3 Industrials 10.94%
4 Financials 5.09%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNV
276
DELISTED
Synovus
SNV
$15K 0.02%
400
– –
CVIIU
277
DELISTED
Churchill Capital Corp VII Units
CVIIU
$15K 0.02%
1,450
-798
-35% -$8.38K
MJ icon
278
Amplify Alternative Harvest ETF
MJ
$111M
$14K 0.02%
+375
New +$14.1K
MVST icon
279
Microvast
MVST
$349M
$14K 0.02%
+10,000
New +$13.4K
PFLT icon
280
PennantPark Floating Rate Capital
PFLT
$741M
$14K 0.02%
1,200
– –
QCOM icon
281
Qualcomm
QCOM
$170B
$14K 0.02%
100
– –
CENTA icon
282
Central Garden & Pet Co Class A
CENTA
$2.41B
$13K 0.01%
375
+300
+400% +$9.61K
GRWG icon
283
GrowGeneration
GRWG
$113M
$13K 0.01%
5,252
-57,248
-92% -$140K
OSCR icon
284
Oscar Health
OSCR
$8.83B
$13K 0.01%
+1,445
New +$9.97K
PGY icon
285
Pagaya Technologies
PGY
$1.67B
$13K 0.01%
835
+833
+41,650% +$13.6K
PPC icon
286
Pilgrim's Pride
PPC
$6.43B
$13K 0.01%
500
– –
NMAD
287
Nomad Power Solutions
NMAD
$70.4M
$12K 0.01%
5,500
+500
+10% +$1.27K
PCN
288
PIMCO Corporate & Income Strategy Fund
PCN
$891M
$12K 0.01%
1,000
– –
PHK
289
PIMCO High Income Fund
PHK
$876M
$12K 0.01%
2,600
– –
VTMX icon
290
Vesta Real Estate
VTMX
$3.21B
$12K 0.01%
+308
New +$10.8K
ANVS icon
291
Annovis Bio
ANVS
$79.1M
$11K 0.01%
600
-533
-47% -$4.73K
BAX icon
292
Baxter International
BAX
$13.8B
$11K 0.01%
300
– –
EAD
293
Allspring Income Opportunities Fund
EAD
$380M
$11K 0.01%
1,800
– –
ENVX icon
294
CALL
Enovix
ENVX
$1.05B
$11K 0.01%
1,027
-21
-2% -$206
PAXS
295
PIMCO Access Income Fund
PAXS
$677M
$11K 0.01%
800
– –
SLV icon
296
CALL
iShares Silver Trust
SLV
$32B
$11K 0.01%
550
+175
+47% +$3.73K
SNGX icon
297
Soligenix
SNGX
$5.86M
$11K 0.01%
+938
New +$8.2K
TRP icon
298
TC Energy
TRP
$66.8B
$11K 0.01%
+300
New +$10.9K
PXD
299
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
$11K 0.01%
+50
New +$11.7K
BGH
300
Barings Global Short Duration High Yield Fund
BGH
$286M
$10K 0.01%
800
– –
10 11
12
13 14

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, FNY Investment Advisers held 880 positions worth $90.1M, down 46% from $168M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

FNY Investment Advisers withdrew a net $87.1M in Q4 2023, closing 367 positions and reducing 93 holdings. Its most notable exit was Activision Blizzard, an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 7.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, FNY Investment Advisers opened a new position in iShares Russell 2000 ETF worth $4.25M.

  • FNY Investment Advisers's largest Q4 2023 buy was iShares Russell 2000 ETF: 21,161 shares worth $4.25M.
  • FNY Investment Advisers added most to Splunk Inc in Q4 2023, an estimated $3.84M increase.
  • FNY Investment Advisers's biggest Q4 2023 reduction was Aramark, cutting an estimated $5.13M.
  • FNY Investment Advisers fully exited Activision Blizzard in Q4 2023, selling an estimated $29.7M.
  • FNY Investment Advisers's ten largest holdings make up 37% of its $90.1M portfolio in Q4 2023.
  • FNY Investment Advisers opened 217 new positions and closed 367 in Q4 2023.
  • FNY Investment Advisers's portfolio value fell 46% quarter-over-quarter to $90.1M.

Based on FNY Investment Advisers's 13F filing for Q4 2023, filed 12 Jan 2024.