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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNH
276
CNH Industrial
CNH
$17.1B
$101K 0.03%
+11,490
New +$101K
PTR
277
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$101K 0.03%
+2,000
New +$104K
FCX icon
278
Freeport-McMoran
FCX
$96.2B
$100K 0.03%
10,450
+8,927
+586% +$91.7K
ARES icon
279
Ares Management
ARES
$32.3B
$99K 0.03%
+3,728
New +$107K
GLUU
280
DELISTED
Glu Mobile Inc.
GLUU
$99K 0.03%
+20,000
New +$114K
EFR
281
Eaton Vance Senior Floating-Rate Fund
EFR
$318M
$97K 0.03%
+7,491
New +$97.6K
CVCO icon
282
Cavco Industries
CVCO
$4.57B
$96K 0.03%
+500
New +$88.5K
DPG
283
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
$96K 0.03%
+6,060
New +$94K
FSLY icon
284
Fastly Inc
FSLY
$4.61B
$96K 0.03%
+4,000
New +$94.2K
ISD
285
PGIM High Yield Bond Fund
ISD
$417M
$95K 0.03%
6,385
+3,600
+129% +$52.6K
PIM
286
Franklin Master Intermediate Income Trust
PIM
$152M
$95K 0.03%
20,858
+20,615
+8,484% +$94.7K
VTRS icon
287
Viatris
VTRS
$18.7B
$95K 0.03%
4,806
-4,790
-50% -$93.9K
VVR icon
288
Invesco Senior Income Trust
VVR
$459M
$95K 0.03%
22,750
– –
EHI
289
Western Asset Global High Income Fund
EHI
$178M
$94K 0.03%
9,540
-3,625
-28% -$35.8K
FOXA icon
290
Fox Class A
FOXA
$26B
$93K 0.03%
2,965
-9,385
-76% -$325K
JRI icon
291
Nuveen Real Asset Income & Growth Fund
JRI
$349M
$93K 0.03%
5,344
+5,020
+1,549% +$85.2K
MSD
292
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$93K 0.03%
10,187
-6,607
-39% -$62K
PARA
293
DELISTED
Paramount Global Class B
PARA
$92K 0.03%
+2,300
New +$108K
CRMT icon
294
America's Car Mart
CRMT
$26.7M
$91K 0.03%
+1,000
New +$88.6K
OPP
295
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
$91K 0.03%
5,338
-8,214
-61% -$142K
VIAB
296
DELISTED
Viacom Inc. Class B
VIAB
$91K 0.03%
3,789
+1,486
+65% +$41.5K
DSU icon
297
BlackRock Debt Strategies Fund
DSU
$600M
$90K 0.03%
+8,404
New +$90.7K
HGLB
298
Highland Global Allocation Fund
HGLB
$177M
$90K 0.03%
+8,800
New +$93.8K
IGI
299
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95M
$90K 0.03%
4,244
+4,082
+2,520% +$86.5K
LOVE
300
LoveSac
LOVE
$258M
$90K 0.03%
4,821
+727
+18% +$15.3K
10 11
12
13 14

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KWM
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CC
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.