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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBB icon
251
Nuveen Taxable Municipal Income Fund
NBB
$455M
$117K 0.04%
5,258
-9,724
-65% -$212K
GARS
252
DELISTED
Garrison Capital Inc.
GARS
$117K 0.04%
17,000
+5,399
+47% +$37.8K
NFJ
253
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.44B
$116K 0.04%
+9,537
New +$117K
QQQ icon
254
PUT
Invesco QQQ Trust
QQQ
$477B
$116K 0.04%
616
+298
+94% +$56.5K
NGD
255
DELISTED
New Gold Inc
NGD
$115K 0.04%
+114,154
New +$139K
GDO
256
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$114K 0.03%
6,564
+6,240
+1,926% +$108K
HQY icon
257
HealthEquity
HQY
$8.8B
$114K 0.03%
2,000
+1,800
+900% +$119K
PTON icon
258
Peloton Interactive
PTON
$2.45B
$112K 0.03%
+4,500
New +$114K
SQNS
259
Sequans Communications SA
SQNS
$41M
$112K 0.03%
+1,300
New +$119K
VSAT icon
260
Viasat
VSAT
$11.8B
$112K 0.03%
1,500
+500
+50% +$39.8K
MDR
261
DELISTED
McDermott International
MDR
$111K 0.03%
+55,000
New +$338K
WAIR
262
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$111K 0.03%
+10,100
New +$110K
UTG icon
263
Reaves Utility Income Fund
UTG
$3.62B
$110K 0.03%
+3,000
New +$109K
LKFT
264
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.84B
$109K 0.03%
+720
New +$118K
BBN icon
265
BlackRock Taxable Municipal Bond Trust
BBN
$984M
$108K 0.03%
4,400
+1,417
+48% +$34.6K
FIVN icon
266
FIVE9
FIVN
$2.48B
$107K 0.03%
+2,000
New +$112K
BBDC icon
267
Barings BDC
BBDC
$974M
$106K 0.03%
10,455
+1,155
+12% +$11.5K
DISCB
268
DELISTED
Discovery, Inc. Series B Common Stock
DISCB
$106K 0.03%
3,280
-428
-12% -$14.9K
IHIT
269
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$105K 0.03%
+10,123
New +$106K
LHC.WS
270
DELISTED
Leo Holdings Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exe
LHC.WS
$105K 0.03%
142,200
+26,760
+23% +$23.3K
LN
271
DELISTED
LINE Corporation
LN
$104K 0.03%
+2,900
New +$96.5K
PTY icon
272
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
$102K 0.03%
5,634
+4,095
+266% +$74.5K
X
273
DELISTED
US Steel
X
$102K 0.03%
8,900
+1,176
+15% +$15.2K
TSLF
274
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$102K 0.03%
6,855
+1,602
+30% +$23.9K
PKO
275
DELISTED
Pimco Income Opportunity Fund
PKO
$102K 0.03%
3,858
+3,615
+1,488% +$97K
9 10
11
12 13

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KWM
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CC
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.