FIA
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FNY Investment Advisers’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

FNY Investment Advisers’s Portfolio DIA Stock Details DIA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q4 		– Sell
-400
Closed -$114K – 552
2022
Q3 		$114K Buy
+400
New +$127K 0.08% 147
2018
Q3 		– Sell
-2,475
Closed -$600K – 988
2018
Q2 		$600K Buy
+2,475
New +$608K 0.24% 64

Other funds holding DIA

AWA
Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

FNY Investment Advisers's DIA Position: Q4 2022 in Review

FNY Investment Advisers sold out of State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) in Q4 2022, closing a stake of 400 shares — an estimated $114K sold.

FNY Investment Advisers first reported a position in DIA in Q2 2018 and held it in 2 quarters. The position peaked at $600K in Q2 2018. 1,022 funds tracked by Wall St. Rank hold DIA as of Q4 2022.

  • FNY Investment Advisers reported no remaining State Street SPDR Dow Jones Industrial Average ETF Trust position as of Q4 2022 after selling out during the quarter.
  • FNY Investment Advisers sold 400 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q4 2022, an estimated $114K.
  • FNY Investment Advisers first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q2 2018 and held it in 2 quarters.
  • FNY Investment Advisers's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $600K in Q2 2018.
  • 1,022 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q4 2022.

Based on FNY Investment Advisers's 13F filing for Q4 2022, filed 10 Jan 2023.