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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+4.23%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.6B
AUM Growth
+$98.9M
(+0.3%)
Cap. Flow
-$672M
Cap. Flow
% of AUM
-2%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
2,602
New
301
Increased
1,225
Reduced
883
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$559M |
| 2 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$548M |
| 3 |
Meta Platforms (Facebook)
META
|
+$62.3M |
| 4 |
Cisco
CSCO
|
+$58M |
| 5 |
YHOO
Yahoo Inc
YHOO
|
+$52.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Consumer Discretionary AlphaDEX Fund
FXD
|
+$627M |
| 2 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$626M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$172M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$129M |
| 5 |
First Trust Energy AlphaDEX Fund
FXN
|
+$100M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.21% |
| 2 | Financials | 9.87% |
| 3 | Industrials | 9.87% |
| 4 | Communication Services | 9.15% |
| 5 | Healthcare | 9.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2351
CEVA Inc
CEVA
$1.01B
| $211K | ﹤0.01% |
6,281
+12
| +0.2% | +$383 |
|
2352
Crown Castle
CCI
$32.7B
| $210K | ﹤0.01% |
2,422
-115,077
| -98% | -$10.1M |
|
|
SBY
2353
DELISTED
Silver Bay Realty Trust Corp.
SBY
| $210K | ﹤0.01% |
12,254
-6,007
| -33% | -$103K |
|
2354
Forrester Research
FORR
$172M
| $209K | ﹤0.01% |
4,873
-15,536
| -76% | -$618K |
|
2355
Hallador Energy
HNRG
$718M
| $209K | ﹤0.01% |
22,972
+11,842
| +106% | +$104K |
|
2356
Primis Financial Corp
FRST
$382M
| $207K | ﹤0.01% |
+12,648
| New | +$181K |
|
2357
Ternium
TX
$9.29B
| $207K | ﹤0.01% |
+8,581
| New | +$200K |
|
2358
Prestige Consumer Healthcare
PBH
$2.35B
| $203K | ﹤0.01% |
3,905
-32,421
| -89% | -$1.56M |
|
2359
Century Casinos
CNTY
$32.9M
| $201K | ﹤0.01% |
24,393
+12,572
| +106% | +$86.8K |
|
2360
Donegal Group Class A
DGICA
$695M
| $200K | ﹤0.01% |
+11,426
| New | +$185K |
|
|
CPL
2361
DELISTED
CPFL Energia S.A.
CPL
| $200K | ﹤0.01% |
12,975
-3,225
| -20% | -$47.7K |
|
2362
Lantheus
LNTH
$6.82B
| $198K | ﹤0.01% |
+23,058
| New | +$206K |
|
2363
Plug Power
PLUG
$2.92B
| $195K | ﹤0.01% |
162,505
-10,607
| -6% | -$15.6K |
|
|
ZVO
2364
DELISTED
Zovio Inc. Common Stock
ZVO
| $195K | ﹤0.01% |
+19,223
| New | +$167K |
|
|
HIL
2365
DELISTED
Hill International, Inc. Common Stock
HIL
| $194K | ﹤0.01% |
44,693
+23,034
| +106% | +$91.7K |
|
|
INVN
2366
DELISTED
Invensense Inc
INVN
| $193K | ﹤0.01% |
+15,070
| New | +$129K |
|
|
AVHI
2367
DELISTED
A V Homes, Inc.
AVHI
| $192K | ﹤0.01% |
+12,147
| New | +$196K |
|
2368
Lindblad Expeditions
LIND
$1.76B
| $191K | ﹤0.01% |
+20,182
| New | +$184K |
|
|
SMRT
2369
DELISTED
Stein Mart Inc
SMRT
| $190K | ﹤0.01% |
34,705
+17,879
| +106% | +$104K |
|
|
SIFI
2370
DELISTED
SI Financial Group, Inc. NEW MD
SIFI
| $190K | ﹤0.01% |
+12,321
| New | +$172K |
|
|
IMH
2371
DELISTED
Impac Mortgage Holdings Inc.
IMH
| $186K | ﹤0.01% |
+13,288
| New | +$196K |
|
|
AUO
2372
DELISTED
AU Optronics Corp
AUO
| $184K | ﹤0.01% |
+52,087
| New | +$192K |
|
|
PZN
2373
DELISTED
Pzena Investment Management, Inc. Class A
PZN
| $181K | ﹤0.01% |
+16,269
| New | +$146K |
|
|
STON
2374
DELISTED
StoneMor Inc.
STON
| $179K | ﹤0.01% |
+20,073
| New | +$282K |
|
|
HALL
2375
DELISTED
Hallmark Financial Services, Inc.
HALL
| $177K | ﹤0.01% |
+1,523
| New | +$165K |
|
Similar funds
DAM
First Trust Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, First Trust Advisors held 2,602 positions worth $33.6B, up 0.3% from $33.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Trust Advisors's Q4 2016 filing shows 301 new, 1,225 increased, 883 reduced and 189 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M. The largest sale was First Trust Consumer Discretionary AlphaDEX Fund, an estimated $627M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.
- First Trust Advisors's largest Q4 2016 buy was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M.
- First Trust Advisors added most to Meta Platforms (Facebook) in Q4 2016, an estimated $62.3M increase.
- First Trust Advisors's biggest Q4 2016 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $172M.
- First Trust Advisors fully exited First Trust Consumer Discretionary AlphaDEX Fund in Q4 2016, selling an estimated $627M.
- First Trust Advisors's ten largest holdings make up 14% of its $33.6B portfolio in Q4 2016.
- First Trust Advisors opened 301 new positions and closed 189 in Q4 2016.
- First Trust Advisors's portfolio value rose 0.3% quarter-over-quarter to $33.6B.
Based on First Trust Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.