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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$58.6B
AUM Growth
+$5.44B
Cap. Flow
+$1.87B
Cap. Flow %
3.19%
Top 10 Hldgs %
10.58%
Holding
2,529
New
139
Increased
1,104
Reduced
1,135
Closed
148

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$117M
2
WM icon
Waste Management
WM
+$102M
3
CTSH icon
Cognizant
CTSH
+$88.9M
4
LMT icon
Lockheed Martin
LMT
+$86.4M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$82.5M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$112M
2
CTXS
Citrix Systems Inc
CTXS
+$88.1M
3
TRIP icon
TripAdvisor
TRIP
+$87.8M
4
PYPL icon
PayPal
PYPL
+$78.5M
5
AMD icon
Advanced Micro Devices
AMD
+$77.2M

Sector Composition

Rank Sector Weight
1 Technology 25.68%
2 Financials 12.54%
3 Healthcare 10.68%
4 Communication Services 9.35%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLDT
2326
Chatham Lodging
CLDT
$630M
$210K ﹤0.01%
11,431
-92,323
-89% -$1.66M
CSR
2327
Centerspace
CSR
$936M
$208K ﹤0.01%
+2,865
New +$214K
PHAS
2328
DELISTED
PhaseBio Pharmaceuticals, Inc. Common Stock
PHAS
$203K ﹤0.01%
33,282
-573
-2% -$2.36K
EARN
2329
Ellington Residential Mortgage REIT
EARN
$165M
$195K ﹤0.01%
18,003
-380
-2% -$4.15K
JFR icon
2330
Nuveen Floating Rate Income Fund
JFR
$1.23B
$191K ﹤0.01%
18,628
-3,544
-16% -$34.1K
AFT
2331
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$182K ﹤0.01%
12,007
-2,243
-16% -$33.1K
JPS
2332
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$182K ﹤0.01%
18,125
-3,454
-16% -$34.6K
IRWD icon
2333
Ironwood Pharmaceuticals
IRWD
$611M
$177K ﹤0.01%
13,296
-31,645
-70% -$349K
NXP icon
2334
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$175K ﹤0.01%
10,646
-1,233
-10% -$20.1K
ETON icon
2335
Eton Pharmaceutcials
ETON
$1.17B
$174K ﹤0.01%
24,168
-413
-2% -$2.55K
NGVC icon
2336
Vitamin Cottage Natural Grocers
NGVC
$691M
$173K ﹤0.01%
17,493
-335
-2% -$3.08K
CSTR
2337
DELISTED
CapStar Financial Holdings, Inc
CSTR
$170K ﹤0.01%
10,223
+89
+0.9% +$1.49K
LEE icon
2338
Lee Enterprises
LEE
$166M
$166K ﹤0.01%
11,708
-229
-2% -$4.08K
PYX
2339
DELISTED
Pyxus International, Inc.
PYX
$166K ﹤0.01%
18,557
-307
-2% -$2.96K
WPG
2340
DELISTED
Washington Prime Group Inc.
WPG
$166K ﹤0.01%
5,066
-67,147
-93% -$2.44M
HOOK
2341
DELISTED
HOOKIPA Pharma
HOOK
$164K ﹤0.01%
1,345
-26
-2% -$2.21K
TCS
2342
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$157K ﹤0.01%
2,483
-49
-2% -$3.11K
FOLD
2343
DELISTED
Amicus Therapeutics
FOLD
$149K ﹤0.01%
15,310
-85,388
-85% -$782K
CVIA
2344
DELISTED
Covia Holdings Corporation Common Stock
CVIA
$149K ﹤0.01%
73,275
-1,311
-2% -$2.12K
CIO
2345
DELISTED
City Office REIT
CIO
$148K ﹤0.01%
+10,931
New +$146K
ENDP
2346
DELISTED
Endo International plc
ENDP
$148K ﹤0.01%
31,460
-11,326
-26% -$50.5K
SOLY
2347
DELISTED
Soliton, Inc.
SOLY
$145K ﹤0.01%
13,186
+411
+3% +$4.71K
HNRG icon
2348
Hallador Energy
HNRG
$718M
$144K ﹤0.01%
48,458
-949
-2% -$2.91K
ZVO
2349
DELISTED
Zovio Inc. Common Stock
ZVO
$139K ﹤0.01%
67,345
-1,301
-2% -$2.6K
ICL icon
2350
ICL Group
ICL
$6.81B
$137K ﹤0.01%
28,542
-769
-3% -$3.55K
92 93
94
95 96

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First Trust Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, First Trust Advisors held 2,529 positions worth $58.6B, up 10% from $53.1B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

First Trust Advisors deployed $1.87B of net new capital in Q4 2019, opening 139 new positions and adding to 1,104 existing holdings. Its largest new stake was GCI Liberty, Inc. Class A Common Stock (DE): 1,199,727 shares worth $85M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 26% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $112M trimmed.

  • First Trust Advisors's largest Q4 2019 buy was GCI Liberty, Inc. Class A Common Stock (DE): 1,199,727 shares worth $85M.
  • First Trust Advisors added most to Walmart Inc in Q4 2019, an estimated $117M increase.
  • First Trust Advisors's biggest Q4 2019 reduction was Meta Platforms (Facebook), cutting an estimated $112M.
  • First Trust Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $52M.
  • First Trust Advisors's ten largest holdings make up 11% of its $58.6B portfolio in Q4 2019.
  • First Trust Advisors opened 139 new positions and closed 148 in Q4 2019.
  • First Trust Advisors's portfolio value rose 10% quarter-over-quarter to $58.6B.

Based on First Trust Advisors's 13F filing for Q4 2019, filed 3 Feb 2020.