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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+3.35%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$37.5B
AUM Growth
+$1.39B
Cap. Flow
+$541M
Cap. Flow %
1.45%
Top 10 Hldgs %
12.2%
Holding
2,559
New
188
Increased
989
Reduced
1,179
Closed
200

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$154M
2
BICK
First Trust BICK Index Fund
BICK
+$132M
3
FDT icon
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
+$131M
4
GE icon
GE Aerospace
GE
+$103M
5
CVX icon
Chevron
CVX
+$97.7M

Top Sells

Rank Stock Value
1
YHOO
Yahoo Inc
YHOO
+$230M
2
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$109M
3
FBZ
First Trust Brazil AlphaDEX Fund
FBZ
+$109M
4
MRK icon
Merck
MRK
+$95.1M
5
ETR icon
Entergy
ETR
+$80.4M

Sector Composition

Rank Sector Weight
1 Technology 18.5%
2 Financials 12.26%
3 Healthcare 9.59%
4 Industrials 9.56%
5 Communication Services 9.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDP
2326
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$140K ﹤0.01%
1,310
-12,852
-91% -$1.55M
EVM
2327
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$134K ﹤0.01%
+11,522
New +$134K
GRBK icon
2328
Green Brick Partners
GRBK
$3.13B
$134K ﹤0.01%
11,736
-347
-3% -$3.63K
GNC
2329
DELISTED
GNC Holdings, Inc.
GNC
$129K ﹤0.01%
15,285
-320,235
-95% -$2.41M
CNTY icon
2330
Century Casinos
CNTY
$32.9M
$128K ﹤0.01%
17,355
-551
-3% -$4.32K
HNRG icon
2331
Hallador Energy
HNRG
$718M
$128K ﹤0.01%
16,462
-400
-2% -$3K
HDNG
2332
DELISTED
Hardinge Inc
HDNG
$128K ﹤0.01%
10,312
-302
-3% -$3.48K
UMC icon
2333
United Microelectronic
UMC
$48.9B
$127K ﹤0.01%
+52,193
New +$105K
ARC
2334
DELISTED
ARC Document Solutions, Inc.
ARC
$126K ﹤0.01%
30,351
-677
-2% -$2.51K
PZN
2335
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$125K ﹤0.01%
12,315
-405
-3% -$3.86K
AUO
2336
DELISTED
AU Optronics Corp
AUO
$122K ﹤0.01%
26,743
-21,370
-44% -$85.8K
HALL
2337
DELISTED
Hallmark Financial Services, Inc.
HALL
$121K ﹤0.01%
1,074
-44
-4% -$4.71K
TBHC
2338
DELISTED
The Brand House Collective
TBHC
$120K ﹤0.01%
11,670
-369
-3% -$3.94K
NCA icon
2339
Nuveen California Municipal Value Fund
NCA
$299M
$120K ﹤0.01%
+11,712
New +$121K
BBW icon
2340
Build-A-Bear
BBW
$423M
$119K ﹤0.01%
11,354
-257
-2% -$2.62K
GCAP
2341
DELISTED
Gain Capital Holdings, Inc.
GCAP
$116K ﹤0.01%
18,625
-1,005
-5% -$6.53K
JPS
2342
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$115K ﹤0.01%
11,237
-6,925
-38% -$69K
CDR
2343
DELISTED
Cedar Realty Trust, Inc
CDR
$110K ﹤0.01%
3,440
-460
-12% -$15.6K
ENPH icon
2344
Enphase Energy
ENPH
$4.84B
$109K ﹤0.01%
125,973
+44,908
+55% +$44.5K
HBP
2345
DELISTED
Huttig Building Products, Inc.
HBP
$104K ﹤0.01%
14,855
-236
-2% -$1.73K
ELP
2346
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$94K ﹤0.01%
31,965
-41,680
-57% -$144K
FMSA
2347
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$94K ﹤0.01%
23,976
-142,762
-86% -$740K
CIG icon
2348
CEMIG Preferred Shares
CIG
$6.09B
$88K ﹤0.01%
72,155
-150,350
-68% -$199K
MUFG icon
2349
Mitsubishi UFJ Financial
MUFG
$258B
$86K ﹤0.01%
12,769
-308
-2% -$1.96K
SMFG icon
2350
Sumitomo Mitsui Financial
SMFG
$166B
$80K ﹤0.01%
10,215
-247
-2% -$1.83K
92 93
94
95 96

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First Trust Advisors's Q2 2017 Portfolio in Review

As of Q2 2017, First Trust Advisors held 2,559 positions worth $37.5B, up 3.8% from $36.1B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

First Trust Advisors's Q2 2017 filing shows 188 new, 989 increased, 1,179 reduced and 200 closed positions. Its largest new stake was First Trust BICK Index Fund: 5,196,462 shares worth $135M. The largest sale was Yahoo Inc, an estimated $230M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • First Trust Advisors's largest Q2 2017 buy was First Trust BICK Index Fund: 5,196,462 shares worth $135M.
  • First Trust Advisors added most to ExxonMobil in Q2 2017, an estimated $154M increase.
  • First Trust Advisors's biggest Q2 2017 reduction was Merck, cutting an estimated $95.1M.
  • First Trust Advisors fully exited Yahoo Inc in Q2 2017, selling an estimated $230M.
  • First Trust Advisors's ten largest holdings make up 12% of its $37.5B portfolio in Q2 2017.
  • First Trust Advisors opened 188 new positions and closed 200 in Q2 2017.
  • First Trust Advisors's portfolio value rose 3.8% quarter-over-quarter to $37.5B.

Based on First Trust Advisors's 13F filing for Q2 2017, filed 2 Aug 2017.