We are live on
!
Find out more
First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
-0.24%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$53.1B
AUM Growth
+$73M
(+0.14%)
Cap. Flow
+$888M
Cap. Flow
% of AUM
1.67%
Top 10 Holdings %
Top 10 Hldgs %
11.45%
Holding
2,572
New
160
Increased
1,214
Reduced
1,013
Closed
182
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cisco
CSCO
|
+$552M |
| 2 |
First Trust Financials AlphaDEX Fund
FXO
|
+$539M |
| 3 |
SMAR
Smartsheet Inc.
SMAR
|
+$154M |
| 4 |
Ciena
CIEN
|
+$135M |
| 5 |
VMW
VMware, Inc
VMW
|
+$106M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NYSE Arca Biotechnology Index Fund
FBT
|
+$578M |
| 2 |
Lumen
LUMN
|
+$121M |
| 3 |
Meta Platforms (Facebook)
META
|
+$120M |
| 4 |
RTN
Raytheon Company
RTN
|
+$110M |
| 5 |
Amazon
AMZN
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.68% |
| 2 | Financials | 12.47% |
| 3 | Healthcare | 10.57% |
| 4 | Communication Services | 9.5% |
| 5 | Consumer Discretionary | 7.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2301
OP Bancorp
OPBK
$233M
| $271K | ﹤0.01% |
+27,707
| New | +$265K |
|
2302
RELX
RELX
$60.1B
| $268K | ﹤0.01% |
11,299
-1,551
| -12% | -$37K |
|
2303
Coastal Financial
CCB
$1.1B
| $265K | ﹤0.01% |
+17,565
| New | +$267K |
|
|
MUS
2304
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
| $262K | ﹤0.01% |
20,477
-419
| -2% | -$5.28K |
|
2305
Capital Bancorp
CBNK
$588M
| $259K | ﹤0.01% |
+18,991
| New | +$239K |
|
|
PAMT
2306
PAMT Corp
PAMT
$340M
| $255K | ﹤0.01% |
17,240
+1,296
| +8% | +$17.9K |
|
|
CTLT
2307
DELISTED
CATALENT, INC.
CTLT
| $254K | ﹤0.01% |
5,332
-252,594
| -98% | -$13.6M |
|
2308
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
| $248K | ﹤0.01% |
3,300
+308
| +10% | +$22.6K |
|
|
PYX
2309
DELISTED
Pyxus International, Inc.
PYX
| $247K | ﹤0.01% |
+18,864
| New | +$273K |
|
|
LEVL
2310
DELISTED
Level One Bancorp, Inc. Common Stock
LEVL
| $245K | ﹤0.01% |
+10,172
| New | +$243K |
|
2311
Lee Enterprises
LEE
$166M
| $244K | ﹤0.01% |
11,937
+2,426
| +26% | +$49.5K |
|
|
SMC
2312
Summit Midstream
SMC
$421M
| $243K | ﹤0.01% |
3,335
-3,346
| -50% | -$307K |
|
2313
Vaalco Energy
EGY
$594M
| $240K | ﹤0.01% |
118,184
+16,408
| +16% | +$28.9K |
|
|
FFNW
2314
DELISTED
First Financial Northwest, Inc
FFNW
| $240K | ﹤0.01% |
16,234
+1,957
| +14% | +$28K |
|
|
OSG
2315
DELISTED
Overseas Shipholding Group Inc.
OSG
| $238K | ﹤0.01% |
136,041
+18,666
| +16% | +$33.4K |
|
2316
Hingham Institution for Saving
HIFS
$614M
| $235K | ﹤0.01% |
1,241
-285
| -19% | -$54K |
|
2317
Innovative Industrial Properties
IIPR
$1.78B
| $235K | ﹤0.01% |
2,546
+757
| +42% | +$79.8K |
|
|
MHF
2318
Western Asset Municipal High Income Fund
MHF
$151M
| $231K | ﹤0.01% |
30,502
-989
| -3% | -$7.5K |
|
|
ACBI
2319
DELISTED
Atlantic Capital Bancshares, Inc. Common Stock
ACBI
| $231K | ﹤0.01% |
13,303
-47,598
| -78% | -$826K |
|
2320
Brown-Forman Class B
BF.B
$12B
| $230K | ﹤0.01% |
+3,669
| New | +$214K |
|
2321
RBB Bancorp
RBB
$446M
| $230K | ﹤0.01% |
11,693
-22,305
| -66% | -$426K |
|
2322
Tenaris
TS
$29.1B
| $230K | ﹤0.01% |
10,881
-582
| -5% | -$13.6K |
|
|
AMNB
2323
DELISTED
American National Bankshares Inc
AMNB
| $230K | ﹤0.01% |
6,479
-1,516
| -19% | -$53.9K |
|
2324
Duluth Holdings
DLTH
$160M
| $226K | ﹤0.01% |
+26,642
| New | +$292K |
|
2325
Bloom Energy
BE
$52.6B
| $223K | ﹤0.01% |
68,485
+10,353
| +18% | +$77.4K |
|
Similar funds
DAM
First Trust Advisors's Q3 2019 Portfolio in Review
As of Q3 2019, First Trust Advisors held 2,572 positions worth $53.1B, up 0.14% from $53B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
First Trust Advisors's Q3 2019 filing shows 160 new, 1,214 increased, 1,013 reduced and 182 closed positions. Its largest new stake was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M. The largest sale was First Trust NYSE Arca Biotechnology Index Fund, an estimated $578M.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Financials and Healthcare.
- First Trust Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M.
- First Trust Advisors added most to Cisco in Q3 2019, an estimated $552M increase.
- First Trust Advisors's biggest Q3 2019 reduction was Lumen, cutting an estimated $121M.
- First Trust Advisors fully exited First Trust NYSE Arca Biotechnology Index Fund in Q3 2019, selling an estimated $578M.
- First Trust Advisors's ten largest holdings make up 11% of its $53.1B portfolio in Q3 2019.
- First Trust Advisors opened 160 new positions and closed 182 in Q3 2019.
- First Trust Advisors's portfolio value rose 0.14% quarter-over-quarter to $53.1B.
Based on First Trust Advisors's 13F filing for Q3 2019, filed 4 Nov 2019.