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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
-2.14%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$84.4B
AUM Growth
-$3.57B
Cap. Flow
-$518M
Cap. Flow %
-0.61%
Top 10 Hldgs %
8.91%
Holding
2,548
New
201
Increased
1,061
Reduced
1,074
Closed
208

Top Buys

Rank Stock Value
1
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$700M
2
ACN icon
Accenture
ACN
+$190M
3
HD icon
Home Depot
HD
+$179M
4
UNP icon
Union Pacific
UNP
+$178M
5
VRTX icon
Vertex Pharmaceuticals
VRTX
+$178M

Top Sells

Rank Stock Value
1
FTXG icon
First Trust Nasdaq Food & Beverage ETF
FTXG
+$669M
2
NTAP icon
NetApp
NTAP
+$223M
3
MOH icon
Molina Healthcare
MOH
+$189M
4
INTC icon
Intel
INTC
+$188M
5
AMGN icon
Amgen
AMGN
+$182M

Sector Composition

Rank Sector Weight
1 Technology 28.79%
2 Financials 12%
3 Industrials 11.32%
4 Healthcare 10.2%
5 Consumer Discretionary 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVI icon
2276
Invesco Floating Rate Municipal Income ETF
PVI
$32.2M
$234K ﹤0.01%
9,437
+254
+3% +$6.32K
HYMB icon
2277
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$231K ﹤0.01%
9,684
+191
+2% +$4.72K
VSAT icon
2278
Viasat
VSAT
$9.79B
$228K ﹤0.01%
12,341
-45,029
-78% -$1.29M
FTGC icon
2279
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$225K ﹤0.01%
+9,391
New +$227K
FSR
2280
DELISTED
Fisker Inc.
FSR
$223K ﹤0.01%
34,702
+3,366
+11% +$20.5K
NMZ icon
2281
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$222K ﹤0.01%
23,958
-5,183
-18% -$53K
FTLS icon
2282
First Trust Long/Short Equity ETF
FTLS
$2.46B
$220K ﹤0.01%
+4,147
New +$222K
SUB icon
2283
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$220K ﹤0.01%
2,141
-531
-20% -$55.1K
FMBH icon
2284
First Mid Bancshares
FMBH
$1.36B
$217K ﹤0.01%
+8,153
New +$227K
VKQ icon
2285
Invesco Municipal Trust
VKQ
$536M
$213K ﹤0.01%
25,532
-5,202
-17% -$47.7K
CTBI icon
2286
Community Trust Bancorp
CTBI
$1.38B
$211K ﹤0.01%
6,156
-1,025
-14% -$37.4K
TPZ
2287
Tortoise Electrification Infrastructure ETF
TPZ
$132M
$211K ﹤0.01%
15,757
-216
-1% -$2.94K
UCON icon
2288
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$210K ﹤0.01%
8,778
-156,694
-95% -$3.79M
PFC
2289
DELISTED
Premier Financial Corp. Common Stock
PFC
$209K ﹤0.01%
12,224
-2,040
-14% -$38.3K
SITM icon
2290
SiTime
SITM
$16.6B
$202K ﹤0.01%
1,767
-12,838
-88% -$1.58M
SMTC icon
2291
Semtech
SMTC
$11.7B
$202K ﹤0.01%
7,833
-47,626
-86% -$1.25M
ARR
2292
Armour Residential REIT
ARR
$2.02B
$200K ﹤0.01%
9,400
+5,694
+154% +$140K
BLE
2293
DELISTED
BlackRock Municipal Income Trust II
BLE
$193K ﹤0.01%
21,163
-6,978
-25% -$70.2K
ALEX
2294
DELISTED
Alexander & Baldwin
ALEX
$189K ﹤0.01%
11,311
-25,026
-69% -$454K
NEOG icon
2295
Neogen
NEOG
$2.05B
$188K ﹤0.01%
+10,134
New +$221K
LAC
2296
DELISTED
Lithium Americas Corp. Common Shares
LAC
$188K ﹤0.01%
+11,042
New +$208K
CBH
2297
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$188K ﹤0.01%
21,377
-2,597
-11% -$22.6K
NMI icon
2298
Nuveen Municipal Income
NMI
$130M
$188K ﹤0.01%
21,824
-2,380
-10% -$22.1K
GGB icon
2299
Gerdau
GGB
$9.44B
$186K ﹤0.01%
+46,766
New +$208K
HIMX
2300
Himax Technologies
HIMX
$2.2B
$179K ﹤0.01%
30,612
-546,983
-95% -$3.51M
90 91
92
93 94

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First Trust Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, First Trust Advisors held 2,548 positions worth $84.4B, down 4.1% from $87.9B the previous quarter. Its ten largest holdings account for 8.9% of the portfolio.

First Trust Advisors's Q3 2023 filing shows 201 new, 1,061 increased, 1,074 reduced and 208 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 4,706,811 shares worth $684M. The largest sale was First Trust Nasdaq Food & Beverage ETF, an estimated $669M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Financials and Industrials.

  • First Trust Advisors's largest Q3 2023 buy was First Trust NASDAQ-100 Technology Index Fund: 4,706,811 shares worth $684M.
  • First Trust Advisors added most to Accenture in Q3 2023, an estimated $190M increase.
  • First Trust Advisors's biggest Q3 2023 reduction was NetApp, cutting an estimated $223M.
  • First Trust Advisors fully exited First Trust Nasdaq Food & Beverage ETF in Q3 2023, selling an estimated $669M.
  • First Trust Advisors's ten largest holdings make up 8.9% of its $84.4B portfolio in Q3 2023.
  • First Trust Advisors opened 201 new positions and closed 208 in Q3 2023.
  • First Trust Advisors's portfolio value fell 4.1% quarter-over-quarter to $84.4B.

Based on First Trust Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.