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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.5B
AUM Growth
+$1.74B
Cap. Flow
+$484M
Cap. Flow %
1.45%
Top 10 Hldgs %
14.81%
Holding
2,486
New
216
Increased
1,148
Reduced
933
Closed
185

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Consumer Staples 10.03%
3 Consumer Discretionary 9.72%
4 Communication Services 9.38%
5 Healthcare 9.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
MCBC
2276
DELISTED
Macatawa Bank Corp
MCBC
$113K ﹤0.01%
14,198
+716
+5% +$5.54K
MGI
2277
DELISTED
MoneyGram International, Inc. New
MGI
$111K ﹤0.01%
+15,688
New +$112K
SMRT
2278
DELISTED
Stein Mart Inc
SMRT
$107K ﹤0.01%
16,826
+1,507
+10% +$12.2K
CACB
2279
DELISTED
Cascade Bancorp
CACB
$105K ﹤0.01%
17,406
+1,624
+10% +$9.49K
MDXG icon
2280
MiMedx Group
MDXG
$627M
$101K ﹤0.01%
11,806
-35,794
-75% -$283K
HIL
2281
DELISTED
Hill International, Inc. Common Stock
HIL
$100K ﹤0.01%
+21,659
New +$94.2K
SMFG icon
2282
Sumitomo Mitsui Financial
SMFG
$168B
$99K ﹤0.01%
14,614
-705
-5% -$4.57K
JPS
2283
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$99K ﹤0.01%
10,374
-16,615
-62% -$159K
HDSN
2284
Hudson Technologies
HDSN
$267M
$97K ﹤0.01%
+14,616
New +$77.1K
MBTF
2285
DELISTED
MBT Financial Corporation
MBTF
$96K ﹤0.01%
+10,627
New +$92.7K
SPIL
2286
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$92K ﹤0.01%
+12,415
New +$92.5K
HNRG icon
2287
Hallador Energy
HNRG
$739M
$88K ﹤0.01%
+11,130
New +$66.7K
HEOP
2288
DELISTED
Heritage Oaks Bancorp
HEOP
$88K ﹤0.01%
+10,784
New +$88K
VALE icon
2289
Vale
VALE
$63.3B
$85K ﹤0.01%
15,488
-521
-3% -$2.86K
ENIA
2290
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$84K ﹤0.01%
+10,308
New +$88.5K
ABEV icon
2291
Ambev
ABEV
$47.9B
$82K ﹤0.01%
13,419
+369
+3% +$2.21K
CNTY icon
2292
Century Casinos
CNTY
$33.2M
$82K ﹤0.01%
+11,821
New +$76.1K
GFI icon
2293
Gold Fields
GFI
$29.6B
$80K ﹤0.01%
+16,495
New +$93.4K
GCAP
2294
DELISTED
Gain Capital Holdings, Inc.
GCAP
$80K ﹤0.01%
12,955
+702
+6% +$4.57K
ARC
2295
DELISTED
ARC Document Solutions, Inc.
ARC
$79K ﹤0.01%
+21,123
New +$76.5K
CVGI icon
2296
Commercial Vehicle Group
CVGI
$160M
$77K ﹤0.01%
13,315
-593
-4% -$2.92K
MUFG icon
2297
Mitsubishi UFJ Financial
MUFG
$260B
$62K ﹤0.01%
12,224
-429
-3% -$2.17K
NMR icon
2298
Nomura Holdings
NMR
$28.9B
$62K ﹤0.01%
13,826
-485
-3% -$2.1K
PIR
2299
DELISTED
Pier 1 Imports, Inc.
PIR
$57K ﹤0.01%
676
+99
+17% +$9.32K
DSU icon
2300
BlackRock Debt Strategies Fund
DSU
$593M
$55K ﹤0.01%
5,002
-272
-5% -$2.97K

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First Trust Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, First Trust Advisors held 2,486 positions worth $33.5B, up 5.5% from $31.8B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Trust Advisors's Q3 2016 filing shows 216 new, 1,148 increased, 933 reduced and 185 closed positions. Its largest new stake was Treehouse Foods: 1,132,288 shares worth $98.7M. The largest sale was First Trust Japan AlphaDEX Fund, an estimated $91.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

  • First Trust Advisors's largest Q3 2016 buy was Treehouse Foods: 1,132,288 shares worth $98.7M.
  • First Trust Advisors added most to Post Holdings in Q3 2016, an estimated $116M increase.
  • First Trust Advisors's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $85M.
  • First Trust Advisors fully exited First Trust Japan AlphaDEX Fund in Q3 2016, selling an estimated $91.2M.
  • First Trust Advisors's ten largest holdings make up 15% of its $33.5B portfolio in Q3 2016.
  • First Trust Advisors opened 216 new positions and closed 185 in Q3 2016.
  • First Trust Advisors's portfolio value rose 5.5% quarter-over-quarter to $33.5B.

Based on First Trust Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.