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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+4.23%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.6B
AUM Growth
+$98.9M
(+0.3%)
Cap. Flow
-$672M
Cap. Flow
% of AUM
-2%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
2,602
New
301
Increased
1,225
Reduced
883
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$559M |
| 2 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$548M |
| 3 |
Meta Platforms (Facebook)
META
|
+$62.3M |
| 4 |
Cisco
CSCO
|
+$58M |
| 5 |
YHOO
Yahoo Inc
YHOO
|
+$52.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Consumer Discretionary AlphaDEX Fund
FXD
|
+$627M |
| 2 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$626M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$172M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$129M |
| 5 |
First Trust Energy AlphaDEX Fund
FXN
|
+$100M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.21% |
| 2 | Financials | 9.87% |
| 3 | Industrials | 9.87% |
| 4 | Communication Services | 9.15% |
| 5 | Healthcare | 9.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2251
Barclays
BCS
$94.1B
| $333K | ﹤0.01% |
+32,067
| New | +$302K |
|
2252
National Grid
NGG
$82.7B
| $332K | ﹤0.01% |
5,905
-8,375
| -59% | -$496K |
|
|
CAFD
2253
DELISTED
8point3 Energy Partners LP
CAFD
| $328K | ﹤0.01% |
25,254
+6,040
| +31% | +$82.7K |
|
2254
Enova International
ENVA
$5.91B
| $327K | ﹤0.01% |
26,069
+13,431
| +106% | +$145K |
|
2255
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
| $327K | ﹤0.01% |
+9,637
| New | +$330K |
|
2256
Genworth Financial
GNW
$3.8B
| $324K | ﹤0.01% |
85,028
-51,763
| -38% | -$228K |
|
2257
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
| $323K | ﹤0.01% |
7,709
+114
| +2% | +$4.98K |
|
2258
Bar Harbor Bankshares
BHB
$654M
| $321K | ﹤0.01% |
+10,185
| New | +$282K |
|
2259
UBS Group
UBS
$170B
| $321K | ﹤0.01% |
20,511
-15,059
| -42% | -$227K |
|
|
EXAC
2260
DELISTED
Exactech Inc
EXAC
| $321K | ﹤0.01% |
+11,770
| New | +$311K |
|
2261
Braskem
BAK
$980M
| $319K | ﹤0.01% |
+15,040
| New | +$266K |
|
|
FBR
2262
DELISTED
Fibria Celulose Sa
FBR
| $319K | ﹤0.01% |
33,222
+10,283
| +45% | +$86.5K |
|
|
KMG
2263
DELISTED
KMG Chemicals Inc
KMG
| $318K | ﹤0.01% |
+8,177
| New | +$261K |
|
|
NUTR
2264
DELISTED
Nutraceutical International Co
NUTR
| $317K | ﹤0.01% |
+9,081
| New | +$288K |
|
|
HDSN
2265
Hudson Technologies
HDSN
$267M
| $316K | ﹤0.01% |
39,479
+24,863
| +170% | +$175K |
|
2266
Monarch Casino & Resort
MCRI
$2.14B
| $316K | ﹤0.01% |
+12,269
| New | +$304K |
|
|
AMNB
2267
DELISTED
American National Bankshares Inc
AMNB
| $316K | ﹤0.01% |
9,080
-3,321
| -27% | -$101K |
|
|
FNSR
2268
DELISTED
Finisar Corp
FNSR
| $315K | ﹤0.01% |
10,399
-45,217
| -81% | -$1.39M |
|
|
CBI
2269
DELISTED
Chicago Bridge & Iron Nv
CBI
| $313K | ﹤0.01% |
9,857
+1,571
| +19% | +$49.1K |
|
|
JKS
2270
JinkoSolar
JKS
$775M
| $312K | ﹤0.01% |
20,506
-49,464
| -71% | -$759K |
|
2271
Angi Inc
ANGI
$224M
| $311K | ﹤0.01% |
3,781
+787
| +26% | +$67.1K |
|
2272
Seneca Foods Class A
SENEA
$1.13B
| $308K | ﹤0.01% |
+7,699
| New | +$266K |
|
|
MCBC
2273
DELISTED
Macatawa Bank Corp
MCBC
| $305K | ﹤0.01% |
29,287
+15,089
| +106% | +$135K |
|
2274
Flex
FLEX
$43.4B
| $304K | ﹤0.01% |
28,090
-2,237
| -7% | -$23.9K |
|
|
TREC
2275
DELISTED
Trecora Resources
TREC
| $304K | ﹤0.01% |
21,983
+11,326
| +106% | +$135K |
|
Similar funds
DAM
First Trust Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, First Trust Advisors held 2,602 positions worth $33.6B, up 0.3% from $33.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Trust Advisors's Q4 2016 filing shows 301 new, 1,225 increased, 883 reduced and 189 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M. The largest sale was First Trust Consumer Discretionary AlphaDEX Fund, an estimated $627M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.
- First Trust Advisors's largest Q4 2016 buy was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M.
- First Trust Advisors added most to Meta Platforms (Facebook) in Q4 2016, an estimated $62.3M increase.
- First Trust Advisors's biggest Q4 2016 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $172M.
- First Trust Advisors fully exited First Trust Consumer Discretionary AlphaDEX Fund in Q4 2016, selling an estimated $627M.
- First Trust Advisors's ten largest holdings make up 14% of its $33.6B portfolio in Q4 2016.
- First Trust Advisors opened 301 new positions and closed 189 in Q4 2016.
- First Trust Advisors's portfolio value rose 0.3% quarter-over-quarter to $33.6B.
Based on First Trust Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.