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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.5B
AUM Growth
+$1.74B
Cap. Flow
+$484M
Cap. Flow %
1.45%
Top 10 Hldgs %
14.81%
Holding
2,486
New
216
Increased
1,148
Reduced
933
Closed
185

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Consumer Staples 10.03%
3 Consumer Discretionary 9.72%
4 Communication Services 9.38%
5 Healthcare 9.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
MERC icon
2226
Mercer International
MERC
$44.7M
$197K ﹤0.01%
+23,209
New +$193K
CMCO icon
2227
Columbus McKinnon
CMCO
$465M
$196K ﹤0.01%
10,978
+600
+6% +$10K
ACRE
2228
Ares Commercial Real Estate
ACRE
$254M
$195K ﹤0.01%
15,499
+778
+5% +$9.8K
GOOD
2229
Gladstone Commercial Corp
GOOD
$630M
$195K ﹤0.01%
+10,479
New +$188K
ONIT
2230
Onity Group
ONIT
$337M
$194K ﹤0.01%
3,520
+1,286
+58% +$52.6K
INWK
2231
DELISTED
InnerWorkings, Inc.
INWK
$194K ﹤0.01%
20,579
+764
+4% +$6.67K
OMN
2232
DELISTED
OMNOVA Solutions Inc.
OMN
$194K ﹤0.01%
23,000
-238
-1% -$2.22K
EPIQ
2233
DELISTED
EPIQ SYSTEMS INC
EPIQ
$193K ﹤0.01%
+11,734
New +$187K
TSC
2234
DELISTED
TriState Capital Holdings, Inc.
TSC
$191K ﹤0.01%
11,809
+560
+5% +$8.29K
PTCT icon
2235
PTC Therapeutics
PTCT
$6.45B
$188K ﹤0.01%
+13,421
New +$109K
WSR
2236
DELISTED
Whitestone REIT
WSR
$184K ﹤0.01%
13,265
+2,415
+22% +$36.1K
SNC
2237
DELISTED
State National Companies, Inc.
SNC
$182K ﹤0.01%
16,339
+690
+4% +$7.36K
PKE icon
2238
Park Aerospace
PKE
$744M
$180K ﹤0.01%
10,339
-105
-1% -$1.71K
UCFC
2239
DELISTED
United Community Financial Corp
UCFC
$180K ﹤0.01%
25,276
+787
+3% +$5.24K
AUD
2240
DELISTED
Audacy, Inc.
AUD
$179K ﹤0.01%
13,800
+1,044
+8% +$14.3K
FCEL icon
2241
FuelCell Energy
FCEL
$1.77B
$174K ﹤0.01%
89
+10
+13% +$19.2K
IRT icon
2242
Independence Realty Trust
IRT
$3.9B
$171K ﹤0.01%
18,945
+6,911
+57% +$64.4K
DFRG
2243
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
$171K ﹤0.01%
12,694
+555
+5% +$8.22K
FRP
2244
DELISTED
Fairpoint Communications, Inc.
FRP
$170K ﹤0.01%
+11,322
New +$166K
FNBC
2245
DELISTED
First NBC Bank Holding Company
FNBC
$169K ﹤0.01%
17,875
-965
-5% -$14K
BBD icon
2246
Banco Bradesco
BBD
$38.4B
$168K ﹤0.01%
35,761
+9,439
+36% +$42.8K
BHR
2247
Braemar Hotels & Resorts
BHR
$156M
$168K ﹤0.01%
12,018
+1,765
+17% +$26.2K
DGII icon
2248
Digi International
DGII
$2.54B
$167K ﹤0.01%
+14,678
New +$167K
ABR icon
2249
Arbor Realty Trust
ABR
$971M
$164K ﹤0.01%
22,064
+546
+3% +$4.04K
HTBK
2250
DELISTED
Heritage Commerce
HTBK
$162K ﹤0.01%
+14,833
New +$164K

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First Trust Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, First Trust Advisors held 2,486 positions worth $33.5B, up 5.5% from $31.8B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Trust Advisors's Q3 2016 filing shows 216 new, 1,148 increased, 933 reduced and 185 closed positions. Its largest new stake was Treehouse Foods: 1,132,288 shares worth $98.7M. The largest sale was First Trust Japan AlphaDEX Fund, an estimated $91.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

  • First Trust Advisors's largest Q3 2016 buy was Treehouse Foods: 1,132,288 shares worth $98.7M.
  • First Trust Advisors added most to Post Holdings in Q3 2016, an estimated $116M increase.
  • First Trust Advisors's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $85M.
  • First Trust Advisors fully exited First Trust Japan AlphaDEX Fund in Q3 2016, selling an estimated $91.2M.
  • First Trust Advisors's ten largest holdings make up 15% of its $33.5B portfolio in Q3 2016.
  • First Trust Advisors opened 216 new positions and closed 185 in Q3 2016.
  • First Trust Advisors's portfolio value rose 5.5% quarter-over-quarter to $33.5B.

Based on First Trust Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.