We are live on ! Find out more
First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
-2.14%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$84.4B
AUM Growth
-$3.57B
Cap. Flow
-$518M
Cap. Flow %
-0.61%
Top 10 Hldgs %
8.91%
Holding
2,548
New
201
Increased
1,061
Reduced
1,074
Closed
208

Top Buys

Rank Stock Value
1
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$700M
2
ACN icon
Accenture
ACN
+$190M
3
HD icon
Home Depot
HD
+$179M
4
UNP icon
Union Pacific
UNP
+$178M
5
VRTX icon
Vertex Pharmaceuticals
VRTX
+$178M

Top Sells

Rank Stock Value
1
FTXG icon
First Trust Nasdaq Food & Beverage ETF
FTXG
+$669M
2
NTAP icon
NetApp
NTAP
+$223M
3
MOH icon
Molina Healthcare
MOH
+$189M
4
INTC icon
Intel
INTC
+$188M
5
AMGN icon
Amgen
AMGN
+$182M

Sector Composition

Rank Sector Weight
1 Technology 28.79%
2 Financials 12%
3 Industrials 11.32%
4 Healthcare 10.2%
5 Consumer Discretionary 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIM
2201
Chimera Investment
CIM
$1.05B
$380K ﹤0.01%
23,214
+2,653
+13% +$46.6K
NMRA icon
2202
Neumora Therapeutics
NMRA
$276M
$378K ﹤0.01%
+26,770
New +$335K
KWY
2203
Kingsway Corp
KWY
$249M
$377K ﹤0.01%
+49,975
New +$416K
ATLC icon
2204
Atlanticus Holdings
ATLC
$1.5B
$376K ﹤0.01%
+12,389
New +$446K
BCX icon
2205
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$372K ﹤0.01%
40,393
+883
+2% +$8.27K
NUV icon
2206
Nuveen Municipal Value Fund
NUV
$1.91B
$372K ﹤0.01%
45,003
-4,729
-10% -$40.2K
AGYS icon
2207
Agilysys
AGYS
$2.78B
$370K ﹤0.01%
5,600
-27,502
-83% -$1.91M
STER
2208
DELISTED
Sterling Check Corp. Common Stock
STER
$370K ﹤0.01%
+29,321
New +$380K
AIO
2209
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$882M
$369K ﹤0.01%
22,371
+4,018
+22% +$72.5K
SNN icon
2210
Smith & Nephew
SNN
$12.9B
$369K ﹤0.01%
+14,903
New +$418K
STKS icon
2211
The ONE Group
STKS
$57.1M
$369K ﹤0.01%
+67,018
New +$455K
LEGH icon
2212
Legacy Housing
LEGH
$630M
$368K ﹤0.01%
+18,977
New +$418K
FLEX icon
2213
Flex
FLEX
$43.4B
$368K ﹤0.01%
+18,091
New +$367K
NSSC icon
2214
Napco Security Technologies
NSSC
$1.28B
$368K ﹤0.01%
+16,522
New +$501K
NVG icon
2215
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$367K ﹤0.01%
35,557
-7,426
-17% -$83.7K
OPRA
2216
Opera Ltd
OPRA
$1.65B
$365K ﹤0.01%
+32,345
New +$541K
TR icon
2217
Tootsie Roll Industries
TR
$2.82B
$357K ﹤0.01%
13,047
-65,943
-83% -$1.97M
NZF icon
2218
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$354K ﹤0.01%
33,985
-10,165
-23% -$115K
III icon
2219
Information Services Group
III
$185M
$354K ﹤0.01%
80,766
-11,375
-12% -$56.8K
DNA icon
2220
Ginkgo Bioworks
DNA
$481M
$350K ﹤0.01%
+4,832
New +$386K
MYI icon
2221
BlackRock MuniYield Quality Fund III
MYI
$709M
$348K ﹤0.01%
36,415
-7,582
-17% -$80K
MNSB icon
2222
MainStreet Bancshares
MNSB
$167M
$344K ﹤0.01%
+16,756
New +$383K
BTG icon
2223
B2Gold
BTG
$5.16B
$343K ﹤0.01%
118,291
+1,432
+1% +$4.66K
HRMY icon
2224
Harmony Biosciences
HRMY
$2.04B
$343K ﹤0.01%
+10,464
New +$363K
NEA icon
2225
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$343K ﹤0.01%
35,401
-8,202
-19% -$86.1K
87 88
89
90 91

Similar funds

DAM
Diamant Asset Management Ridgefield, Connecticut $137B AUM 18.02% 1-Year Est. Return
T. Rowe Price Investment Management
T. Rowe Price Investment Management Baltimore, Maryland $145B AUM 22.78% 1-Year Est. Return
Jennison Associates
Jennison Associates New York $145B AUM 34.61% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
National Pension Service
National Pension Service Jeonju-Si, Jeollabuk-Do, South Korea $132B AUM 28.96% 1-Year Est. Return
Neuberger Berman Group
Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return
Mitsubishi UFJ Asset Management
Mitsubishi UFJ Asset Management Tokyo, Japan $149B AUM 24.71% 1-Year Est. Return

First Trust Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, First Trust Advisors held 2,548 positions worth $84.4B, down 4.1% from $87.9B the previous quarter. Its ten largest holdings account for 8.9% of the portfolio.

First Trust Advisors's Q3 2023 filing shows 201 new, 1,061 increased, 1,074 reduced and 208 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 4,706,811 shares worth $684M. The largest sale was First Trust Nasdaq Food & Beverage ETF, an estimated $669M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Financials and Industrials.

  • First Trust Advisors's largest Q3 2023 buy was First Trust NASDAQ-100 Technology Index Fund: 4,706,811 shares worth $684M.
  • First Trust Advisors added most to Accenture in Q3 2023, an estimated $190M increase.
  • First Trust Advisors's biggest Q3 2023 reduction was NetApp, cutting an estimated $223M.
  • First Trust Advisors fully exited First Trust Nasdaq Food & Beverage ETF in Q3 2023, selling an estimated $669M.
  • First Trust Advisors's ten largest holdings make up 8.9% of its $84.4B portfolio in Q3 2023.
  • First Trust Advisors opened 201 new positions and closed 208 in Q3 2023.
  • First Trust Advisors's portfolio value fell 4.1% quarter-over-quarter to $84.4B.

Based on First Trust Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.