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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+9.39%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$62.4B
AUM Growth
+$4.74B
Cap. Flow
+$902M
Cap. Flow %
1.44%
Top 10 Hldgs %
12.4%
Holding
2,571
New
221
Increased
1,094
Reduced
981
Closed
272

Top Buys

Rank Stock Value
1
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$432M
2
MTCH icon
Match Group
MTCH
+$227M
3
CSCO icon
Cisco
CSCO
+$220M
4
KC
Kingsoft Cloud Holdings
KC
+$217M
5
COUP
Coupa Software Incorporated
COUP
+$154M

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$368M
2
PPG icon
PPG Industries
PPG
+$175M
3
AVGO icon
Broadcom
AVGO
+$142M
4
MNST icon
Monster Beverage
MNST
+$132M
5
TT icon
Trane Technologies
TT
+$124M

Sector Composition

Rank Sector Weight
1 Technology 33.41%
2 Healthcare 12.32%
3 Communication Services 10.01%
4 Financials 8.53%
5 Consumer Discretionary 8.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRNY icon
2201
Kearny Financial
KRNY
$592M
$245K ﹤0.01%
33,942
-30,688
-47% -$236K
VIA
2202
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$244K ﹤0.01%
+5,862
New +$238K
ALSK
2203
DELISTED
Alaska Communications Systems
ALSK
$239K ﹤0.01%
+119,427
New +$276K
TCO
2204
DELISTED
Taubman Centers Inc.
TCO
$238K ﹤0.01%
7,141
-710
-9% -$26.5K
GGAL icon
2205
Galicia Financial Group
GGAL
$7.92B
$237K ﹤0.01%
32,758
-19,602
-37% -$205K
TBF icon
2206
ProShares Short 20+ Year Treasury ETF
TBF
$84.9M
$237K ﹤0.01%
15,450
+1,800
+13% +$27.4K
E icon
2207
ENI
E
$76B
$236K ﹤0.01%
15,165
-836
-5% -$15.5K
MR
2208
DELISTED
Montage Resources Corporation Common Stock
MR
$236K ﹤0.01%
+53,743
New +$249K
CS
2209
DELISTED
Credit Suisse Group
CS
$230K ﹤0.01%
23,087
-3,498
-13% -$37.5K
GFI icon
2210
Gold Fields
GFI
$29.2B
$229K ﹤0.01%
18,635
+969
+5% +$11.9K
BGX
2211
Blackstone Long-Short Credit Income Fund
BGX
$135M
$228K ﹤0.01%
17,762
+552
+3% +$6.89K
IEI icon
2212
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$227K ﹤0.01%
1,700
– –
VATE icon
2213
INNOVATE Corp
VATE
$114M
$226K ﹤0.01%
+9,350
New +$252K
MHF
2214
Western Asset Municipal High Income Fund
MHF
$151M
$225K ﹤0.01%
30,196
+1,882
+7% +$13.9K
MCHB
2215
Mechanics Bancorp
MCHB
$3.47B
$224K ﹤0.01%
8,679
-838
-9% -$22K
TJX icon
2216
TJX Companies
TJX
$170B
$221K ﹤0.01%
3,974
-200,913
-98% -$10.8M
ELAN icon
2217
Elanco Animal Health
ELAN
$12.4B
$219K ﹤0.01%
+7,828
New +$198K
AHRT
2218
AH Realty Trust
AHRT
$534M
$217K ﹤0.01%
23,484
-11,916
-34% -$117K
FFWM
2219
DELISTED
First Foundation Inc
FFWM
$217K ﹤0.01%
16,640
-78,737
-83% -$1.19M
ADAM
2220
Adamas Trust
ADAM
$777M
$215K ﹤0.01%
+21,091
New +$220K
PDM
2221
Piedmont Realty Trust
PDM
$1.22B
$215K ﹤0.01%
15,813
-84,481
-84% -$1.31M
IPAR icon
2222
Interparfums
IPAR
$3.92B
$214K ﹤0.01%
5,734
-6,679
-54% -$287K
ONTO icon
2223
Onto Innovation
ONTO
$13.6B
$213K ﹤0.01%
+7,154
New +$237K
LMNX
2224
DELISTED
Luminex Corp
LMNX
$213K ﹤0.01%
8,115
-993
-11% -$30.5K
CASS icon
2225
Cass Information Systems
CASS
$698M
$212K ﹤0.01%
5,268
-405
-7% -$15.4K
87 88
89
90 91

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First Trust Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, First Trust Advisors held 2,571 positions worth $62.4B, up 8.2% from $57.7B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

First Trust Advisors's Q3 2020 filing shows 221 new, 1,094 increased, 981 reduced and 272 closed positions. Its largest new stake was First Trust Nasdaq Transportation ETF: 19,298,830 shares worth $450M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $368M.

By sector, the portfolio is most concentrated in Technology at 33% of assets, up from 32% a quarter earlier, followed by Healthcare and Communication Services.

  • First Trust Advisors's largest Q3 2020 buy was First Trust Nasdaq Transportation ETF: 19,298,830 shares worth $450M.
  • First Trust Advisors added most to Match Group in Q3 2020, an estimated $227M increase.
  • First Trust Advisors's biggest Q3 2020 reduction was PPG Industries, cutting an estimated $175M.
  • First Trust Advisors fully exited First Trust Energy AlphaDEX Fund in Q3 2020, selling an estimated $368M.
  • First Trust Advisors's ten largest holdings make up 12% of its $62.4B portfolio in Q3 2020.
  • First Trust Advisors opened 221 new positions and closed 272 in Q3 2020.
  • First Trust Advisors's portfolio value rose 8.2% quarter-over-quarter to $62.4B.

Based on First Trust Advisors's 13F filing for Q3 2020, filed 5 Nov 2020.