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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+10.12%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$20.6B
AUM Growth
+$2.18B
Cap. Flow
+$600M
Cap. Flow %
2.91%
Top 10 Hldgs %
6.85%
Holding
2,360
New
131
Increased
1,252
Reduced
809
Closed
165

Top Buys

Rank Stock Value
1
PCYC
PHARMACYCLICS INC
PCYC
+$49M
2
TECH icon
Bio-Techne
TECH
+$44.4M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$32.1M
4
TAP icon
Molson Coors Class B
TAP
+$28.5M
5
WFM
Whole Foods Market Inc
WFM
+$25.5M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$127M
2
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$101M
3
EEP
Enbridge Energy Partners
EEP
+$91.8M
4
D icon
Dominion Energy
D
+$53.5M
5
ENB icon
Enbridge
ENB
+$51.3M

Sector Composition

Rank Sector Weight
1 Healthcare 14.97%
2 Consumer Discretionary 12.15%
3 Technology 11.84%
4 Industrials 10.66%
5 Financials 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TQNT
2176
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$152K ﹤0.01%
18,172
+1,541
+9% +$12.3K
ALU
2177
DELISTED
Alcatel-Lucent
ALU
$148K ﹤0.01%
33,723
-17,346
-34% -$68.1K
RGT
2178
Royce Global Value Trust
RGT
$95.8M
$147K ﹤0.01%
+16,534
New +$143K
PLM
2179
DELISTED
PolyMet Mining Corp.
PLM
$140K ﹤0.01%
15,396
-3,912
-20% -$34K
MMT
2180
Aberdeen Multi-Market Income Fund
MMT
$237M
$136K ﹤0.01%
20,603
-3,025
-13% -$19.7K
FUR
2181
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
$136K ﹤0.01%
12,318
+393
+3% +$4.45K
NNC
2182
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$127K ﹤0.01%
10,595
– –
HYT icon
2183
BlackRock Corporate High Yield Fund
HYT
$1.36B
$126K ﹤0.01%
+10,365
New +$123K
TSC
2184
DELISTED
TriState Capital Holdings, Inc.
TSC
$119K ﹤0.01%
+10,055
New +$124K
MNR
2185
DELISTED
Monmouth Real Estate Investment Corp
MNR
$116K ﹤0.01%
12,712
-748
-6% -$6.83K
CPSS icon
2186
Consumer Portfolio Services
CPSS
$205M
$111K ﹤0.01%
11,872
-7,165
-38% -$51.6K
FLWS icon
2187
1-800-Flowers.com
FLWS
$245M
$107K ﹤0.01%
19,834
-12,686
-39% -$64.5K
CSFL
2188
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$107K ﹤0.01%
+10,553
New +$108K
INWK
2189
DELISTED
InnerWorkings, Inc.
INWK
$99K ﹤0.01%
+12,677
New +$103K
GCAP
2190
DELISTED
Gain Capital Holdings, Inc.
GCAP
$89K ﹤0.01%
11,875
-5,849
-33% -$58.8K
CMK
2191
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$86K ﹤0.01%
10,605
-3,940
-27% -$31.7K
AMSC icon
2192
American Superconductor
AMSC
$1.48B
$85K ﹤0.01%
5,161
-5,878
-53% -$109K
SKH
2193
DELISTED
SKILLED HEALTHCARE GROUP, INC. CLASS A COM STK
SKH
$82K ﹤0.01%
16,977
-11,112
-40% -$51.7K
GPT
2194
DELISTED
Gramercy Property Trust
GPT
$79K ﹤0.01%
4,573
+538
+13% +$7.92K
BODY
2195
DELISTED
BODY CENTRAL CORP COM STK
BODY
$51K ﹤0.01%
12,899
-8,426
-40% -$36.5K
ADUS icon
2196
Addus HomeCare
ADUS
$2.14B
– –
-7,962
Closed -$231K
ARLP icon
2197
Alliance Resource Partners
ARLP
$3.18B
– –
-1,346,084
Closed -$49.9M
ARR
2198
Armour Residential REIT
ARR
$2.02B
– –
-46,559
Closed -$7.82M
AVAV icon
2199
AeroVironment
AVAV
$7.57B
– –
-71,287
Closed -$1.65M
BAK icon
2200
Braskem
BAK
$980M
– –
-10,263
Closed -$164K
86 87
88
89 90

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First Trust Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, First Trust Advisors held 2,360 positions worth $20.6B, up 12% from $18.4B the previous quarter. Its ten largest holdings account for 6.8% of the portfolio.

First Trust Advisors's Q4 2013 filing shows 131 new, 1,252 increased, 809 reduced and 165 closed positions. Its largest new stake was Bruker: 1,133,847 shares worth $22.4M. The largest sale was Enterprise Products Partners, an estimated $127M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Technology.

  • First Trust Advisors's largest Q4 2013 buy was Bruker: 1,133,847 shares worth $22.4M.
  • First Trust Advisors added most to PHARMACYCLICS INC in Q4 2013, an estimated $49M increase.
  • First Trust Advisors's biggest Q4 2013 reduction was Enterprise Products Partners, cutting an estimated $127M.
  • First Trust Advisors fully exited KINDER MORGAN MANAGEMENT LLC in Q4 2013, selling an estimated $101M.
  • First Trust Advisors's ten largest holdings make up 6.8% of its $20.6B portfolio in Q4 2013.
  • First Trust Advisors opened 131 new positions and closed 165 in Q4 2013.
  • First Trust Advisors's portfolio value rose 12% quarter-over-quarter to $20.6B.

Based on First Trust Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.