We are live on
!
Find out more
First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
-0.24%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$53.1B
AUM Growth
+$73M
(+0.14%)
Cap. Flow
+$888M
Cap. Flow
% of AUM
1.67%
Top 10 Holdings %
Top 10 Hldgs %
11.45%
Holding
2,572
New
160
Increased
1,214
Reduced
1,013
Closed
182
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cisco
CSCO
|
+$552M |
| 2 |
First Trust Financials AlphaDEX Fund
FXO
|
+$539M |
| 3 |
SMAR
Smartsheet Inc.
SMAR
|
+$154M |
| 4 |
Ciena
CIEN
|
+$135M |
| 5 |
VMW
VMware, Inc
VMW
|
+$106M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NYSE Arca Biotechnology Index Fund
FBT
|
+$578M |
| 2 |
Lumen
LUMN
|
+$121M |
| 3 |
Meta Platforms (Facebook)
META
|
+$120M |
| 4 |
RTN
Raytheon Company
RTN
|
+$110M |
| 5 |
Amazon
AMZN
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.68% |
| 2 | Financials | 12.47% |
| 3 | Healthcare | 10.57% |
| 4 | Communication Services | 9.5% |
| 5 | Consumer Discretionary | 7.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CARO
2151
DELISTED
Carolina Financial Corp.
CARO
| $462K | ﹤0.01% |
13,004
-3,024
| -19% | -$105K |
|
2152
Origin Bancorp
OBK
$1.66B
| $461K | ﹤0.01% |
13,649
-12,809
| -48% | -$431K |
|
2153
Center Bancorp
CNOB
$1.63B
| $460K | ﹤0.01% |
20,723
-4,847
| -19% | -$105K |
|
|
MNK
2154
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
| $460K | ﹤0.01% |
+191,076
| New | +$976K |
|
|
OPB
2155
DELISTED
Opus Bank Common Stock
OPB
| $459K | ﹤0.01% |
21,078
-43,943
| -68% | -$932K |
|
|
LBAI
2156
DELISTED
Lakeland Bancorp Inc
LBAI
| $457K | ﹤0.01% |
29,592
-6,764
| -19% | -$105K |
|
2157
Caleres
CAL
$396M
| $455K | ﹤0.01% |
+19,454
| New | +$367K |
|
2158
Cass Information Systems
CASS
$698M
| $455K | ﹤0.01% |
8,425
-1,973
| -19% | -$101K |
|
2159
Horizon Bancorp
HBNC
$1.03B
| $455K | ﹤0.01% |
26,201
-6,051
| -19% | -$101K |
|
|
DQ
2160
Daqo New Energy
DQ
$790M
| $454K | ﹤0.01% |
49,280
+500
| +1% | +$4.57K |
|
|
NBH
2161
Neuberger Municipal Fund Inc
NBH
$304M
| $454K | ﹤0.01% |
29,408
-1,180
| -4% | -$17.9K |
|
|
CARB
2162
DELISTED
Carbonite Inc
CARB
| $452K | ﹤0.01% |
+29,157
| New | +$519K |
|
2163
Parke Bancorp
PKBK
$390M
| $451K | ﹤0.01% |
22,309
+5,807
| +35% | +$120K |
|
|
CURO
2164
DELISTED
CURO Group Holdings Corp.
CURO
| $450K | ﹤0.01% |
33,889
+9,502
| +39% | +$121K |
|
|
DCOM
2165
DELISTED
Dime Community Bancshares
DCOM
| $450K | ﹤0.01% |
21,008
-60,396
| -74% | -$1.21M |
|
2166
Huron Consulting
HURN
$1.82B
| $449K | ﹤0.01% |
+7,321
| New | +$428K |
|
|
NATI
2167
DELISTED
National Instruments Corp
NATI
| $448K | ﹤0.01% |
10,674
-976
| -8% | -$41.9K |
|
2168
Usana Health Sciences
USNA
$394M
| $447K | ﹤0.01% |
+6,540
| New | +$439K |
|
2169
Community Trust Bancorp
CTBI
$1.38B
| $444K | ﹤0.01% |
10,426
-2,297
| -18% | -$94.4K |
|
|
XFLT
2170
XAI Floating Rate & Alternative Income Trust
XFLT
$268M
| $444K | ﹤0.01% |
9,929
+538
| +6% | +$24.6K |
|
2171
Universal Logistics Holdings
ULH
$416M
| $443K | ﹤0.01% |
19,009
+3,866
| +26% | +$83.6K |
|
2172
Horace Mann Educators
HMN
$2.1B
| $438K | ﹤0.01% |
9,463
-1,666
| -15% | -$72.9K |
|
2173
Jack in the Box
JACK
$278M
| $438K | ﹤0.01% |
4,803
-389
| -7% | -$32.4K |
|
2174
Univest Financial
UVSP
$1.23B
| $437K | ﹤0.01% |
17,112
-3,930
| -19% | -$102K |
|
2175
Citi Trends
CTRN
$524M
| $436K | ﹤0.01% |
23,847
+3,164
| +15% | +$51.4K |
|
Similar funds
DAM
First Trust Advisors's Q3 2019 Portfolio in Review
As of Q3 2019, First Trust Advisors held 2,572 positions worth $53.1B, up 0.14% from $53B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
First Trust Advisors's Q3 2019 filing shows 160 new, 1,214 increased, 1,013 reduced and 182 closed positions. Its largest new stake was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M. The largest sale was First Trust NYSE Arca Biotechnology Index Fund, an estimated $578M.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Financials and Healthcare.
- First Trust Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M.
- First Trust Advisors added most to Cisco in Q3 2019, an estimated $552M increase.
- First Trust Advisors's biggest Q3 2019 reduction was Lumen, cutting an estimated $121M.
- First Trust Advisors fully exited First Trust NYSE Arca Biotechnology Index Fund in Q3 2019, selling an estimated $578M.
- First Trust Advisors's ten largest holdings make up 11% of its $53.1B portfolio in Q3 2019.
- First Trust Advisors opened 160 new positions and closed 182 in Q3 2019.
- First Trust Advisors's portfolio value rose 0.14% quarter-over-quarter to $53.1B.
Based on First Trust Advisors's 13F filing for Q3 2019, filed 4 Nov 2019.