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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$58.6B
AUM Growth
+$5.44B
Cap. Flow
+$1.87B
Cap. Flow %
3.19%
Top 10 Hldgs %
10.58%
Holding
2,529
New
139
Increased
1,104
Reduced
1,135
Closed
148

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$117M
2
WM icon
Waste Management
WM
+$102M
3
CTSH icon
Cognizant
CTSH
+$88.9M
4
LMT icon
Lockheed Martin
LMT
+$86.4M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$82.5M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$112M
2
CTXS
Citrix Systems Inc
CTXS
+$88.1M
3
TRIP icon
TripAdvisor
TRIP
+$87.8M
4
PYPL icon
PayPal
PYPL
+$78.5M
5
AMD icon
Advanced Micro Devices
AMD
+$77.2M

Sector Composition

Rank Sector Weight
1 Technology 25.68%
2 Financials 12.54%
3 Healthcare 10.68%
4 Communication Services 9.35%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMT
2101
Royce Micro-Cap Trust
RMT
$736M
$522K ﹤0.01%
61,124
+1,010
+2% +$8.25K
DTF
2102
DTF Tax-Free Income 2028 Term Fund
DTF
$80.7M
$520K ﹤0.01%
35,162
-2,766
-7% -$39.9K
WHG icon
2103
Westwood Holdings Group
WHG
$182M
$520K ﹤0.01%
17,553
-507
-3% -$15K
IEI icon
2104
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$516K ﹤0.01%
+4,100
New +$518K
TCMD icon
2105
Tactile Systems Technology
TCMD
$620M
$513K ﹤0.01%
7,592
-45,107
-86% -$2.5M
MTD icon
2106
Mettler-Toledo International
MTD
$26.8B
$512K ﹤0.01%
645
-22,974
-97% -$16.6M
CNOB icon
2107
Center Bancorp
CNOB
$1.63B
$511K ﹤0.01%
19,868
-855
-4% -$20.8K
CHMI
2108
Cherry Hill Mortgage Investment Corp
CHMI
$83M
$510K ﹤0.01%
34,964
-684
-2% -$9.57K
NID
2109
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$509K ﹤0.01%
36,623
-2,252
-6% -$31K
RDS.A
2110
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$508K ﹤0.01%
8,621
+346
+4% +$20.2K
GSBC icon
2111
Great Southern Bancorp
GSBC
$863M
$506K ﹤0.01%
7,995
-332
-4% -$20.1K
FARO
2112
DELISTED
Faro Technologies
FARO
$505K ﹤0.01%
10,039
+1,642
+20% +$80.2K
PKBK icon
2113
Parke Bancorp
PKBK
$390M
$505K ﹤0.01%
21,880
-429
-2% -$9.23K
DDD icon
2114
3D Systems Corp
DDD
$420M
$504K ﹤0.01%
57,610
-1,460
-2% -$12.7K
IJT icon
2115
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$503K ﹤0.01%
5,200
-312
-6% -$28.8K
PFBC icon
2116
Preferred Bank
PFBC
$1.22B
$503K ﹤0.01%
8,363
-25,360
-75% -$1.39M
ITIC
2117
Investors Title Co
ITIC
$533M
$502K ﹤0.01%
3,152
-62
-2% -$10K
OBK icon
2118
Origin Bancorp
OBK
$1.66B
$499K ﹤0.01%
13,187
-462
-3% -$16.2K
SBT
2119
DELISTED
Sterling Bancorp, Inc. Common Stock
SBT
$498K ﹤0.01%
61,468
-2,285
-4% -$21.2K
FORR icon
2120
Forrester Research
FORR
$172M
$496K ﹤0.01%
+11,893
New +$443K
LBAI
2121
DELISTED
Lakeland Bancorp Inc
LBAI
$493K ﹤0.01%
28,364
-1,228
-4% -$20.2K
RBCAA icon
2122
Republic Bancorp
RBCAA
$1.84B
$488K ﹤0.01%
10,437
-459
-4% -$20.8K
SBI
2123
Western Asset Intermediate Muni Fund
SBI
$109M
$488K ﹤0.01%
53,736
-5,215
-9% -$47.9K
MIDD icon
2124
Middleby
MIDD
$6.05B
$487K ﹤0.01%
4,447
-33,230
-88% -$3.81M
CCF
2125
DELISTED
Chase Corporation
CCF
$487K ﹤0.01%
4,114
-16,692
-80% -$1.94M
83 84
85
86 87

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First Trust Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, First Trust Advisors held 2,529 positions worth $58.6B, up 10% from $53.1B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

First Trust Advisors deployed $1.87B of net new capital in Q4 2019, opening 139 new positions and adding to 1,104 existing holdings. Its largest new stake was GCI Liberty, Inc. Class A Common Stock (DE): 1,199,727 shares worth $85M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 26% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $112M trimmed.

  • First Trust Advisors's largest Q4 2019 buy was GCI Liberty, Inc. Class A Common Stock (DE): 1,199,727 shares worth $85M.
  • First Trust Advisors added most to Walmart Inc in Q4 2019, an estimated $117M increase.
  • First Trust Advisors's biggest Q4 2019 reduction was Meta Platforms (Facebook), cutting an estimated $112M.
  • First Trust Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $52M.
  • First Trust Advisors's ten largest holdings make up 11% of its $58.6B portfolio in Q4 2019.
  • First Trust Advisors opened 139 new positions and closed 148 in Q4 2019.
  • First Trust Advisors's portfolio value rose 10% quarter-over-quarter to $58.6B.

Based on First Trust Advisors's 13F filing for Q4 2019, filed 3 Feb 2020.