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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+4.23%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.6B
AUM Growth
+$98.9M
(+0.3%)
Cap. Flow
-$672M
Cap. Flow
% of AUM
-2%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
2,602
New
301
Increased
1,225
Reduced
883
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$559M |
| 2 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$548M |
| 3 |
Meta Platforms (Facebook)
META
|
+$62.3M |
| 4 |
Cisco
CSCO
|
+$58M |
| 5 |
YHOO
Yahoo Inc
YHOO
|
+$52.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Consumer Discretionary AlphaDEX Fund
FXD
|
+$627M |
| 2 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$626M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$172M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$129M |
| 5 |
First Trust Energy AlphaDEX Fund
FXN
|
+$100M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.21% |
| 2 | Financials | 9.87% |
| 3 | Industrials | 9.87% |
| 4 | Communication Services | 9.15% |
| 5 | Healthcare | 9.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2076
TETRA Technologies
TTI
$1.23B
| $563K | ﹤0.01% |
+112,139
| New | +$607K |
|
|
KE
2077
Kimball Electronics
KE
$598M
| $561K | ﹤0.01% |
30,815
+15,327
| +99% | +$246K |
|
2078
Regis Corp
RGS
$69.9M
| $559K | ﹤0.01% |
1,925
-1,001
| -34% | -$269K |
|
|
CONN
2079
DELISTED
Conn's Inc.
CONN
| $557K | ﹤0.01% |
+44,024
| New | +$486K |
|
2080
Cenovus Energy
CVE
$54.6B
| $555K | ﹤0.01% |
+36,662
| New | +$552K |
|
|
EOT
2081
Eaton Vance National Municipal Opportunities Trust
EOT
$267M
| $555K | ﹤0.01% |
+26,701
| New | +$574K |
|
2082
UNIFI
UFI
$117M
| $555K | ﹤0.01% |
16,996
+8,788
| +107% | +$270K |
|
|
FSB
2083
DELISTED
Franklin Financial Network, Inc.
FSB
| $555K | ﹤0.01% |
+13,265
| New | +$482K |
|
|
DTF
2084
DTF Tax-Free Income 2028 Term Fund
DTF
$80.7M
| $552K | ﹤0.01% |
38,233
+9,855
| +35% | +$147K |
|
2085
Cameco
CCJ
$38.3B
| $551K | ﹤0.01% |
+52,608
| New | +$475K |
|
2086
Innoviva
INVA
$1.58B
| $551K | ﹤0.01% |
+51,528
| New | +$541K |
|
2087
Neogen
NEOG
$2.05B
| $551K | ﹤0.01% |
22,277
-68,643
| -75% | -$1.52M |
|
2088
Old Second Bancorp
OSBC
$1.24B
| $551K | ﹤0.01% |
+49,864
| New | +$452K |
|
2089
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
| $546K | ﹤0.01% |
19,506
-2,870
| -13% | -$81.7K |
|
|
BBOX
2090
DELISTED
Black Box Corp
BBOX
| $544K | ﹤0.01% |
35,660
-4,329
| -11% | -$62K |
|
|
XXIA
2091
DELISTED
Ixia
XXIA
| $543K | ﹤0.01% |
33,739
-74,277
| -69% | -$1.03M |
|
2092
Bio-Rad Laboratories Class A
BIO
$8.42B
| $542K | ﹤0.01% |
2,975
-73,671
| -96% | -$12.6M |
|
2093
CVR Partners
UAN
$1.3B
| $540K | ﹤0.01% |
+8,993
| New | +$462K |
|
|
NXGN
2094
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
| $540K | ﹤0.01% |
41,041
-8,332
| -17% | -$107K |
|
2095
MarineMax
HZO
$800M
| $536K | ﹤0.01% |
27,677
+14,475
| +110% | +$280K |
|
2096
Westwood Holdings Group
WHG
$182M
| $533K | ﹤0.01% |
8,880
+4,551
| +105% | +$257K |
|
|
FFKT
2097
DELISTED
Farmers Capital Bank Corp
FFKT
| $533K | ﹤0.01% |
+12,669
| New | +$443K |
|
|
SDRL
2098
DELISTED
Seadrill Limited Common Stock
SDRL
| $532K | ﹤0.01% |
+583
| New | +$427K |
|
|
SBI
2099
Western Asset Intermediate Muni Fund
SBI
$109M
| $530K | ﹤0.01% |
55,767
+21,358
| +62% | +$212K |
|
|
KNL
2100
DELISTED
Knoll, Inc.
KNL
| $530K | ﹤0.01% |
18,970
-40,154
| -68% | -$983K |
|
Similar funds
DAM
First Trust Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, First Trust Advisors held 2,602 positions worth $33.6B, up 0.3% from $33.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Trust Advisors's Q4 2016 filing shows 301 new, 1,225 increased, 883 reduced and 189 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M. The largest sale was First Trust Consumer Discretionary AlphaDEX Fund, an estimated $627M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.
- First Trust Advisors's largest Q4 2016 buy was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M.
- First Trust Advisors added most to Meta Platforms (Facebook) in Q4 2016, an estimated $62.3M increase.
- First Trust Advisors's biggest Q4 2016 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $172M.
- First Trust Advisors fully exited First Trust Consumer Discretionary AlphaDEX Fund in Q4 2016, selling an estimated $627M.
- First Trust Advisors's ten largest holdings make up 14% of its $33.6B portfolio in Q4 2016.
- First Trust Advisors opened 301 new positions and closed 189 in Q4 2016.
- First Trust Advisors's portfolio value rose 0.3% quarter-over-quarter to $33.6B.
Based on First Trust Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.