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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+10.12%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$20.6B
AUM Growth
+$2.18B
Cap. Flow
+$600M
Cap. Flow %
2.91%
Top 10 Hldgs %
6.85%
Holding
2,360
New
131
Increased
1,252
Reduced
809
Closed
165

Top Buys

Rank Stock Value
1
PCYC
PHARMACYCLICS INC
PCYC
+$49M
2
TECH icon
Bio-Techne
TECH
+$44.4M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$32.1M
4
TAP icon
Molson Coors Class B
TAP
+$28.5M
5
WFM
Whole Foods Market Inc
WFM
+$25.5M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$127M
2
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$101M
3
EEP
Enbridge Energy Partners
EEP
+$91.8M
4
D icon
Dominion Energy
D
+$53.5M
5
ENB icon
Enbridge
ENB
+$51.3M

Sector Composition

Rank Sector Weight
1 Healthcare 14.97%
2 Consumer Discretionary 12.15%
3 Technology 11.84%
4 Industrials 10.66%
5 Financials 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RM icon
2076
Regional Management Corp
RM
$384M
$274K ﹤0.01%
8,088
-1,790
-18% -$58.5K
PST icon
2077
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.6M
$273K ﹤0.01%
+9,000
New +$264K
REMY
2078
DELISTED
REMY INTL INC NEW COMMON
REMY
$273K ﹤0.01%
11,728
-7,666
-40% -$168K
CASS icon
2079
Cass Information Systems
CASS
$698M
$272K ﹤0.01%
+5,326
New +$238K
PPBI
2080
DELISTED
Pacific Premier Bancorp
PPBI
$271K ﹤0.01%
17,203
-1,585
-8% -$22.7K
MIG
2081
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
$269K ﹤0.01%
38,637
-63,213
-62% -$436K
NFBK
2082
DELISTED
Northfield Bancorp
NFBK
$268K ﹤0.01%
20,304
+4,065
+25% +$51.7K
ITUB icon
2083
Itaú Unibanco
ITUB
$91.3B
$267K ﹤0.01%
53,936
+4,706
+10% +$24.5K
LFCR icon
2084
Lifecore Biomedical
LFCR
$162M
$267K ﹤0.01%
22,059
-14,395
-39% -$172K
CLUB
2085
DELISTED
Town Sports International Holdings, Inc.
CLUB
$267K ﹤0.01%
18,068
-11,797
-40% -$156K
ELRC
2086
DELISTED
ELECTRO RENT CORP
ELRC
$266K ﹤0.01%
14,388
-9,399
-40% -$177K
PGTI
2087
DELISTED
PGT, Inc.
PGTI
$264K ﹤0.01%
26,122
-16,087
-38% -$159K
ALX
2088
Alexander's
ALX
$1.4B
$263K ﹤0.01%
797
-39
-5% -$12.2K
FPO
2089
DELISTED
First Potomac Realty Trust
FPO
$262K ﹤0.01%
22,513
-1,096
-5% -$13.1K
FCE.A
2090
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$261K ﹤0.01%
13,674
+146
+1% +$2.84K
BMRC icon
2091
Bank of Marin Bancorp
BMRC
$466M
$260K ﹤0.01%
11,988
-1,618
-12% -$35K
CBF
2092
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$259K ﹤0.01%
11,366
+2,097
+23% +$47.1K
DHIL
2093
DELISTED
Diamond Hill
DHIL
$257K ﹤0.01%
2,175
-1,416
-39% -$163K
ORIT
2094
DELISTED
Oritani Financial Corp. New
ORIT
$257K ﹤0.01%
16,008
+3,349
+26% +$54K
BCS.PR.CL
2095
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$257K ﹤0.01%
10,699
-2,314
-18% -$56.5K
ECHO
2096
DELISTED
Echo Global Logistics, Inc.
ECHO
$256K ﹤0.01%
11,922
-7,804
-40% -$157K
TBNK
2097
DELISTED
Territorial Bancorp Inc.
TBNK
$253K ﹤0.01%
10,895
-4,872
-31% -$111K
OIA icon
2098
Invesco Municipal Income Opportunities Trust
OIA
$295M
$252K ﹤0.01%
40,678
-18,160
-31% -$112K
JPS
2099
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$252K ﹤0.01%
30,944
+2,426
+9% +$19.6K
FPT
2100
DELISTED
Federated Premier Intermediate M
FPT
$251K ﹤0.01%
20,596
-3,653
-15% -$44.6K
82 83
84
85 86

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First Trust Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, First Trust Advisors held 2,360 positions worth $20.6B, up 12% from $18.4B the previous quarter. Its ten largest holdings account for 6.8% of the portfolio.

First Trust Advisors's Q4 2013 filing shows 131 new, 1,252 increased, 809 reduced and 165 closed positions. Its largest new stake was Bruker: 1,133,847 shares worth $22.4M. The largest sale was Enterprise Products Partners, an estimated $127M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Technology.

  • First Trust Advisors's largest Q4 2013 buy was Bruker: 1,133,847 shares worth $22.4M.
  • First Trust Advisors added most to PHARMACYCLICS INC in Q4 2013, an estimated $49M increase.
  • First Trust Advisors's biggest Q4 2013 reduction was Enterprise Products Partners, cutting an estimated $127M.
  • First Trust Advisors fully exited KINDER MORGAN MANAGEMENT LLC in Q4 2013, selling an estimated $101M.
  • First Trust Advisors's ten largest holdings make up 6.8% of its $20.6B portfolio in Q4 2013.
  • First Trust Advisors opened 131 new positions and closed 165 in Q4 2013.
  • First Trust Advisors's portfolio value rose 12% quarter-over-quarter to $20.6B.

Based on First Trust Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.