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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
-0.24%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$53.1B
AUM Growth
+$73M
(+0.14%)
Cap. Flow
+$888M
Cap. Flow
% of AUM
1.67%
Top 10 Holdings %
Top 10 Hldgs %
11.45%
Holding
2,572
New
160
Increased
1,214
Reduced
1,013
Closed
182
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cisco
CSCO
|
+$552M |
| 2 |
First Trust Financials AlphaDEX Fund
FXO
|
+$539M |
| 3 |
SMAR
Smartsheet Inc.
SMAR
|
+$154M |
| 4 |
Ciena
CIEN
|
+$135M |
| 5 |
VMW
VMware, Inc
VMW
|
+$106M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NYSE Arca Biotechnology Index Fund
FBT
|
+$578M |
| 2 |
Lumen
LUMN
|
+$121M |
| 3 |
Meta Platforms (Facebook)
META
|
+$120M |
| 4 |
RTN
Raytheon Company
RTN
|
+$110M |
| 5 |
Amazon
AMZN
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.68% |
| 2 | Financials | 12.47% |
| 3 | Healthcare | 10.57% |
| 4 | Communication Services | 9.5% |
| 5 | Consumer Discretionary | 7.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SBT
2051
DELISTED
Sterling Bancorp, Inc. Common Stock
SBT
| $622K | ﹤0.01% |
63,753
+26,646
| +72% | +$259K |
|
|
EVN
2052
Eaton Vance Municipal Income Trust
EVN
$427M
| $618K | ﹤0.01% |
47,947
+2,896
| +6% | +$36.8K |
|
2053
NRG Energy
NRG
$29.8B
| $616K | ﹤0.01% |
15,545
-278,806
| -95% | -$10.1M |
|
|
SINA
2054
DELISTED
Sina Corp
SINA
| $612K | ﹤0.01% |
15,613
-1,454
| -9% | -$59.3K |
|
2055
AudioCodes
AUDC
$244M
| $611K | ﹤0.01% |
+32,303
| New | +$580K |
|
2056
Home Bancorp
HBCP
$552M
| $607K | ﹤0.01% |
15,578
+2,885
| +23% | +$108K |
|
2057
Northrim BanCorp
NRIM
$603M
| $601K | ﹤0.01% |
60,552
+10,940
| +22% | +$102K |
|
2058
Regional Management Corp
RM
$384M
| $594K | ﹤0.01% |
21,098
+3,574
| +20% | +$95.6K |
|
2059
Sea Limited
SE
$61.2B
| $592K | ﹤0.01% |
19,124
+2,560
| +15% | +$86K |
|
2060
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
| $591K | ﹤0.01% |
11,288
-1,914,368
| -99% | -$100M |
|
2061
BayCom
BCML
$346M
| $590K | ﹤0.01% |
+25,973
| New | +$582K |
|
2062
Kodiak Sciences
KOD
$2.59B
| $590K | ﹤0.01% |
+41,052
| New | +$536K |
|
2063
Foster
FSTR
$443M
| $586K | ﹤0.01% |
+27,022
| New | +$627K |
|
2064
BlackRock MuniYield Quality Fund
MQY
$807M
| $584K | ﹤0.01% |
38,833
-1,302
| -3% | -$19.3K |
|
2065
Park-Ohio Holdings
PKOH
$554M
| $583K | ﹤0.01% |
19,535
+3,982
| +26% | +$119K |
|
|
EBSB
2066
DELISTED
Meridian Bancorp, Inc.
EBSB
| $581K | ﹤0.01% |
31,005
-7,324
| -19% | -$133K |
|
2067
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
| $579K | ﹤0.01% |
24,591
+528
| +2% | +$12.8K |
|
|
SNP
2068
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
| $579K | ﹤0.01% |
9,857
-1,126
| -10% | -$69.8K |
|
|
PTR
2069
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
| $578K | ﹤0.01% |
11,384
-1,036
| -8% | -$53.8K |
|
2070
Green Brick Partners
GRBK
$3.13B
| $577K | ﹤0.01% |
53,898
+9,854
| +22% | +$94.8K |
|
|
WUBA
2071
DELISTED
58.com Inc
WUBA
| $577K | ﹤0.01% |
11,703
-1,312
| -10% | -$72.6K |
|
|
NCI
2072
DELISTED
Navigant Consulting, Inc.
NCI
| $577K | ﹤0.01% |
20,655
-49,358
| -70% | -$1.3M |
|
2073
Hooker Furnishings Corp
HOFT
$148M
| $575K | ﹤0.01% |
26,807
+5,468
| +26% | +$110K |
|
2074
Crocs
CROX
$6.69B
| $573K | ﹤0.01% |
20,641
-89,430
| -81% | -$2.17M |
|
|
TCO
2075
DELISTED
Taubman Centers Inc.
TCO
| $568K | ﹤0.01% |
13,913
+998
| +8% | +$40.6K |
|
Similar funds
DAM
First Trust Advisors's Q3 2019 Portfolio in Review
As of Q3 2019, First Trust Advisors held 2,572 positions worth $53.1B, up 0.14% from $53B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
First Trust Advisors's Q3 2019 filing shows 160 new, 1,214 increased, 1,013 reduced and 182 closed positions. Its largest new stake was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M. The largest sale was First Trust NYSE Arca Biotechnology Index Fund, an estimated $578M.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Financials and Healthcare.
- First Trust Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M.
- First Trust Advisors added most to Cisco in Q3 2019, an estimated $552M increase.
- First Trust Advisors's biggest Q3 2019 reduction was Lumen, cutting an estimated $121M.
- First Trust Advisors fully exited First Trust NYSE Arca Biotechnology Index Fund in Q3 2019, selling an estimated $578M.
- First Trust Advisors's ten largest holdings make up 11% of its $53.1B portfolio in Q3 2019.
- First Trust Advisors opened 160 new positions and closed 182 in Q3 2019.
- First Trust Advisors's portfolio value rose 0.14% quarter-over-quarter to $53.1B.
Based on First Trust Advisors's 13F filing for Q3 2019, filed 4 Nov 2019.