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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.5B
AUM Growth
+$1.74B
Cap. Flow
+$484M
Cap. Flow %
1.45%
Top 10 Hldgs %
14.81%
Holding
2,486
New
216
Increased
1,148
Reduced
933
Closed
185

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Consumer Staples 10.03%
3 Consumer Discretionary 9.72%
4 Communication Services 9.38%
5 Healthcare 9.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
AROW icon
2051
Arrow Financial
AROW
$652M
$409K ﹤0.01%
15,340
-11,260
-42% -$285K
PSMT icon
2052
Pricesmart
PSMT
$5.75B
$408K ﹤0.01%
4,874
-411
-8% -$33.8K
CRZO
2053
DELISTED
Carrizo Oil & Gas Inc
CRZO
$406K ﹤0.01%
+10,006
New +$359K
AIRM
2054
DELISTED
Air Methods Corp
AIRM
$403K ﹤0.01%
12,797
-5,765
-31% -$196K
ICF icon
2055
iShares Select U.S. REIT ETF
ICF
$2.12B
$402K ﹤0.01%
7,662
-2,200
-22% -$119K
CALY
2056
Callaway Golf Company
CALY
$3.26B
$401K ﹤0.01%
34,564
+6,885
+25% +$76.8K
GHDX
2057
DELISTED
Genomic Health, Inc.
GHDX
$398K ﹤0.01%
+13,778
New +$384K
CTRE icon
2058
CareTrust REIT
CTRE
$10.2B
$397K ﹤0.01%
26,864
+3,867
+17% +$56.7K
LOB icon
2059
Live Oak Bancshares
LOB
$1.95B
$395K ﹤0.01%
27,404
-1,696
-6% -$23.7K
FBNK
2060
DELISTED
First Connecticut Bancorp, Inc
FBNK
$395K ﹤0.01%
22,183
-677
-3% -$11.5K
ILG
2061
DELISTED
ILG, Inc Common Stock
ILG
$394K ﹤0.01%
22,931
-88,294
-79% -$1.53M
IVR icon
2062
Invesco Mortgage Capital
IVR
$776M
$393K ﹤0.01%
2,578
-5,705
-69% -$857K
ALOG
2063
DELISTED
Analogic Corp
ALOG
$393K ﹤0.01%
4,439
-2,999
-40% -$260K
LORL
2064
DELISTED
Loral Space and Communications, Inc.
LORL
$391K ﹤0.01%
+10,002
New +$362K
HMHC
2065
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$388K ﹤0.01%
+28,934
New +$451K
CARO
2066
DELISTED
Carolina Financial Corp.
CARO
$388K ﹤0.01%
17,389
+5,504
+46% +$114K
MNTA
2067
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$386K ﹤0.01%
+33,037
New +$388K
STMP
2068
DELISTED
Stamps.com, Inc.
STMP
$386K ﹤0.01%
4,085
-9,301
-69% -$806K
BFX
2069
DELISTED
BowFlex Inc.
BFX
$385K ﹤0.01%
+16,962
New +$361K
GOLD
2070
DELISTED
Randgold Resources Ltd
GOLD
$385K ﹤0.01%
3,848
-570
-13% -$61.8K
PHH
2071
DELISTED
PHH Corporation
PHH
$383K ﹤0.01%
26,499
-233
-0.9% -$3.42K
TBNK
2072
DELISTED
Territorial Bancorp Inc.
TBNK
$382K ﹤0.01%
13,342
-355
-3% -$9.92K
BHBK
2073
DELISTED
Blue Hills Bancorp, Inc.
BHBK
$382K ﹤0.01%
25,409
-1,975
-7% -$28.7K
IJS icon
2074
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$380K ﹤0.01%
6,082
-1,020
-14% -$62.6K
PIPR icon
2075
Piper Sandler
PIPR
$5.14B
$379K ﹤0.01%
31,404
+1,932
+7% +$21K

Similar funds

First Trust Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, First Trust Advisors held 2,486 positions worth $33.5B, up 5.5% from $31.8B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Trust Advisors's Q3 2016 filing shows 216 new, 1,148 increased, 933 reduced and 185 closed positions. Its largest new stake was Treehouse Foods: 1,132,288 shares worth $98.7M. The largest sale was First Trust Japan AlphaDEX Fund, an estimated $91.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

  • First Trust Advisors's largest Q3 2016 buy was Treehouse Foods: 1,132,288 shares worth $98.7M.
  • First Trust Advisors added most to Post Holdings in Q3 2016, an estimated $116M increase.
  • First Trust Advisors's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $85M.
  • First Trust Advisors fully exited First Trust Japan AlphaDEX Fund in Q3 2016, selling an estimated $91.2M.
  • First Trust Advisors's ten largest holdings make up 15% of its $33.5B portfolio in Q3 2016.
  • First Trust Advisors opened 216 new positions and closed 185 in Q3 2016.
  • First Trust Advisors's portfolio value rose 5.5% quarter-over-quarter to $33.5B.

Based on First Trust Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.