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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+4.23%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.6B
AUM Growth
+$98.9M
(+0.3%)
Cap. Flow
-$672M
Cap. Flow
% of AUM
-2%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
2,602
New
301
Increased
1,225
Reduced
883
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$559M |
| 2 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$548M |
| 3 |
Meta Platforms (Facebook)
META
|
+$62.3M |
| 4 |
Cisco
CSCO
|
+$58M |
| 5 |
YHOO
Yahoo Inc
YHOO
|
+$52.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Consumer Discretionary AlphaDEX Fund
FXD
|
+$627M |
| 2 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$626M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$172M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$129M |
| 5 |
First Trust Energy AlphaDEX Fund
FXN
|
+$100M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.21% |
| 2 | Financials | 9.87% |
| 3 | Industrials | 9.87% |
| 4 | Communication Services | 9.15% |
| 5 | Healthcare | 9.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SCLN
2026
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
| $618K | ﹤0.01% |
57,244
+29,728
| +108% | +$297K |
|
|
USCR
2027
DELISTED
U S Concrete, Inc.
USCR
| $616K | ﹤0.01% |
9,409
-20,112
| -68% | -$1.12M |
|
|
NHA
2028
DELISTED
Nuveen Municipal 2021 Target Term Fund
NHA
| $616K | ﹤0.01% |
62,133
+37,007
| +147% | +$371K |
|
2029
Columbus McKinnon
CMCO
$465M
| $613K | ﹤0.01% |
22,687
+11,709
| +107% | +$263K |
|
|
PRXL
2030
DELISTED
Parexel International Corp
PRXL
| $613K | ﹤0.01% |
9,326
-4,185
| -31% | -$262K |
|
2031
AeroVironment
AVAV
$7.57B
| $611K | ﹤0.01% |
+22,773
| New | +$591K |
|
|
TRK
2032
DELISTED
Speedway Motorsports, Inc.
TRK
| $611K | ﹤0.01% |
+28,180
| New | +$553K |
|
|
GG
2033
DELISTED
Goldcorp Inc
GG
| $611K | ﹤0.01% |
44,918
+14,458
| +47% | +$201K |
|
2034
Hilltop Holdings
HTH
$2.29B
| $608K | ﹤0.01% |
20,396
-10,912
| -35% | -$290K |
|
2035
Reaves Utility Income Fund
UTG
$3.69B
| $608K | ﹤0.01% |
19,811
+921
| +5% | +$27.4K |
|
|
RUTH
2036
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
| $608K | ﹤0.01% |
33,251
+16,728
| +101% | +$275K |
|
|
AUY
2037
DELISTED
Yamana Gold, Inc.
AUY
| $608K | ﹤0.01% |
216,478
+105,505
| +95% | +$345K |
|
|
CWBC
2038
Community West Bancshares
CWBC
$678M
| $607K | ﹤0.01% |
+30,421
| New | +$507K |
|
|
MTOR
2039
DELISTED
MERITOR, Inc.
MTOR
| $605K | ﹤0.01% |
+48,735
| New | +$573K |
|
2040
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
| $604K | ﹤0.01% |
90,846
+30,347
| +50% | +$196K |
|
2041
EPAM Systems
EPAM
$4.69B
| $602K | ﹤0.01% |
+9,361
| New | +$601K |
|
2042
Evertec
EVTC
$1.83B
| $600K | ﹤0.01% |
33,807
+4,491
| +15% | +$74.3K |
|
|
AAT
2043
American Assets Trust
AAT
$1.49B
| $598K | ﹤0.01% |
13,891
-23,515
| -63% | -$958K |
|
2044
iShares Core US Aggregate Bond ETF
AGG
$138B
| $596K | ﹤0.01% |
5,516
+138
| +3% | +$15.1K |
|
2045
Comtech Telecommunications
CMTL
$51.8M
| $596K | ﹤0.01% |
+50,331
| New | +$563K |
|
2046
MacroGenics
MGNX
$235M
| $596K | ﹤0.01% |
+29,178
| New | +$734K |
|
2047
Pricesmart
PSMT
$5.75B
| $595K | ﹤0.01% |
7,123
+2,249
| +46% | +$198K |
|
|
MQT
2048
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $593K | ﹤0.01% |
46,263
+11,412
| +33% | +$150K |
|
2049
National Presto Industries
NPK
$891M
| $593K | ﹤0.01% |
5,572
+2,850
| +105% | +$265K |
|
|
FINL
2050
DELISTED
Finish Line
FINL
| $593K | ﹤0.01% |
31,550
-16,725
| -35% | -$364K |
|
Similar funds
DAM
First Trust Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, First Trust Advisors held 2,602 positions worth $33.6B, up 0.3% from $33.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Trust Advisors's Q4 2016 filing shows 301 new, 1,225 increased, 883 reduced and 189 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M. The largest sale was First Trust Consumer Discretionary AlphaDEX Fund, an estimated $627M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.
- First Trust Advisors's largest Q4 2016 buy was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M.
- First Trust Advisors added most to Meta Platforms (Facebook) in Q4 2016, an estimated $62.3M increase.
- First Trust Advisors's biggest Q4 2016 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $172M.
- First Trust Advisors fully exited First Trust Consumer Discretionary AlphaDEX Fund in Q4 2016, selling an estimated $627M.
- First Trust Advisors's ten largest holdings make up 14% of its $33.6B portfolio in Q4 2016.
- First Trust Advisors opened 301 new positions and closed 189 in Q4 2016.
- First Trust Advisors's portfolio value rose 0.3% quarter-over-quarter to $33.6B.
Based on First Trust Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.