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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+5.57%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.5B
AUM Growth
+$1.74B
(+5.5%)
Cap. Flow
+$484M
Cap. Flow
% of AUM
1.45%
Top 10 Holdings %
Top 10 Hldgs %
14.81%
Holding
2,486
New
216
Increased
1,148
Reduced
933
Closed
185
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Post Holdings
POST
|
+$116M |
| 2 |
Energizer
ENR
|
+$110M |
| 3 |
THS
Treehouse Foods
THS
|
+$109M |
| 4 |
FBZ
First Trust Brazil AlphaDEX Fund
FBZ
|
+$87.6M |
| 5 |
First Trust Latin America AlphaDEX Fund
FLN
|
+$86.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Japan AlphaDEX Fund
FJP
|
+$91.2M |
| 2 |
RAD
Rite Aid Corporation
RAD
|
+$85M |
| 3 |
First Trust United Kingdom AlphaDEX Fund
FKU
|
+$82.7M |
| 4 |
Sprouts Farmers Market
SFM
|
+$71.8M |
| 5 |
Archer Daniels Midland
ADM
|
+$71.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Consumer Staples | 10.03% |
| 3 | Consumer Discretionary | 9.72% |
| 4 | Communication Services | 9.38% |
| 5 | Healthcare | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DTF
2026
DTF Tax-Free Income 2028 Term Fund
DTF
$80.7M
| $462K | ﹤0.01% |
28,378
+3,035
| +12% | +$50K |
|
|
SNCR
2027
DELISTED
Synchronoss Technologies
SNCR
| $461K | ﹤0.01% |
1,244
-185
| -13% | -$65.4K |
|
|
AHRT
2028
AH Realty Trust
AHRT
$534M
| $457K | ﹤0.01% |
34,109
+5,550
| +19% | +$77.6K |
|
|
IL
2029
DELISTED
IntraLinks Holdings Inc.
IL
| $456K | ﹤0.01% |
45,312
+4,305
| +10% | +$36.5K |
|
|
HF
2030
DELISTED
HFF Inc.
HF
| $455K | ﹤0.01% |
+16,434
| New | +$456K |
|
2031
Duluth Holdings
DLTH
$160M
| $451K | ﹤0.01% |
+17,018
| New | +$464K |
|
2032
Vishay Intertechnology
VSH
$5.86B
| $451K | ﹤0.01% |
31,996
+7,687
| +32% | +$103K |
|
2033
Primerica
PRI
$9.81B
| $450K | ﹤0.01% |
8,484
-44,313
| -84% | -$2.45M |
|
|
GLBL
2034
DELISTED
TerraForm Global, Inc. Class A Common Stock
GLBL
| $446K | ﹤0.01% |
108,599
-2,570
| -2% | -$9.18K |
|
|
HMSY
2035
DELISTED
HMS Holdings Corp.
HMSY
| $444K | ﹤0.01% |
20,041
-20,978
| -51% | -$441K |
|
|
CHMT
2036
DELISTED
Chemtura Corporation
CHMT
| $444K | ﹤0.01% |
13,528
-2,375
| -15% | -$68.6K |
|
2037
Usana Health Sciences
USNA
$394M
| $443K | ﹤0.01% |
6,408
-10,052
| -61% | -$663K |
|
|
PLKI
2038
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
| $442K | ﹤0.01% |
+8,324
| New | +$464K |
|
2039
Matsons
MATX
$6.37B
| $441K | ﹤0.01% |
11,050
-13,847
| -56% | -$513K |
|
2040
Bank of Marin Bancorp
BMRC
$466M
| $432K | ﹤0.01% |
17,372
-390
| -2% | -$9.66K |
|
2041
National CineMedia
NCMI
$354M
| $432K | ﹤0.01% |
2,937
-1,972
| -40% | -$301K |
|
2042
POSCO
PKX
$15.8B
| $431K | ﹤0.01% |
8,442
-77
| -0.9% | -$3.79K |
|
|
TNH
2043
DELISTED
Terra Nitrogen
TNH
| $430K | ﹤0.01% |
+3,831
| New | +$429K |
|
2044
TRI-Continental Corp
TY
$1.86B
| $429K | ﹤0.01% |
20,082
+1,768
| +10% | +$37.6K |
|
|
FCH
2045
DELISTED
Felcor Lodging Trust
FCH
| $428K | ﹤0.01% |
66,539
-84,303
| -56% | -$549K |
|
|
ORBK
2046
DELISTED
Orbotech Ltd
ORBK
| $418K | ﹤0.01% |
14,120
-22,281
| -61% | -$632K |
|
2047
Azenta
AZTA
$1.26B
| $416K | ﹤0.01% |
30,565
+2,091
| +7% | +$26.3K |
|
|
APU
2048
DELISTED
AmeriGas Partners, L.P.
APU
| $415K | ﹤0.01% |
9,087
+508
| +6% | +$23.7K |
|
|
ENOC
2049
DELISTED
EnerNOC, Inc.
ENOC
| $412K | ﹤0.01% |
76,180
+12,186
| +19% | +$74.1K |
|
2050
Radware
RDWR
$1.24B
| $411K | ﹤0.01% |
29,917
-14,074
| -32% | -$183K |
|
Similar funds
DAM
First Trust Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, First Trust Advisors held 2,486 positions worth $33.5B, up 5.5% from $31.8B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Trust Advisors's Q3 2016 filing shows 216 new, 1,148 increased, 933 reduced and 185 closed positions. Its largest new stake was Treehouse Foods: 1,132,288 shares worth $98.7M. The largest sale was First Trust Japan AlphaDEX Fund, an estimated $91.2M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.
- First Trust Advisors's largest Q3 2016 buy was Treehouse Foods: 1,132,288 shares worth $98.7M.
- First Trust Advisors added most to Post Holdings in Q3 2016, an estimated $116M increase.
- First Trust Advisors's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $85M.
- First Trust Advisors fully exited First Trust Japan AlphaDEX Fund in Q3 2016, selling an estimated $91.2M.
- First Trust Advisors's ten largest holdings make up 15% of its $33.5B portfolio in Q3 2016.
- First Trust Advisors opened 216 new positions and closed 185 in Q3 2016.
- First Trust Advisors's portfolio value rose 5.5% quarter-over-quarter to $33.5B.
Based on First Trust Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.