We are live on
!
Find out more
First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+9.39%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$62.4B
AUM Growth
+$4.74B
(+8.2%)
Cap. Flow
+$902M
Cap. Flow
% of AUM
1.44%
Top 10 Holdings %
Top 10 Hldgs %
12.4%
Holding
2,571
New
221
Increased
1,094
Reduced
981
Closed
272
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Nasdaq Transportation ETF
FTXR
|
+$432M |
| 2 |
Match Group
MTCH
|
+$227M |
| 3 |
Cisco
CSCO
|
+$220M |
| 4 |
KC
Kingsoft Cloud Holdings
KC
|
+$217M |
| 5 |
COUP
Coupa Software Incorporated
COUP
|
+$154M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Energy AlphaDEX Fund
FXN
|
+$368M |
| 2 |
PPG Industries
PPG
|
+$175M |
| 3 |
Broadcom
AVGO
|
+$142M |
| 4 |
Monster Beverage
MNST
|
+$132M |
| 5 |
Trane Technologies
TT
|
+$124M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 33.41% |
| 2 | Healthcare | 12.32% |
| 3 | Communication Services | 10.01% |
| 4 | Financials | 8.53% |
| 5 | Consumer Discretionary | 8.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Tanger
SKT
$4.82B
| $562K | ﹤0.01% |
93,126
-117,574
| -56% | -$737K |
|
|
BBL
2002
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
| $562K | ﹤0.01% |
13,176
-607
| -4% | -$27.1K |
|
2003
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
| $559K | ﹤0.01% |
25,813
-434
| -2% | -$9.88K |
|
2004
Hess Midstream
HESM
$5.22B
| $559K | ﹤0.01% |
37,018
-2,317
| -6% | -$40.3K |
|
|
ESPR
2005
DELISTED
Esperion Therapeutics
ESPR
| $558K | ﹤0.01% |
15,024
+10,699
| +247% | +$424K |
|
2006
Royce Value Trust
RVT
$2.21B
| $556K | ﹤0.01% |
43,987
-2,740
| -6% | -$35.8K |
|
|
WIW
2007
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
| $549K | ﹤0.01% |
48,848
-1,322
| -3% | -$15K |
|
|
TFFP
2008
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
| $549K | ﹤0.01% |
+1,190
| New | +$336K |
|
2009
Metropolitan Bank Holding Corp
MCB
$1.13B
| $546K | ﹤0.01% |
19,505
+5,202
| +36% | +$156K |
|
2010
SPDR Gold Trust
GLD
$131B
| $542K | ﹤0.01% |
3,059
+327
| +12% | +$58.8K |
|
|
BRY
2011
DELISTED
Berry Corp
BRY
| $538K | ﹤0.01% |
+169,657
| New | +$713K |
|
2012
Sally Beauty Holdings
SBH
$1.4B
| $538K | ﹤0.01% |
61,897
-39,013
| -39% | -$469K |
|
2013
Simply Good Foods
SMPL
$904M
| $538K | ﹤0.01% |
24,415
-12,731
| -34% | -$296K |
|
|
AAN.A
2014
DELISTED
The Aaron's Company Inc Class A
AAN.A
| $538K | ﹤0.01% |
9,498
-9,401
| -50% | -$533K |
|
|
DTF
2015
DTF Tax-Free Income 2028 Term Fund
DTF
$80.7M
| $533K | ﹤0.01% |
36,937
+2,423
| +7% | +$34.8K |
|
2016
StoneX
SNEX
$8.83B
| $533K | ﹤0.01% |
52,711
+18,742
| +55% | +$205K |
|
2017
Hecla Mining
HL
$10.2B
| $532K | ﹤0.01% |
104,653
-35,481
| -25% | -$188K |
|
2018
Live Nation Entertainment
LYV
$41.2B
| $531K | ﹤0.01% |
9,856
-34,290
| -78% | -$1.77M |
|
|
REVG
2019
DELISTED
REV Group
REVG
| $531K | ﹤0.01% |
+67,341
| New | +$479K |
|
2020
Ovid Therapeutics
OVID
$435M
| $530K | ﹤0.01% |
+92,382
| New | +$618K |
|
|
SI
2021
DELISTED
Silvergate Capital Corporation
SI
| $529K | ﹤0.01% |
+36,711
| New | +$526K |
|
2022
Cal-Maine
CALM
$4.28B
| $526K | ﹤0.01% |
13,712
-29,371
| -68% | -$1.24M |
|
2023
Village Super Market
VLGEA
$631M
| $523K | ﹤0.01% |
21,242
+4,528
| +27% | +$116K |
|
2024
Waters Corp
WAT
$36.8B
| $522K | ﹤0.01% |
2,667
-8,965
| -77% | -$1.86M |
|
2025
National Beverage
FIZZ
$2.87B
| $520K | ﹤0.01% |
15,304
-1,366
| -8% | -$47.8K |
|
Similar funds
DAM
First Trust Advisors's Q3 2020 Portfolio in Review
As of Q3 2020, First Trust Advisors held 2,571 positions worth $62.4B, up 8.2% from $57.7B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
First Trust Advisors's Q3 2020 filing shows 221 new, 1,094 increased, 981 reduced and 272 closed positions. Its largest new stake was First Trust Nasdaq Transportation ETF: 19,298,830 shares worth $450M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $368M.
By sector, the portfolio is most concentrated in Technology at 33% of assets, up from 32% a quarter earlier, followed by Healthcare and Communication Services.
- First Trust Advisors's largest Q3 2020 buy was First Trust Nasdaq Transportation ETF: 19,298,830 shares worth $450M.
- First Trust Advisors added most to Match Group in Q3 2020, an estimated $227M increase.
- First Trust Advisors's biggest Q3 2020 reduction was PPG Industries, cutting an estimated $175M.
- First Trust Advisors fully exited First Trust Energy AlphaDEX Fund in Q3 2020, selling an estimated $368M.
- First Trust Advisors's ten largest holdings make up 12% of its $62.4B portfolio in Q3 2020.
- First Trust Advisors opened 221 new positions and closed 272 in Q3 2020.
- First Trust Advisors's portfolio value rose 8.2% quarter-over-quarter to $62.4B.
Based on First Trust Advisors's 13F filing for Q3 2020, filed 5 Nov 2020.