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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
-0.24%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$53.1B
AUM Growth
+$73M
(+0.14%)
Cap. Flow
+$888M
Cap. Flow
% of AUM
1.67%
Top 10 Holdings %
Top 10 Hldgs %
11.45%
Holding
2,572
New
160
Increased
1,214
Reduced
1,013
Closed
182
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cisco
CSCO
|
+$552M |
| 2 |
First Trust Financials AlphaDEX Fund
FXO
|
+$539M |
| 3 |
SMAR
Smartsheet Inc.
SMAR
|
+$154M |
| 4 |
Ciena
CIEN
|
+$135M |
| 5 |
VMW
VMware, Inc
VMW
|
+$106M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NYSE Arca Biotechnology Index Fund
FBT
|
+$578M |
| 2 |
Lumen
LUMN
|
+$121M |
| 3 |
Meta Platforms (Facebook)
META
|
+$120M |
| 4 |
RTN
Raytheon Company
RTN
|
+$110M |
| 5 |
Amazon
AMZN
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.68% |
| 2 | Financials | 12.47% |
| 3 | Healthcare | 10.57% |
| 4 | Communication Services | 9.5% |
| 5 | Consumer Discretionary | 7.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Corcept Therapeutics
CORT
$10.2B
| $698K | ﹤0.01% |
49,397
+37,100
| +302% | +$456K |
|
|
NVEE
2002
DELISTED
NV5 Global
NVEE
| $698K | ﹤0.01% |
40,912
-112,660
| -73% | -$2.05M |
|
|
HUYA
2003
Huya Inc
HUYA
$542M
| $695K | ﹤0.01% |
29,414
-2,737
| -9% | -$64.6K |
|
2004
Ericsson
ERIC
$30.7B
| $693K | ﹤0.01% |
86,819
-52,081
| -37% | -$444K |
|
2005
BlackRock Income Trust
BKT
$330M
| $692K | ﹤0.01% |
37,924
+1,212
| +3% | +$22K |
|
|
BHR
2006
Braemar Hotels & Resorts
BHR
$153M
| $690K | ﹤0.01% |
+74,204
| New | +$673K |
|
2007
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
| $690K | ﹤0.01% |
14,081
-2,533
| -15% | -$124K |
|
|
BFK
2008
DELISTED
BlackRock Municipal Income Trust
BFK
| $689K | ﹤0.01% |
48,794
+2,563
| +6% | +$35.9K |
|
2009
Central Garden & Pet Co
CENT
$2.74B
| $685K | ﹤0.01% |
+29,274
| New | +$634K |
|
|
TXNM
2010
TXNM Energy Inc
TXNM
$6.47B
| $682K | ﹤0.01% |
13,100
-1,120
| -8% | -$56.5K |
|
2011
Editas Medicine
EDIT
$399M
| $681K | ﹤0.01% |
+29,959
| New | +$742K |
|
2012
Kirby Corp
KEX
$7.95B
| $681K | ﹤0.01% |
8,284
-16,891
| -67% | -$1.29M |
|
|
SHOE
2013
Shoe Station Group
SHOE
$395M
| $680K | ﹤0.01% |
41,992
+6,746
| +19% | +$93.8K |
|
2014
Weibo
WB
$1.9B
| $677K | ﹤0.01% |
15,139
-34,842
| -70% | -$1.48M |
|
2015
SPDR Gold Trust
GLD
$131B
| $674K | ﹤0.01% |
4,856
+2,042
| +73% | +$284K |
|
2016
Vail Resorts
MTN
$5.19B
| $673K | ﹤0.01% |
2,958
-449
| -13% | -$106K |
|
|
STXB
2017
DELISTED
Spirit of Texas Bancshares, Inc. Common Stock
STXB
| $672K | ﹤0.01% |
+31,170
| New | +$670K |
|
2018
DigitalBridge
DBRG
$2.94B
| $670K | ﹤0.01% |
27,814
-70,679
| -72% | -$1.46M |
|
|
UXIN
2019
Uxin Ltd
UXIN
$330M
| $670K | ﹤0.01% |
2,733
-254
| -9% | -$65K |
|
2020
VSE Corp
VSEC
$5.48B
| $670K | ﹤0.01% |
19,660
+4,061
| +26% | +$123K |
|
2021
Halozyme
HALO
$9.72B
| $669K | ﹤0.01% |
+43,140
| New | +$711K |
|
2022
Business First Bancshares
BFST
$1.02B
| $666K | ﹤0.01% |
+27,289
| New | +$667K |
|
2023
Artesian Resources
ARTNA
$356M
| $663K | ﹤0.01% |
17,908
+3,623
| +25% | +$131K |
|
2024
Installed Building Products
IBP
$6.13B
| $662K | ﹤0.01% |
11,538
-2,292
| -17% | -$129K |
|
|
BVH
2025
DELISTED
Bluegreen Vacations Holding Corporation
BVH
| $661K | ﹤0.01% |
28,303
+5,312
| +23% | +$118K |
|
Similar funds
DAM
First Trust Advisors's Q3 2019 Portfolio in Review
As of Q3 2019, First Trust Advisors held 2,572 positions worth $53.1B, up 0.14% from $53B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
First Trust Advisors's Q3 2019 filing shows 160 new, 1,214 increased, 1,013 reduced and 182 closed positions. Its largest new stake was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M. The largest sale was First Trust NYSE Arca Biotechnology Index Fund, an estimated $578M.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Financials and Healthcare.
- First Trust Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M.
- First Trust Advisors added most to Cisco in Q3 2019, an estimated $552M increase.
- First Trust Advisors's biggest Q3 2019 reduction was Lumen, cutting an estimated $121M.
- First Trust Advisors fully exited First Trust NYSE Arca Biotechnology Index Fund in Q3 2019, selling an estimated $578M.
- First Trust Advisors's ten largest holdings make up 11% of its $53.1B portfolio in Q3 2019.
- First Trust Advisors opened 160 new positions and closed 182 in Q3 2019.
- First Trust Advisors's portfolio value rose 0.14% quarter-over-quarter to $53.1B.
Based on First Trust Advisors's 13F filing for Q3 2019, filed 4 Nov 2019.