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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+5.57%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.5B
AUM Growth
+$1.74B
(+5.5%)
Cap. Flow
+$484M
Cap. Flow
% of AUM
1.45%
Top 10 Holdings %
Top 10 Hldgs %
14.81%
Holding
2,486
New
216
Increased
1,148
Reduced
933
Closed
185
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Post Holdings
POST
|
+$116M |
| 2 |
Energizer
ENR
|
+$110M |
| 3 |
THS
Treehouse Foods
THS
|
+$109M |
| 4 |
FBZ
First Trust Brazil AlphaDEX Fund
FBZ
|
+$87.6M |
| 5 |
First Trust Latin America AlphaDEX Fund
FLN
|
+$86.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Japan AlphaDEX Fund
FJP
|
+$91.2M |
| 2 |
RAD
Rite Aid Corporation
RAD
|
+$85M |
| 3 |
First Trust United Kingdom AlphaDEX Fund
FKU
|
+$82.7M |
| 4 |
Sprouts Farmers Market
SFM
|
+$71.8M |
| 5 |
Archer Daniels Midland
ADM
|
+$71.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Consumer Staples | 10.03% |
| 3 | Consumer Discretionary | 9.72% |
| 4 | Communication Services | 9.38% |
| 5 | Healthcare | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MQT
2001
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $494K | ﹤0.01% |
+34,851
| New | +$503K |
|
2002
Silicon Motion
SIMO
$9.19B
| $494K | ﹤0.01% |
9,548
+2,773
| +41% | +$145K |
|
2003
Evertec
EVTC
$1.83B
| $492K | ﹤0.01% |
+29,316
| New | +$490K |
|
2004
Invesco Quality Municipal Securities
IQI
$526M
| $492K | ﹤0.01% |
35,616
+3,399
| +11% | +$47.1K |
|
|
TBRG
2005
DELISTED
TruBridge
TBRG
| $491K | ﹤0.01% |
18,836
+3,813
| +25% | +$120K |
|
|
BTA
2006
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $486K | ﹤0.01% |
38,486
+5,307
| +16% | +$67.8K |
|
|
SYNT
2007
DELISTED
Syntel Inc
SYNT
| $486K | ﹤0.01% |
11,592
-33,748
| -74% | -$1.51M |
|
2008
Sensient Technologies
SXT
$5.4B
| $485K | ﹤0.01% |
6,397
-635
| -9% | -$46.6K |
|
2009
UBS Group
UBS
$170B
| $484K | ﹤0.01% |
35,570
-5,275
| -13% | -$71.8K |
|
|
CRAY
2010
DELISTED
Cray, Inc.
CRAY
| $484K | ﹤0.01% |
+20,571
| New | +$525K |
|
|
FLIC
2011
DELISTED
First of Long Island Corp
FLIC
| $483K | ﹤0.01% |
21,848
-1,227
| -5% | -$25.6K |
|
2012
Lithia Motors
LAD
$7.78B
| $480K | ﹤0.01% |
5,023
-3,531
| -41% | -$297K |
|
|
AUY
2013
DELISTED
Yamana Gold, Inc.
AUY
| $478K | ﹤0.01% |
110,973
+91,973
| +484% | +$474K |
|
2014
Armstrong World Industries
AWI
$6.86B
| $477K | ﹤0.01% |
11,552
-13,812
| -54% | -$578K |
|
|
X
2015
DELISTED
US Steel
X
| $476K | ﹤0.01% |
+25,262
| New | +$521K |
|
2016
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
| $475K | ﹤0.01% |
33,675
+11,059
| +49% | +$159K |
|
|
HTB
2017
HomeTrust Bancshares
HTB
$818M
| $474K | ﹤0.01% |
25,607
-548
| -2% | -$10.3K |
|
2018
HubSpot
HUBS
$10.5B
| $473K | ﹤0.01% |
8,216
+588
| +8% | +$31.9K |
|
2019
Preferred Bank
PFBC
$1.22B
| $469K | ﹤0.01% |
13,126
-779
| -6% | -$26.2K |
|
|
B
2020
Barrick Mining
B
$62.2B
| $466K | ﹤0.01% |
26,325
+1,454
| +6% | +$29K |
|
2021
Kinross Gold
KGC
$28.5B
| $465K | ﹤0.01% |
+110,489
| New | +$533K |
|
2022
StoneX
SNEX
$8.83B
| $464K | ﹤0.01% |
60,416
+1,418
| +2% | +$9.38K |
|
|
TSRO
2023
DELISTED
TESARO, Inc.
TSRO
| $464K | ﹤0.01% |
+4,625
| New | +$432K |
|
|
NSM
2024
DELISTED
Nationstar Mortgage Holdings
NSM
| $464K | ﹤0.01% |
31,342
-70,531
| -69% | -$1M |
|
2025
Allison Transmission
ALSN
$10.1B
| $462K | ﹤0.01% |
16,097
-89,393
| -85% | -$2.52M |
|
Similar funds
DAM
First Trust Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, First Trust Advisors held 2,486 positions worth $33.5B, up 5.5% from $31.8B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Trust Advisors's Q3 2016 filing shows 216 new, 1,148 increased, 933 reduced and 185 closed positions. Its largest new stake was Treehouse Foods: 1,132,288 shares worth $98.7M. The largest sale was First Trust Japan AlphaDEX Fund, an estimated $91.2M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.
- First Trust Advisors's largest Q3 2016 buy was Treehouse Foods: 1,132,288 shares worth $98.7M.
- First Trust Advisors added most to Post Holdings in Q3 2016, an estimated $116M increase.
- First Trust Advisors's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $85M.
- First Trust Advisors fully exited First Trust Japan AlphaDEX Fund in Q3 2016, selling an estimated $91.2M.
- First Trust Advisors's ten largest holdings make up 15% of its $33.5B portfolio in Q3 2016.
- First Trust Advisors opened 216 new positions and closed 185 in Q3 2016.
- First Trust Advisors's portfolio value rose 5.5% quarter-over-quarter to $33.5B.
Based on First Trust Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.