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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+4.23%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.6B
AUM Growth
+$98.9M
(+0.3%)
Cap. Flow
-$672M
Cap. Flow
% of AUM
-2%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
2,602
New
301
Increased
1,225
Reduced
883
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$559M |
| 2 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$548M |
| 3 |
Meta Platforms (Facebook)
META
|
+$62.3M |
| 4 |
Cisco
CSCO
|
+$58M |
| 5 |
YHOO
Yahoo Inc
YHOO
|
+$52.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Consumer Discretionary AlphaDEX Fund
FXD
|
+$627M |
| 2 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$626M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$172M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$129M |
| 5 |
First Trust Energy AlphaDEX Fund
FXN
|
+$100M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.21% |
| 2 | Financials | 9.87% |
| 3 | Industrials | 9.87% |
| 4 | Communication Services | 9.15% |
| 5 | Healthcare | 9.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TEF
1951
DELISTED
Telefonica
TEF
| $771K | ﹤0.01% |
103,738
+63,707
| +159% | +$466K |
|
|
POLY
1952
DELISTED
Plantronics, Inc.
POLY
| $768K | ﹤0.01% |
14,027
-5,478
| -28% | -$287K |
|
|
CLD
1953
DELISTED
Cloud Peak Energy Inc
CLD
| $765K | ﹤0.01% |
+136,304
| New | +$823K |
|
1954
Rio Tinto
RIO
$148B
| $760K | ﹤0.01% |
19,772
-828
| -4% | -$30.4K |
|
1955
Encore Capital Group
ECPG
$1.93B
| $759K | ﹤0.01% |
26,492
+13,566
| +105% | +$332K |
|
|
FOE
1956
DELISTED
Ferro Corporation
FOE
| $756K | ﹤0.01% |
52,725
+6,649
| +14% | +$94.3K |
|
1957
Greif
GEF
$4.47B
| $753K | ﹤0.01% |
14,683
-1,859
| -11% | -$94.5K |
|
|
AHRT
1958
AH Realty Trust
AHRT
$534M
| $752K | ﹤0.01% |
51,634
+17,525
| +51% | +$243K |
|
1959
Kadant
KAI
$3.69B
| $752K | ﹤0.01% |
12,288
+6,309
| +106% | +$363K |
|
|
SAFE
1960
Safehold
SAFE
$1.19B
| $752K | ﹤0.01% |
12,484
-4,444
| -26% | -$253K |
|
1961
Rayonier Advanced Materials
RYAM
$565M
| $751K | ﹤0.01% |
48,573
+24,914
| +105% | +$347K |
|
1962
Usana Health Sciences
USNA
$394M
| $751K | ﹤0.01% |
12,269
+5,861
| +91% | +$382K |
|
1963
ABM Industries
ABM
$2.8B
| $749K | ﹤0.01% |
18,341
+1,440
| +9% | +$58.6K |
|
|
CUB
1964
DELISTED
Cubic Corporation
CUB
| $749K | ﹤0.01% |
15,616
-8,631
| -36% | -$396K |
|
1965
ING
ING
$93.8B
| $739K | ﹤0.01% |
52,391
+2,759
| +6% | +$37.2K |
|
|
UHT
1966
Universal Health Realty Income Trust
UHT
$608M
| $739K | ﹤0.01% |
11,271
-7,764
| -41% | -$467K |
|
1967
Novanta
NOVT
$5.04B
| $738K | ﹤0.01% |
35,144
+18,122
| +106% | +$345K |
|
1968
The Bancorp
TBBK
$2.79B
| $734K | ﹤0.01% |
93,337
+51,050
| +121% | +$365K |
|
|
KBAL
1969
DELISTED
Kimball International
KBAL
| $734K | ﹤0.01% |
41,814
+21,456
| +105% | +$315K |
|
1970
Invesco Trust Investment Grade Municipals
VGM
$549M
| $732K | ﹤0.01% |
57,394
+8,965
| +19% | +$117K |
|
1971
VanEck Intermediate Muni ETF
ITM
$2.14B
| $730K | ﹤0.01% |
15,748
-2,403
| -13% | -$114K |
|
1972
Vanguard FTSE Europe ETF
VGK
$30B
| $729K | ﹤0.01% |
15,208
+331
| +2% | +$15.6K |
|
|
SUM
1973
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
| $729K | ﹤0.01% |
31,582
-4,696
| -13% | -$98.5K |
|
1974
Perdoceo Education
PRDO
$1.9B
| $728K | ﹤0.01% |
72,185
+37,206
| +106% | +$324K |
|
|
BGC
1975
DELISTED
General Cable Corporation
BGC
| $726K | ﹤0.01% |
38,118
+4,482
| +13% | +$75.5K |
|
Similar funds
DAM
First Trust Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, First Trust Advisors held 2,602 positions worth $33.6B, up 0.3% from $33.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Trust Advisors's Q4 2016 filing shows 301 new, 1,225 increased, 883 reduced and 189 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M. The largest sale was First Trust Consumer Discretionary AlphaDEX Fund, an estimated $627M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.
- First Trust Advisors's largest Q4 2016 buy was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M.
- First Trust Advisors added most to Meta Platforms (Facebook) in Q4 2016, an estimated $62.3M increase.
- First Trust Advisors's biggest Q4 2016 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $172M.
- First Trust Advisors fully exited First Trust Consumer Discretionary AlphaDEX Fund in Q4 2016, selling an estimated $627M.
- First Trust Advisors's ten largest holdings make up 14% of its $33.6B portfolio in Q4 2016.
- First Trust Advisors opened 301 new positions and closed 189 in Q4 2016.
- First Trust Advisors's portfolio value rose 0.3% quarter-over-quarter to $33.6B.
Based on First Trust Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.