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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+5.57%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.5B
AUM Growth
+$1.74B
(+5.5%)
Cap. Flow
+$484M
Cap. Flow
% of AUM
1.45%
Top 10 Holdings %
Top 10 Hldgs %
14.81%
Holding
2,486
New
216
Increased
1,148
Reduced
933
Closed
185
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Post Holdings
POST
|
+$116M |
| 2 |
Energizer
ENR
|
+$110M |
| 3 |
THS
Treehouse Foods
THS
|
+$109M |
| 4 |
FBZ
First Trust Brazil AlphaDEX Fund
FBZ
|
+$87.6M |
| 5 |
First Trust Latin America AlphaDEX Fund
FLN
|
+$86.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Japan AlphaDEX Fund
FJP
|
+$91.2M |
| 2 |
RAD
Rite Aid Corporation
RAD
|
+$85M |
| 3 |
First Trust United Kingdom AlphaDEX Fund
FKU
|
+$82.7M |
| 4 |
Sprouts Farmers Market
SFM
|
+$71.8M |
| 5 |
Archer Daniels Midland
ADM
|
+$71.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Consumer Staples | 10.03% |
| 3 | Consumer Discretionary | 9.72% |
| 4 | Communication Services | 9.38% |
| 5 | Healthcare | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1951
Reaves Utility Income Fund
UTG
$3.69B
| $577K | ﹤0.01% |
+18,890
| New | +$590K |
|
1952
Loews
L
$24.3B
| $575K | ﹤0.01% |
13,973
-21,374
| -60% | -$878K |
|
|
CUNB
1953
DELISTED
CU Bancorp
CUNB
| $574K | ﹤0.01% |
25,166
+7,868
| +45% | +$189K |
|
|
TYPE
1954
DELISTED
Monotype Imaging Holdings Inc.
TYPE
| $569K | ﹤0.01% |
25,731
+3,789
| +17% | +$82.5K |
|
1955
ENI
E
$76B
| $567K | ﹤0.01% |
19,638
-1,070
| -5% | -$32.6K |
|
1956
Financial Institutions
FISI
$800M
| $567K | ﹤0.01% |
20,927
-499
| -2% | -$13.3K |
|
|
HAWK
1957
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
| $566K | ﹤0.01% |
18,747
-2,758
| -13% | -$91.3K |
|
1958
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
| $563K | ﹤0.01% |
11,240
-29,461
| -72% | -$1.48M |
|
1959
SiriusPoint
SPNT
$2.98B
| $562K | ﹤0.01% |
46,873
+24,671
| +111% | +$307K |
|
|
CNR
1960
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $562K | ﹤0.01% |
38,493
-2,892
| -7% | -$46.6K |
|
|
ENLK
1961
DELISTED
EnLink Midstream Partners, LP
ENLK
| $562K | ﹤0.01% |
31,758
-556,331
| -95% | -$9.75M |
|
|
PCH
1962
DELISTED
PotlatchDeltic
PCH
| $560K | ﹤0.01% |
+14,408
| New | +$541K |
|
1963
Crocs
CROX
$6.69B
| $559K | ﹤0.01% |
+67,327
| New | +$645K |
|
|
NXGN
1964
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
| $559K | ﹤0.01% |
49,373
-28,219
| -36% | -$339K |
|
|
BBOX
1965
DELISTED
Black Box Corp
BBOX
| $556K | ﹤0.01% |
+39,989
| New | +$554K |
|
1966
AngioDynamics
ANGO
$562M
| $554K | ﹤0.01% |
+31,578
| New | +$512K |
|
1967
ArcelorMittal
MT
$50.4B
| $554K | ﹤0.01% |
+30,553
| New | +$542K |
|
1968
German American Bancorp
GABC
$1.82B
| $552K | ﹤0.01% |
21,273
-12,305
| -37% | -$290K |
|
|
AHT
1969
Ashford Hospitality Trust
AHT
$21M
| $551K | ﹤0.01% |
95
+56
| +144% | +$343K |
|
1970
Walker & Dunlop
WD
$1.65B
| $551K | ﹤0.01% |
21,832
-29,205
| -57% | -$742K |
|
1971
WEX
WEX
$6.11B
| $551K | ﹤0.01% |
+5,100
| New | +$499K |
|
1972
Steris
STE
$20.9B
| $550K | ﹤0.01% |
7,524
+348
| +5% | +$24.6K |
|
1973
Artivion
AORT
$1.23B
| $548K | ﹤0.01% |
31,170
-9,649
| -24% | -$146K |
|
|
FFWM
1974
DELISTED
First Foundation Inc
FFWM
| $548K | ﹤0.01% |
44,438
+12,664
| +40% | +$151K |
|
|
BREW
1975
DELISTED
Craft Brew Alliance, Inc.
BREW
| $544K | ﹤0.01% |
+28,899
| New | +$453K |
|
Similar funds
DAM
First Trust Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, First Trust Advisors held 2,486 positions worth $33.5B, up 5.5% from $31.8B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Trust Advisors's Q3 2016 filing shows 216 new, 1,148 increased, 933 reduced and 185 closed positions. Its largest new stake was Treehouse Foods: 1,132,288 shares worth $98.7M. The largest sale was First Trust Japan AlphaDEX Fund, an estimated $91.2M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.
- First Trust Advisors's largest Q3 2016 buy was Treehouse Foods: 1,132,288 shares worth $98.7M.
- First Trust Advisors added most to Post Holdings in Q3 2016, an estimated $116M increase.
- First Trust Advisors's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $85M.
- First Trust Advisors fully exited First Trust Japan AlphaDEX Fund in Q3 2016, selling an estimated $91.2M.
- First Trust Advisors's ten largest holdings make up 15% of its $33.5B portfolio in Q3 2016.
- First Trust Advisors opened 216 new positions and closed 185 in Q3 2016.
- First Trust Advisors's portfolio value rose 5.5% quarter-over-quarter to $33.5B.
Based on First Trust Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.