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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+10.12%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$20.6B
AUM Growth
+$2.18B
Cap. Flow
+$600M
Cap. Flow %
2.91%
Top 10 Hldgs %
6.85%
Holding
2,360
New
131
Increased
1,252
Reduced
809
Closed
165

Top Buys

Rank Stock Value
1
PCYC
PHARMACYCLICS INC
PCYC
+$49M
2
TECH icon
Bio-Techne
TECH
+$44.4M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$32.1M
4
TAP icon
Molson Coors Class B
TAP
+$28.5M
5
WFM
Whole Foods Market Inc
WFM
+$25.5M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$127M
2
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$101M
3
EEP
Enbridge Energy Partners
EEP
+$91.8M
4
D icon
Dominion Energy
D
+$53.5M
5
ENB icon
Enbridge
ENB
+$51.3M

Sector Composition

Rank Sector Weight
1 Healthcare 14.97%
2 Consumer Discretionary 12.15%
3 Technology 11.84%
4 Industrials 10.66%
5 Financials 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTSI
1951
DELISTED
DTS, Inc.
DTSI
$442K ﹤0.01%
18,488
+4,559
+33% +$97.8K
JPC icon
1952
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$439K ﹤0.01%
49,484
-48,324
-49% -$422K
ABG icon
1953
Asbury Automotive
ABG
$4.19B
$432K ﹤0.01%
8,042
+2,746
+52% +$142K
ARMH
1954
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$427K ﹤0.01%
7,806
+783
+11% +$38.1K
PGI
1955
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
$425K ﹤0.01%
36,642
-23,654
-39% -$233K
AB icon
1956
AllianceBernstein
AB
$3.47B
$422K ﹤0.01%
19,777
+231
+1% +$4.96K
TROW icon
1957
T. Rowe Price
TROW
$25B
$421K ﹤0.01%
5,030
-10,925
-68% -$855K
PDT
1958
John Hancock Premium Dividend Fund
PDT
$634M
$420K ﹤0.01%
36,209
+1,230
+4% +$14.7K
HA
1959
DELISTED
Hawaiian Holdings, Inc.
HA
$420K ﹤0.01%
43,628
-28,150
-39% -$237K
ENTR
1960
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$417K ﹤0.01%
88,656
+29,672
+50% +$135K
AAT
1961
American Assets Trust
AAT
$1.49B
$416K ﹤0.01%
13,220
-630
-5% -$20.2K
ALOG
1962
DELISTED
Analogic Corp
ALOG
$416K ﹤0.01%
+4,701
New +$428K
RNET
1963
DELISTED
RigNet, Inc.
RNET
$412K ﹤0.01%
8,606
-4,619
-35% -$189K
CMCO icon
1964
Columbus McKinnon
CMCO
$465M
$409K ﹤0.01%
15,088
-9,722
-39% -$254K
RBCAA icon
1965
Republic Bancorp
RBCAA
$1.84B
$406K ﹤0.01%
16,533
-5,228
-24% -$126K
UBNK
1966
DELISTED
United Financial Bancorp, Inc.
UBNK
$406K ﹤0.01%
28,563
-12,766
-31% -$176K
RVLT
1967
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$405K ﹤0.01%
11,834
+1,912
+19% +$63K
PKT
1968
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
$402K ﹤0.01%
+26,774
New +$388K
RPT
1969
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$401K ﹤0.01%
25,461
+1,016
+4% +$16K
HT
1970
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$401K ﹤0.01%
17,990
-876
-5% -$19.9K
FSP
1971
Franklin Street Properties
FSP
$44.8M
$400K ﹤0.01%
33,513
-1,599
-5% -$20.4K
HITK
1972
DELISTED
HI-TECH PHARMACAL INC
HITK
$399K ﹤0.01%
9,186
-42,739
-82% -$1.85M
DAR icon
1973
Darling Ingredients
DAR
$9.93B
$398K ﹤0.01%
19,058
+4,860
+34% +$104K
IQI icon
1974
Invesco Quality Municipal Securities
IQI
$526M
$398K ﹤0.01%
35,760
-8,113
-18% -$90.7K
PNK
1975
DELISTED
Pinnacle Entertainment Inc.
PNK
$398K ﹤0.01%
15,304
+5,231
+52% +$128K
77 78
79
80 81

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First Trust Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, First Trust Advisors held 2,360 positions worth $20.6B, up 12% from $18.4B the previous quarter. Its ten largest holdings account for 6.8% of the portfolio.

First Trust Advisors's Q4 2013 filing shows 131 new, 1,252 increased, 809 reduced and 165 closed positions. Its largest new stake was Bruker: 1,133,847 shares worth $22.4M. The largest sale was Enterprise Products Partners, an estimated $127M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Technology.

  • First Trust Advisors's largest Q4 2013 buy was Bruker: 1,133,847 shares worth $22.4M.
  • First Trust Advisors added most to PHARMACYCLICS INC in Q4 2013, an estimated $49M increase.
  • First Trust Advisors's biggest Q4 2013 reduction was Enterprise Products Partners, cutting an estimated $127M.
  • First Trust Advisors fully exited KINDER MORGAN MANAGEMENT LLC in Q4 2013, selling an estimated $101M.
  • First Trust Advisors's ten largest holdings make up 6.8% of its $20.6B portfolio in Q4 2013.
  • First Trust Advisors opened 131 new positions and closed 165 in Q4 2013.
  • First Trust Advisors's portfolio value rose 12% quarter-over-quarter to $20.6B.

Based on First Trust Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.