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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+5.57%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.5B
AUM Growth
+$1.74B
(+5.5%)
Cap. Flow
+$484M
Cap. Flow
% of AUM
1.45%
Top 10 Holdings %
Top 10 Hldgs %
14.81%
Holding
2,486
New
216
Increased
1,148
Reduced
933
Closed
185
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Post Holdings
POST
|
+$116M |
| 2 |
Energizer
ENR
|
+$110M |
| 3 |
THS
Treehouse Foods
THS
|
+$109M |
| 4 |
FBZ
First Trust Brazil AlphaDEX Fund
FBZ
|
+$87.6M |
| 5 |
First Trust Latin America AlphaDEX Fund
FLN
|
+$86.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Japan AlphaDEX Fund
FJP
|
+$91.2M |
| 2 |
RAD
Rite Aid Corporation
RAD
|
+$85M |
| 3 |
First Trust United Kingdom AlphaDEX Fund
FKU
|
+$82.7M |
| 4 |
Sprouts Farmers Market
SFM
|
+$71.8M |
| 5 |
Archer Daniels Midland
ADM
|
+$71.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Consumer Staples | 10.03% |
| 3 | Consumer Discretionary | 9.72% |
| 4 | Communication Services | 9.38% |
| 5 | Healthcare | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SFS
1926
DELISTED
Smart & Final Stores, Inc.
SFS
| $615K | ﹤0.01% |
48,172
-13,556
| -22% | -$188K |
|
|
SGBK
1927
DELISTED
Stonegate Bank
SGBK
| $614K | ﹤0.01% |
18,200
+5,542
| +44% | +$179K |
|
1928
ING
ING
$93.8B
| $612K | ﹤0.01% |
49,632
-5,536
| -10% | -$64.3K |
|
1929
iShares Core US Aggregate Bond ETF
AGG
$138B
| $605K | ﹤0.01% |
5,378
-16,586
| -76% | -$1.86M |
|
|
LQ
1930
DELISTED
La Quinta Holdings Inc.
LQ
| $605K | ﹤0.01% |
54,079
-20,162
| -27% | -$234K |
|
1931
Repligen
RGEN
$7.44B
| $602K | ﹤0.01% |
19,933
+524
| +3% | +$15.8K |
|
|
SRG
1932
Seritage Growth Properties
SRG
$130M
| $600K | ﹤0.01% |
11,841
+4,484
| +61% | +$217K |
|
|
WBC
1933
DELISTED
WABCO HOLDINGS INC.
WBC
| $597K | ﹤0.01% |
5,257
+1,084
| +26% | +$110K |
|
1934
First Community Bankshares
FCBC
$915M
| $595K | ﹤0.01% |
24,000
-1,070
| -4% | -$25.2K |
|
1935
RPC Inc
RES
$1.24B
| $594K | ﹤0.01% |
35,379
-2,216,770
| -98% | -$33.7M |
|
|
RDUS
1936
DELISTED
Radius Recycling
RDUS
| $593K | ﹤0.01% |
+28,383
| New | +$541K |
|
1937
ASE Group
ASX
$80.8B
| $592K | ﹤0.01% |
100,137
+18,348
| +22% | +$108K |
|
1938
3D Systems Corp
DDD
$420M
| $591K | ﹤0.01% |
32,944
-368,680
| -92% | -$5.53M |
|
|
PFC
1939
DELISTED
Premier Financial Corp. Common Stock
PFC
| $590K | ﹤0.01% |
26,444
-510
| -2% | -$11K |
|
1940
InterContinental Hotels
IHG
$23B
| $589K | ﹤0.01% |
12,862
-1,909
| -13% | -$87.4K |
|
1941
Cass Information Systems
CASS
$698M
| $588K | ﹤0.01% |
13,708
-947
| -6% | -$38.9K |
|
|
GTLS
1942
DELISTED
Chart Industries
GTLS
| $588K | ﹤0.01% |
+17,923
| New | +$519K |
|
1943
LSB Industries
LXU
$881M
| $588K | ﹤0.01% |
+89,036
| New | +$757K |
|
1944
QCR Holdings
QCRH
$1.65B
| $588K | ﹤0.01% |
18,531
-401
| -2% | -$12K |
|
1945
First Bancorp
FBNC
$2.6B
| $586K | ﹤0.01% |
29,590
+328
| +1% | +$6.26K |
|
1946
Geospace Technologies
GEOS
$91.6M
| $586K | ﹤0.01% |
+30,087
| New | +$520K |
|
1947
United Parks & Resorts
PRKS
$2.11B
| $580K | ﹤0.01% |
43,022
+15,074
| +54% | +$206K |
|
1948
Imperial Oil
IMO
$62.1B
| $579K | ﹤0.01% |
+18,478
| New | +$573K |
|
|
1949
Sprouts Farmers Market
SFM
$7.04B
| $579K | ﹤0.01% |
28,028
-3,237,598
| -99% | -$71.8M |
|
1950
TriMas Corp
TRS
$1.43B
| $579K | ﹤0.01% |
31,129
-16,828
| -35% | -$311K |
|
Similar funds
DAM
First Trust Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, First Trust Advisors held 2,486 positions worth $33.5B, up 5.5% from $31.8B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Trust Advisors's Q3 2016 filing shows 216 new, 1,148 increased, 933 reduced and 185 closed positions. Its largest new stake was Treehouse Foods: 1,132,288 shares worth $98.7M. The largest sale was First Trust Japan AlphaDEX Fund, an estimated $91.2M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.
- First Trust Advisors's largest Q3 2016 buy was Treehouse Foods: 1,132,288 shares worth $98.7M.
- First Trust Advisors added most to Post Holdings in Q3 2016, an estimated $116M increase.
- First Trust Advisors's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $85M.
- First Trust Advisors fully exited First Trust Japan AlphaDEX Fund in Q3 2016, selling an estimated $91.2M.
- First Trust Advisors's ten largest holdings make up 15% of its $33.5B portfolio in Q3 2016.
- First Trust Advisors opened 216 new positions and closed 185 in Q3 2016.
- First Trust Advisors's portfolio value rose 5.5% quarter-over-quarter to $33.5B.
Based on First Trust Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.