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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
-0.24%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$53.1B
AUM Growth
+$73M
Cap. Flow
+$888M
Cap. Flow %
1.67%
Top 10 Hldgs %
11.45%
Holding
2,572
New
160
Increased
1,214
Reduced
1,013
Closed
182

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$552M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$539M
3
SMAR
Smartsheet Inc.
SMAR
+$154M
4
CIEN icon
Ciena
CIEN
+$135M
5
VMW
VMware, Inc
VMW
+$106M

Top Sells

Rank Stock Value
1
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$578M
2
LUMN icon
Lumen
LUMN
+$121M
3
META icon
Meta Platforms (Facebook)
META
+$120M
4
RTN
Raytheon Company
RTN
+$110M
5
AMZN icon
Amazon
AMZN
+$105M

Sector Composition

Rank Sector Weight
1 Technology 25.68%
2 Financials 12.47%
3 Healthcare 10.57%
4 Communication Services 9.5%
5 Consumer Discretionary 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICFI icon
1876
ICF International
ICFI
$1.44B
$987K ﹤0.01%
11,680
+142
+1% +$11.5K
SQM icon
1877
Sociedad Química y Minera de Chile
SQM
$19.6B
$983K ﹤0.01%
35,388
-2,764
-7% -$76.3K
PAHC icon
1878
Phibro Animal Health
PAHC
$1.38B
$982K ﹤0.01%
+46,045
New +$1.26M
MNP
1879
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$982K ﹤0.01%
64,099
-2,098
-3% -$31.9K
AVNT icon
1880
Avient
AVNT
$3.45B
$975K ﹤0.01%
29,862
-3,413
-10% -$108K
REX icon
1881
REX American Resources
REX
$1.46B
$974K ﹤0.01%
76,584
+14,892
+24% +$184K
HR
1882
DELISTED
Healthcare Realty Trust Incorporated
HR
$973K ﹤0.01%
29,039
-32,396
-53% -$1.06M
CNR
1883
Core Natural Resources Inc
CNR
$4.19B
$972K ﹤0.01%
62,194
-6,931
-10% -$136K
BLD
1884
DELISTED
TopBuild
BLD
$968K ﹤0.01%
10,039
-4,849
-33% -$428K
SEI
1885
Solaris Energy Infrastructure
SEI
$3.31B
$968K ﹤0.01%
+72,100
New +$985K
AKS
1886
DELISTED
AK Steel Holding Corp
AKS
$968K ﹤0.01%
426,413
+76,123
+22% +$183K
OSBC icon
1887
Old Second Bancorp
OSBC
$1.24B
$958K ﹤0.01%
78,424
+9,384
+14% +$116K
SUM
1888
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$957K ﹤0.01%
43,846
-48,446
-52% -$957K
NMZ icon
1889
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$956K ﹤0.01%
66,926
-2,031
-3% -$28.9K
LTHM
1890
DELISTED
Livent Corporation
LTHM
$956K ﹤0.01%
142,833
+1,427
+1% +$9.59K
FNV icon
1891
Franco-Nevada
FNV
$41.4B
$955K ﹤0.01%
10,472
-424
-4% -$38.9K
CAF
1892
Morgan Stanley China A Share Fund
CAF
$334M
$953K ﹤0.01%
46,598
+1,072
+2% +$22.7K
MMD
1893
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$952K ﹤0.01%
45,378
-1,424
-3% -$29.7K
AMSF icon
1894
AMERISAFE
AMSF
$569M
$950K ﹤0.01%
14,376
+7,769
+118% +$515K
SGMO
1895
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$948K ﹤0.01%
+104,771
New +$1.18M
AVD icon
1896
American Vanguard Corp
AVD
$73.5M
$947K ﹤0.01%
60,289
+12,936
+27% +$190K
ATRC icon
1897
AtriCure
ATRC
$1.77B
$943K ﹤0.01%
+37,803
New +$1.08M
BB icon
1898
BlackBerry
BB
$5.01B
$935K ﹤0.01%
178,156
+57,002
+47% +$400K
CHUY
1899
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$933K ﹤0.01%
37,671
+7,188
+24% +$174K
CIVB icon
1900
Civista Bancshares
CIVB
$594M
$931K ﹤0.01%
42,828
+5,616
+15% +$120K
74 75
76
77 78

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First Trust Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, First Trust Advisors held 2,572 positions worth $53.1B, up 0.14% from $53B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

First Trust Advisors's Q3 2019 filing shows 160 new, 1,214 increased, 1,013 reduced and 182 closed positions. Its largest new stake was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M. The largest sale was First Trust NYSE Arca Biotechnology Index Fund, an estimated $578M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Financials and Healthcare.

  • First Trust Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M.
  • First Trust Advisors added most to Cisco in Q3 2019, an estimated $552M increase.
  • First Trust Advisors's biggest Q3 2019 reduction was Lumen, cutting an estimated $121M.
  • First Trust Advisors fully exited First Trust NYSE Arca Biotechnology Index Fund in Q3 2019, selling an estimated $578M.
  • First Trust Advisors's ten largest holdings make up 11% of its $53.1B portfolio in Q3 2019.
  • First Trust Advisors opened 160 new positions and closed 182 in Q3 2019.
  • First Trust Advisors's portfolio value rose 0.14% quarter-over-quarter to $53.1B.

Based on First Trust Advisors's 13F filing for Q3 2019, filed 4 Nov 2019.