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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.5B
AUM Growth
+$1.74B
Cap. Flow
+$484M
Cap. Flow %
1.45%
Top 10 Hldgs %
14.81%
Holding
2,486
New
216
Increased
1,148
Reduced
933
Closed
185

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Consumer Staples 10.03%
3 Consumer Discretionary 9.72%
4 Communication Services 9.38%
5 Healthcare 9.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
KITE
1876
DELISTED
Kite Pharma, Inc.
KITE
$701K ﹤0.01%
+12,557
New +$700K
RATE
1877
DELISTED
Bankrate Inc
RATE
$698K ﹤0.01%
82,292
+45,735
+125% +$364K
MMD
1878
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$696K ﹤0.01%
34,220
+3,055
+10% +$62.5K
SYBT icon
1879
Stock Yards Bancorp
SYBT
$2.41B
$692K ﹤0.01%
20,995
-1,142
-5% -$34.7K
WSBF icon
1880
Waterstone Financial
WSBF
$362M
$692K ﹤0.01%
40,741
-966
-2% -$15.8K
RIO icon
1881
Rio Tinto
RIO
$148B
$688K ﹤0.01%
20,600
-1,221
-6% -$38.9K
VKQ icon
1882
Invesco Municipal Trust
VKQ
$536M
$688K ﹤0.01%
49,922
+3,678
+8% +$51.2K
RBCAA icon
1883
Republic Bancorp
RBCAA
$1.84B
$686K ﹤0.01%
22,060
-892
-4% -$27.1K
PPBI
1884
DELISTED
Pacific Premier Bancorp
PPBI
$683K ﹤0.01%
25,827
-12,416
-32% -$321K
VGM icon
1885
Invesco Trust Investment Grade Municipals
VGM
$549M
$683K ﹤0.01%
48,429
+11,374
+31% +$163K
SASR
1886
DELISTED
Sandy Spring Bancorp Inc
SASR
$681K ﹤0.01%
22,261
-1,375
-6% -$41.7K
GNW icon
1887
Genworth Financial
GNW
$3.8B
$678K ﹤0.01%
136,791
+13,997
+11% +$53.8K
ERF
1888
DELISTED
Enerplus Corporation
ERF
$678K ﹤0.01%
+105,713
New +$692K
RBS.PRL.CL
1889
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$676K ﹤0.01%
+26,865
New +$677K
BYD icon
1890
Boyd Gaming
BYD
$6.47B
$675K ﹤0.01%
34,122
-88,759
-72% -$1.71M
ABM icon
1891
ABM Industries
ABM
$2.8B
$671K ﹤0.01%
16,901
-11,820
-41% -$449K
SAN icon
1892
Banco Santander
SAN
$194B
$671K ﹤0.01%
158,759
-21,707
-12% -$88.7K
SUB icon
1893
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$669K ﹤0.01%
6,312
-6,602
-51% -$702K
SEMG
1894
DELISTED
SEMGROUP CORPORATION
SEMG
$669K ﹤0.01%
18,907
-56,446
-75% -$1.79M
HYMB icon
1895
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$664K ﹤0.01%
22,376
+6,432
+40% +$191K
PEBO icon
1896
Peoples Bancorp
PEBO
$1.45B
$659K ﹤0.01%
26,786
-518
-2% -$12K
ORIT
1897
DELISTED
Oritani Financial Corp. New
ORIT
$659K ﹤0.01%
41,937
-86,402
-67% -$1.39M
AMRI
1898
DELISTED
Albany Molecular Research Inc
AMRI
$659K ﹤0.01%
+39,907
New +$591K
FTA icon
1899
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$657K ﹤0.01%
15,426
-579
-4% -$24.3K
FCPT icon
1900
Four Corners Property Trust
FCPT
$2.86B
$656K ﹤0.01%
30,735
+5,926
+24% +$125K

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First Trust Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, First Trust Advisors held 2,486 positions worth $33.5B, up 5.5% from $31.8B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Trust Advisors's Q3 2016 filing shows 216 new, 1,148 increased, 933 reduced and 185 closed positions. Its largest new stake was Treehouse Foods: 1,132,288 shares worth $98.7M. The largest sale was First Trust Japan AlphaDEX Fund, an estimated $91.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

  • First Trust Advisors's largest Q3 2016 buy was Treehouse Foods: 1,132,288 shares worth $98.7M.
  • First Trust Advisors added most to Post Holdings in Q3 2016, an estimated $116M increase.
  • First Trust Advisors's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $85M.
  • First Trust Advisors fully exited First Trust Japan AlphaDEX Fund in Q3 2016, selling an estimated $91.2M.
  • First Trust Advisors's ten largest holdings make up 15% of its $33.5B portfolio in Q3 2016.
  • First Trust Advisors opened 216 new positions and closed 185 in Q3 2016.
  • First Trust Advisors's portfolio value rose 5.5% quarter-over-quarter to $33.5B.

Based on First Trust Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.