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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
-0.24%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$53.1B
AUM Growth
+$73M
Cap. Flow
+$888M
Cap. Flow %
1.67%
Top 10 Hldgs %
11.45%
Holding
2,572
New
160
Increased
1,214
Reduced
1,013
Closed
182

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$552M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$539M
3
SMAR
Smartsheet Inc.
SMAR
+$154M
4
CIEN icon
Ciena
CIEN
+$135M
5
VMW
VMware, Inc
VMW
+$106M

Top Sells

Rank Stock Value
1
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$578M
2
LUMN icon
Lumen
LUMN
+$121M
3
META icon
Meta Platforms (Facebook)
META
+$120M
4
RTN
Raytheon Company
RTN
+$110M
5
AMZN icon
Amazon
AMZN
+$105M

Sector Composition

Rank Sector Weight
1 Technology 25.68%
2 Financials 12.47%
3 Healthcare 10.57%
4 Communication Services 9.5%
5 Consumer Discretionary 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BZUN
1851
Baozun
BZUN
$144M
$1.05M ﹤0.01%
24,652
-4,198
-15% -$200K
HIO
1852
Western Asset High Income Opportunity Fund
HIO
$335M
$1.05M ﹤0.01%
208,353
+153,995
+283% +$779K
PBI icon
1853
Pitney Bowes
PBI
$2.42B
$1.05M ﹤0.01%
228,821
-350,621
-61% -$1.41M
MOFG
1854
DELISTED
MidWestOne Financial Group
MOFG
$1.04M ﹤0.01%
34,078
+2,707
+9% +$79.4K
HYD icon
1855
VanEck High Yield Muni ETF
HYD
$4.44B
$1.04M ﹤0.01%
16,082
+183
+1% +$11.7K
BRY
1856
DELISTED
Berry Corp
BRY
$1.03M ﹤0.01%
110,060
+2,272
+2% +$21.4K
INST
1857
DELISTED
Instructure, Inc.
INST
$1.03M ﹤0.01%
26,538
-40,950
-61% -$1.67M
GTY
1858
Getty Realty Corp
GTY
$2.1B
$1.02M ﹤0.01%
31,953
-37,101
-54% -$1.15M
NPK icon
1859
National Presto Industries
NPK
$891M
$1.02M ﹤0.01%
11,486
+2,333
+25% +$211K
CET
1860
Central Securities Corp
CET
$1.54B
$1.02M ﹤0.01%
+32,470
New +$1M
DCO icon
1861
Ducommun
DCO
$2.68B
$1.02M ﹤0.01%
24,068
+5,122
+27% +$221K
I
1862
DELISTED
INTELSAT S. A.
I
$1.02M ﹤0.01%
44,704
+12,033
+37% +$254K
AIMC
1863
DELISTED
Altra Industrial Motion Corp
AIMC
$1.01M ﹤0.01%
36,651
+5,057
+16% +$145K
EFSC icon
1864
Enterprise Financial Services Corp
EFSC
$2.41B
$1.01M ﹤0.01%
24,886
-4,526
-15% -$182K
WLDN icon
1865
Willdan Group
WLDN
$1.1B
$1.01M ﹤0.01%
28,872
+6,140
+27% +$219K
CVCO icon
1866
Cavco Industries
CVCO
$4.39B
$1.01M ﹤0.01%
5,266
-6,192
-54% -$1.1M
IWN icon
1867
iShares Russell 2000 Value ETF
IWN
$14.4B
$1.01M ﹤0.01%
8,433
-737
-8% -$87.1K
LGTY
1868
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$1.01M ﹤0.01%
67,001
+17,126
+34% +$241K
OIS icon
1869
Oil States International
OIS
$522M
$1M ﹤0.01%
75,479
-9,437
-11% -$136K
HCKT icon
1870
Hackett Group
HCKT
$245M
$1M ﹤0.01%
60,957
+3,535
+6% +$58.1K
MBT
1871
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$995K ﹤0.01%
122,858
+26,246
+27% +$215K
LDL
1872
DELISTED
Lydall, Inc.
LDL
$991K ﹤0.01%
+39,779
New +$849K
DHIL
1873
DELISTED
Diamond Hill
DHIL
$990K ﹤0.01%
7,167
+1,282
+22% +$174K
IWO icon
1874
iShares Russell 2000 Growth ETF
IWO
$14.5B
$990K ﹤0.01%
5,138
-1,702
-25% -$337K
CRSP icon
1875
CRISPR Therapeutics
CRSP
$4.58B
$987K ﹤0.01%
+24,085
New +$1.15M
73 74
75
76 77

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First Trust Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, First Trust Advisors held 2,572 positions worth $53.1B, up 0.14% from $53B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

First Trust Advisors's Q3 2019 filing shows 160 new, 1,214 increased, 1,013 reduced and 182 closed positions. Its largest new stake was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M. The largest sale was First Trust NYSE Arca Biotechnology Index Fund, an estimated $578M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Financials and Healthcare.

  • First Trust Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M.
  • First Trust Advisors added most to Cisco in Q3 2019, an estimated $552M increase.
  • First Trust Advisors's biggest Q3 2019 reduction was Lumen, cutting an estimated $121M.
  • First Trust Advisors fully exited First Trust NYSE Arca Biotechnology Index Fund in Q3 2019, selling an estimated $578M.
  • First Trust Advisors's ten largest holdings make up 11% of its $53.1B portfolio in Q3 2019.
  • First Trust Advisors opened 160 new positions and closed 182 in Q3 2019.
  • First Trust Advisors's portfolio value rose 0.14% quarter-over-quarter to $53.1B.

Based on First Trust Advisors's 13F filing for Q3 2019, filed 4 Nov 2019.