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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+4.23%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.6B
AUM Growth
+$98.9M
(+0.3%)
Cap. Flow
-$672M
Cap. Flow
% of AUM
-2%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
2,602
New
301
Increased
1,225
Reduced
883
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$559M |
| 2 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$548M |
| 3 |
Meta Platforms (Facebook)
META
|
+$62.3M |
| 4 |
Cisco
CSCO
|
+$58M |
| 5 |
YHOO
Yahoo Inc
YHOO
|
+$52.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Consumer Discretionary AlphaDEX Fund
FXD
|
+$627M |
| 2 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$626M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$172M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$129M |
| 5 |
First Trust Energy AlphaDEX Fund
FXN
|
+$100M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.21% |
| 2 | Financials | 9.87% |
| 3 | Industrials | 9.87% |
| 4 | Communication Services | 9.15% |
| 5 | Healthcare | 9.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HOLI
1801
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
| $1.04M | ﹤0.01% |
+56,594
| New | +$1.12M |
|
1802
Radware
RDWR
$1.24B
| $1.04M | ﹤0.01% |
71,083
+41,166
| +138% | +$546K |
|
1803
Nuveen Municipal Value Fund
NUV
$1.91B
| $1.03M | ﹤0.01% |
108,153
+29,725
| +38% | +$291K |
|
1804
Wolverine World Wide
WWW
$1.54B
| $1.03M | ﹤0.01% |
47,018
-910
| -2% | -$20.6K |
|
|
HSNI
1805
DELISTED
HSN, Inc.
HSNI
| $1.03M | ﹤0.01% |
30,002
+9,241
| +45% | +$345K |
|
1806
TAL Education Group
TAL
$5.71B
| $1.03M | ﹤0.01% |
87,912
-24,204
| -22% | -$296K |
|
1807
RH
RH
$3.3B
| $1.03M | ﹤0.01% |
+33,455
| New | +$1.08M |
|
1808
Churchill Downs
CHDN
$6.03B
| $1.02M | ﹤0.01% |
40,854
+2,706
| +7% | +$66.1K |
|
1809
United Parks & Resorts
PRKS
$2.11B
| $1.02M | ﹤0.01% |
54,016
+10,994
| +26% | +$180K |
|
1810
Alliance Resource Partners
ARLP
$3.18B
| $1.02M | ﹤0.01% |
45,506
+4,962
| +12% | +$116K |
|
1811
Diodes
DIOD
$4B
| $1.02M | ﹤0.01% |
39,817
-30,662
| -44% | -$700K |
|
|
ENOC
1812
DELISTED
EnerNOC, Inc.
ENOC
| $1.02M | ﹤0.01% |
170,387
+94,207
| +124% | +$546K |
|
|
ETX
1813
Eaton Vance Municipal Income 2028 Term Trust
ETX
$202M
| $1.02M | ﹤0.01% |
52,069
+12,500
| +32% | +$244K |
|
|
CARO
1814
DELISTED
Carolina Financial Corp.
CARO
| $1.02M | ﹤0.01% |
32,995
+15,606
| +90% | +$401K |
|
1815
Banco Santander
SAN
$194B
| $1.01M | ﹤0.01% |
203,590
+44,831
| +28% | +$204K |
|
1816
National Beverage
FIZZ
$2.87B
| $1.01M | ﹤0.01% |
39,536
-21,998
| -36% | -$539K |
|
1817
New Oriental
EDU
$7.84B
| $1.01M | ﹤0.01% |
23,957
-2,115
| -8% | -$99.6K |
|
|
MUS
1818
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
| $1.01M | ﹤0.01% |
74,327
+18,098
| +32% | +$244K |
|
1819
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
| $1.01M | ﹤0.01% |
+29,139
| New | +$979K |
|
|
EMD
1820
Western Asset Emerging Markets Debt Fund
EMD
$609M
| $1M | ﹤0.01% |
+68,111
| New | +$1.03M |
|
1821
Aaon
AAON
$8.41B
| $1M | ﹤0.01% |
45,420
-13,002
| -22% | -$271K |
|
1822
Graham Holdings Company
GHC
$4.97B
| $1M | ﹤0.01% |
+1,955
| New | +$952K |
|
|
LCI
1823
DELISTED
Lannett Company, Inc.
LCI
| $999K | ﹤0.01% |
11,331
+3,181
| +39% | +$294K |
|
1824
Vermilion Energy
VET
$1.73B
| $997K | ﹤0.01% |
+23,642
| New | +$965K |
|
1825
iShares National Muni Bond ETF
MUB
$45.1B
| $995K | ﹤0.01% |
9,198
-1,537
| -14% | -$168K |
|
Similar funds
DAM
First Trust Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, First Trust Advisors held 2,602 positions worth $33.6B, up 0.3% from $33.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Trust Advisors's Q4 2016 filing shows 301 new, 1,225 increased, 883 reduced and 189 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M. The largest sale was First Trust Consumer Discretionary AlphaDEX Fund, an estimated $627M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.
- First Trust Advisors's largest Q4 2016 buy was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M.
- First Trust Advisors added most to Meta Platforms (Facebook) in Q4 2016, an estimated $62.3M increase.
- First Trust Advisors's biggest Q4 2016 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $172M.
- First Trust Advisors fully exited First Trust Consumer Discretionary AlphaDEX Fund in Q4 2016, selling an estimated $627M.
- First Trust Advisors's ten largest holdings make up 14% of its $33.6B portfolio in Q4 2016.
- First Trust Advisors opened 301 new positions and closed 189 in Q4 2016.
- First Trust Advisors's portfolio value rose 0.3% quarter-over-quarter to $33.6B.
Based on First Trust Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.