We are live on
!
Find out more
First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+9.79%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$18.4B
AUM Growth
+$3.08B
(+20%)
Cap. Flow
+$1.92B
Cap. Flow
% of AUM
10.42%
Top 10 Holdings %
Top 10 Hldgs %
6.82%
Holding
2,433
New
233
Increased
1,303
Reduced
689
Closed
204
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$61.4M |
| 2 |
CPHD
Cepheid Inc
CPHD
|
+$41.4M |
| 3 |
EXAS
Exact Sciences
EXAS
|
+$35.7M |
| 4 |
Amazon
AMZN
|
+$34.7M |
| 5 |
Illumina
ILMN
|
+$34.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SFD
SMITHFIELD FOODS,INC
SFD
|
+$32M |
| 2 |
AFFX
Affymetrix Inc
AFFX
|
+$28.7M |
| 3 |
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$28.4M |
| 4 |
Bruker
BRKR
|
+$18.3M |
| 5 |
T-Mobile US
TMUS
|
+$18.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 14.05% |
| 2 | Healthcare | 13.14% |
| 3 | Consumer Discretionary | 11.53% |
| 4 | Technology | 10.57% |
| 5 | Industrials | 8.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1801
Foster
FSTR
$443M
| $611K | ﹤0.01% |
13,361
+1,129
| +9% | +$50.4K |
|
1802
NBT Bancorp
NBTB
$2.72B
| $610K | ﹤0.01% |
26,560
-1,668
| -6% | -$37.3K |
|
|
SP
1803
DELISTED
SP Plus Corporation
SP
| $608K | ﹤0.01% |
22,627
+3,294
| +17% | +$76.3K |
|
|
PF
1804
DELISTED
Pinnacle Foods, Inc.
PF
| $608K | ﹤0.01% |
22,975
+9,530
| +71% | +$249K |
|
1805
Targa Resources
TRGP
$60.4B
| $605K | ﹤0.01% |
8,299
+3,447
| +71% | +$238K |
|
1806
Harte-Hanks
HHS
| $604K | ﹤0.01% |
+6,841
| New | +$626K |
|
|
BTH
1807
DELISTED
BLYTH,INC
BTH
| $604K | ﹤0.01% |
43,688
+15,870
| +57% | +$192K |
|
1808
Fabrinet
FN
$17.1B
| $602K | ﹤0.01% |
+35,764
| New | +$527K |
|
|
HNP
1809
DELISTED
Huaneng Power Intl, Inc.
HNP
| $601K | ﹤0.01% |
15,007
-374
| -2% | -$15.1K |
|
|
PGI
1810
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
| $601K | ﹤0.01% |
60,296
+4,431
| +8% | +$47.4K |
|
1811
Republic Bancorp
RBCAA
$1.84B
| $600K | ﹤0.01% |
21,761
+5,144
| +31% | +$138K |
|
1812
Green Plains
GPRE
$1.19B
| $599K | ﹤0.01% |
37,345
+1,581
| +4% | +$25.5K |
|
|
IRC
1813
DELISTED
INLAND REAL ESTATE CORP
IRC
| $598K | ﹤0.01% |
58,440
-26,669
| -31% | -$274K |
|
1814
Columbus McKinnon
CMCO
$465M
| $596K | ﹤0.01% |
24,810
+207
| +0.8% | +$4.75K |
|
1815
Quaker Houghton
KWR
$2.63B
| $595K | ﹤0.01% |
8,151
-2,427
| -23% | -$164K |
|
|
NID
1816
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
| $592K | ﹤0.01% |
51,603
-2,452
| -5% | -$28.5K |
|
|
STL
1817
DELISTED
Sterling Bancorp
STL
| $592K | ﹤0.01% |
54,347
+2,862
| +6% | +$30.4K |
|
|
YZC
1818
DELISTED
Yanzhou Coal Mining
YZC
| $591K | ﹤0.01% |
61,774
-1,002
| -2% | -$8.4K |
|
|
QLIK
1819
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
| $590K | ﹤0.01% |
17,230
+7,252
| +73% | +$238K |
|
|
MMD
1820
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
| $589K | ﹤0.01% |
36,630
-2,801
| -7% | -$45.9K |
|
1821
Forrester Research
FORR
$172M
| $588K | ﹤0.01% |
16,015
+6,604
| +70% | +$234K |
|
|
CGRN
1822
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
| $588K | ﹤0.01% |
2,513
+2,227
| +779% | +$555K |
|
|
GTS
1823
DELISTED
Triple-S Management Corporation
GTS
| $587K | ﹤0.01% |
33,561
+2,805
| +9% | +$54K |
|
|
NPI
1824
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
| $586K | ﹤0.01% |
45,892
-2,126
| -4% | -$26.5K |
|
|
BCPC
1825
Balchem Corp
BCPC
$5.23B
| $585K | ﹤0.01% |
11,295
+1,860
| +20% | +$91.7K |
|
Similar funds
DAM
First Trust Advisors's Q3 2013 Portfolio in Review
As of Q3 2013, First Trust Advisors held 2,433 positions worth $18.4B, up 20% from $15.4B the previous quarter. Its ten largest holdings account for 6.8% of the portfolio.
First Trust Advisors deployed $1.92B of net new capital in Q3 2013, opening 233 new positions and adding to 1,303 existing holdings. Its largest new stake was Cepheid Inc: 1,143,034 shares worth $44.6M.
By sector, the portfolio is most concentrated in Energy at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $28.4M trimmed.
- First Trust Advisors's largest Q3 2013 buy was Cepheid Inc: 1,143,034 shares worth $44.6M.
- First Trust Advisors added most to Alphabet (Google) Class C in Q3 2013, an estimated $61.4M increase.
- First Trust Advisors's biggest Q3 2013 reduction was LIFE TECHNOLOGIES CORP COM STK (DE), cutting an estimated $28.4M.
- First Trust Advisors fully exited SMITHFIELD FOODS,INC in Q3 2013, selling an estimated $32M.
- First Trust Advisors's ten largest holdings make up 6.8% of its $18.4B portfolio in Q3 2013.
- First Trust Advisors opened 233 new positions and closed 204 in Q3 2013.
- First Trust Advisors's portfolio value rose 20% quarter-over-quarter to $18.4B.
Based on First Trust Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.