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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+10.12%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$20.6B
AUM Growth
+$2.18B
Cap. Flow
+$600M
Cap. Flow %
2.91%
Top 10 Hldgs %
6.85%
Holding
2,360
New
131
Increased
1,252
Reduced
809
Closed
165

Top Buys

Rank Stock Value
1
PCYC
PHARMACYCLICS INC
PCYC
+$49M
2
TECH icon
Bio-Techne
TECH
+$44.4M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$32.1M
4
TAP icon
Molson Coors Class B
TAP
+$28.5M
5
WFM
Whole Foods Market Inc
WFM
+$25.5M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$127M
2
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$101M
3
EEP
Enbridge Energy Partners
EEP
+$91.8M
4
D icon
Dominion Energy
D
+$53.5M
5
ENB icon
Enbridge
ENB
+$51.3M

Sector Composition

Rank Sector Weight
1 Healthcare 14.97%
2 Consumer Discretionary 12.15%
3 Technology 11.84%
4 Industrials 10.66%
5 Financials 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVRI icon
1776
Enviri
NVRI
$621M
$690K ﹤0.01%
24,623
-458
-2% -$12.3K
DTF
1777
DTF Tax-Free Income 2028 Term Fund
DTF
$80.7M
$686K ﹤0.01%
48,938
+8,388
+21% +$117K
FR icon
1778
First Industrial Realty Trust
FR
$8.88B
$685K ﹤0.01%
39,281
-1,840
-4% -$32.1K
CG icon
1779
Carlyle Group
CG
$16.3B
$683K ﹤0.01%
19,173
+10,131
+112% +$319K
B
1780
Barrick Mining
B
$62.2B
$683K ﹤0.01%
+38,745
New +$683K
PTR
1781
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$682K ﹤0.01%
6,212
-14,329
-70% -$1.64M
BNNY
1782
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
$681K ﹤0.01%
+15,818
New +$738K
NIO
1783
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$679K ﹤0.01%
51,335
-11,326
-18% -$145K
EGP icon
1784
EastGroup Properties
EGP
$11.5B
$678K ﹤0.01%
11,709
-462
-4% -$28.1K
GEO icon
1785
The GEO Group
GEO
$4.13B
$677K ﹤0.01%
31,533
-24,164
-43% -$542K
TBX icon
1786
ProShares Short 7-10 Year Treasury
TBX
$15.8M
$676K ﹤0.01%
19,925
-4,270
-18% -$142K
NOAH
1787
Noah Holdings
NOAH
$588M
$675K ﹤0.01%
+37,486
New +$734K
ORBK
1788
DELISTED
Orbotech Ltd
ORBK
$675K ﹤0.01%
49,898
+10,966
+28% +$140K
JDD
1789
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$670K ﹤0.01%
59,460
+3,680
+7% +$41.3K
MCR
1790
DELISTED
MFS Charter Income Trust
MCR
$662K ﹤0.01%
73,127
-3,367
-4% -$30.2K
SONY icon
1791
Sony
SONY
$123B
$661K ﹤0.01%
191,265
+69,980
+58% +$259K
ESLT icon
1792
Elbit Systems
ESLT
$38.4B
$657K ﹤0.01%
10,826
-89,430
-89% -$4.93M
IBKC
1793
DELISTED
IBERIABANK Corp
IBKC
$656K ﹤0.01%
10,435
+2,143
+26% +$128K
SIGM
1794
DELISTED
Sigma Designs Inc
SIGM
$656K ﹤0.01%
138,922
+38,830
+39% +$205K
SEM
1795
DELISTED
Select Medical
SEM
$655K ﹤0.01%
+104,723
New +$511K
LFC
1796
DELISTED
China Life Insurance Company Ltd.
LFC
$655K ﹤0.01%
41,619
+10,200
+32% +$148K
WASH icon
1797
Washington Trust Bancorp
WASH
$732M
$654K ﹤0.01%
17,569
-6,435
-27% -$221K
BTT icon
1798
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$648K ﹤0.01%
37,827
-8,185
-18% -$142K
BEE
1799
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$644K ﹤0.01%
68,140
-3,284
-5% -$29.1K
CVC
1800
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$642K ﹤0.01%
35,805
-196,419
-85% -$3.18M
70 71
72
73 74

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First Trust Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, First Trust Advisors held 2,360 positions worth $20.6B, up 12% from $18.4B the previous quarter. Its ten largest holdings account for 6.8% of the portfolio.

First Trust Advisors's Q4 2013 filing shows 131 new, 1,252 increased, 809 reduced and 165 closed positions. Its largest new stake was Bruker: 1,133,847 shares worth $22.4M. The largest sale was Enterprise Products Partners, an estimated $127M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Technology.

  • First Trust Advisors's largest Q4 2013 buy was Bruker: 1,133,847 shares worth $22.4M.
  • First Trust Advisors added most to PHARMACYCLICS INC in Q4 2013, an estimated $49M increase.
  • First Trust Advisors's biggest Q4 2013 reduction was Enterprise Products Partners, cutting an estimated $127M.
  • First Trust Advisors fully exited KINDER MORGAN MANAGEMENT LLC in Q4 2013, selling an estimated $101M.
  • First Trust Advisors's ten largest holdings make up 6.8% of its $20.6B portfolio in Q4 2013.
  • First Trust Advisors opened 131 new positions and closed 165 in Q4 2013.
  • First Trust Advisors's portfolio value rose 12% quarter-over-quarter to $20.6B.

Based on First Trust Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.