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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
-0.24%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$53.1B
AUM Growth
+$73M
(+0.14%)
Cap. Flow
+$888M
Cap. Flow
% of AUM
1.67%
Top 10 Holdings %
Top 10 Hldgs %
11.45%
Holding
2,572
New
160
Increased
1,214
Reduced
1,013
Closed
182
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cisco
CSCO
|
+$552M |
| 2 |
First Trust Financials AlphaDEX Fund
FXO
|
+$539M |
| 3 |
SMAR
Smartsheet Inc.
SMAR
|
+$154M |
| 4 |
Ciena
CIEN
|
+$135M |
| 5 |
VMW
VMware, Inc
VMW
|
+$106M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NYSE Arca Biotechnology Index Fund
FBT
|
+$578M |
| 2 |
Lumen
LUMN
|
+$121M |
| 3 |
Meta Platforms (Facebook)
META
|
+$120M |
| 4 |
RTN
Raytheon Company
RTN
|
+$110M |
| 5 |
Amazon
AMZN
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.68% |
| 2 | Financials | 12.47% |
| 3 | Healthcare | 10.57% |
| 4 | Communication Services | 9.5% |
| 5 | Consumer Discretionary | 7.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1751
Piper Sandler
PIPR
$5.14B
| $1.33M | ﹤0.01% |
70,448
+22,460
| +47% | +$419K |
|
1752
uniQure
QURE
$2.68B
| $1.32M | ﹤0.01% |
33,634
-13,280
| -28% | -$766K |
|
|
SEE
1753
DELISTED
Sealed Air
SEE
| $1.32M | ﹤0.01% |
31,844
-56,093
| -64% | -$2.38M |
|
1754
Axos Financial
AX
$5.45B
| $1.31M | ﹤0.01% |
47,500
+17,727
| +60% | +$477K |
|
|
AAWW
1755
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
| $1.31M | ﹤0.01% |
51,927
+4,114
| +9% | +$134K |
|
1756
StoneCo
STNE
$2.62B
| $1.31M | ﹤0.01% |
37,587
-16,384
| -30% | -$546K |
|
|
NSA
1757
DELISTED
National Storage Affiliates Trust
NSA
| $1.3M | ﹤0.01% |
39,037
-28,707
| -42% | -$908K |
|
1758
America's Car Mart
CRMT
$25.3M
| $1.3M | ﹤0.01% |
+14,202
| New | +$1.26M |
|
1759
First Community Bankshares
FCBC
$915M
| $1.29M | ﹤0.01% |
39,954
+3,567
| +10% | +$117K |
|
1760
Waterstone Financial
WSBF
$362M
| $1.29M | ﹤0.01% |
75,235
+4,537
| +6% | +$76.6K |
|
1761
Bath & Body Works
BBWI
$4.01B
| $1.29M | ﹤0.01% |
81,565
-55,553
| -41% | -$980K |
|
|
RUTH
1762
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
| $1.28M | ﹤0.01% |
+62,881
| New | +$1.31M |
|
|
MUI
1763
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
| $1.28M | ﹤0.01% |
90,511
-4,879
| -5% | -$69.9K |
|
1764
Nuveen Municipal Value Fund
NUV
$1.91B
| $1.27M | ﹤0.01% |
121,214
-4,372
| -3% | -$45.3K |
|
1765
AeroVironment
AVAV
$7.57B
| $1.27M | ﹤0.01% |
23,752
+3,154
| +15% | +$173K |
|
1766
Heritage Financial
HFWA
$1.24B
| $1.27M | ﹤0.01% |
46,958
+20,201
| +75% | +$558K |
|
1767
Nuveen Quality Municipal Income Fund
NAD
$2.71B
| $1.26M | ﹤0.01% |
87,799
+22,520
| +34% | +$323K |
|
|
KIO
1768
KKR Income Opportunities Fund
KIO
$450M
| $1.26M | ﹤0.01% |
80,838
-130,918
| -62% | -$2.04M |
|
|
SDC
1769
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
| $1.26M | ﹤0.01% |
+90,488
| New | +$1.51M |
|
1770
Axcelis
ACLS
$4.12B
| $1.25M | ﹤0.01% |
+73,347
| New | +$1.17M |
|
1771
Vipshop
VIPS
$6.84B
| $1.25M | ﹤0.01% |
140,522
-32,678
| -19% | -$267K |
|
1772
Ingles Markets
IMKTA
$1.63B
| $1.25M | ﹤0.01% |
32,161
+6,491
| +25% | +$230K |
|
1773
Ribbon Communications
RBBN
$354M
| $1.25M | ﹤0.01% |
214,083
-36,849
| -15% | -$194K |
|
|
TUP
1774
DELISTED
Tupperware Brands Corporation
TUP
| $1.25M | ﹤0.01% |
78,713
+36,746
| +88% | +$567K |
|
1775
AZZ Inc
AZZ
$4.5B
| $1.25M | ﹤0.01% |
28,649
-16,452
| -36% | -$719K |
|
Similar funds
DAM
First Trust Advisors's Q3 2019 Portfolio in Review
As of Q3 2019, First Trust Advisors held 2,572 positions worth $53.1B, up 0.14% from $53B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
First Trust Advisors's Q3 2019 filing shows 160 new, 1,214 increased, 1,013 reduced and 182 closed positions. Its largest new stake was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M. The largest sale was First Trust NYSE Arca Biotechnology Index Fund, an estimated $578M.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Financials and Healthcare.
- First Trust Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M.
- First Trust Advisors added most to Cisco in Q3 2019, an estimated $552M increase.
- First Trust Advisors's biggest Q3 2019 reduction was Lumen, cutting an estimated $121M.
- First Trust Advisors fully exited First Trust NYSE Arca Biotechnology Index Fund in Q3 2019, selling an estimated $578M.
- First Trust Advisors's ten largest holdings make up 11% of its $53.1B portfolio in Q3 2019.
- First Trust Advisors opened 160 new positions and closed 182 in Q3 2019.
- First Trust Advisors's portfolio value rose 0.14% quarter-over-quarter to $53.1B.
Based on First Trust Advisors's 13F filing for Q3 2019, filed 4 Nov 2019.