We are live on
!
Find out more
First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+4.23%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.6B
AUM Growth
+$98.9M
(+0.3%)
Cap. Flow
-$672M
Cap. Flow
% of AUM
-2%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
2,602
New
301
Increased
1,225
Reduced
883
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$559M |
| 2 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$548M |
| 3 |
Meta Platforms (Facebook)
META
|
+$62.3M |
| 4 |
Cisco
CSCO
|
+$58M |
| 5 |
YHOO
Yahoo Inc
YHOO
|
+$52.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Consumer Discretionary AlphaDEX Fund
FXD
|
+$627M |
| 2 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$626M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$172M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$129M |
| 5 |
First Trust Energy AlphaDEX Fund
FXN
|
+$100M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.21% |
| 2 | Financials | 9.87% |
| 3 | Industrials | 9.87% |
| 4 | Communication Services | 9.15% |
| 5 | Healthcare | 9.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1751
Marcus & Millichap
MMI
$1.15B
| $1.18M | ﹤0.01% |
44,206
+30,132
| +214% | +$783K |
|
|
TXNM
1752
TXNM Energy Inc
TXNM
$6.47B
| $1.18M | ﹤0.01% |
34,432
+4,393
| +15% | +$143K |
|
1753
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
| $1.18M | ﹤0.01% |
23,877
+5,925
| +33% | +$296K |
|
|
BDN
1754
Brandywine Realty Trust
BDN
$551M
| $1.18M | ﹤0.01% |
71,256
-52,347
| -42% | -$802K |
|
|
VRTU
1755
DELISTED
Virtusa Corporation
VRTU
| $1.18M | ﹤0.01% |
+46,807
| New | +$1.03M |
|
|
BKMU
1756
DELISTED
Bank Mutual Corp
BKMU
| $1.17M | ﹤0.01% |
124,170
+58,995
| +91% | +$500K |
|
1757
Lithia Motors
LAD
$7.78B
| $1.17M | ﹤0.01% |
12,093
+7,070
| +141% | +$648K |
|
1758
FTI Consulting
FCN
$4.82B
| $1.17M | ﹤0.01% |
25,925
-12,585
| -33% | -$547K |
|
1759
OneSpan
OSPN
$562M
| $1.17M | ﹤0.01% |
85,627
+27,022
| +46% | +$406K |
|
|
UCFC
1760
DELISTED
United Community Financial Corp
UCFC
| $1.17M | ﹤0.01% |
130,734
+105,458
| +417% | +$851K |
|
1761
Vanguard Consumer Discretionary ETF
VCR
$5.84B
| $1.17M | ﹤0.01% |
9,056
+121
| +1% | +$15.4K |
|
1762
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
| $1.16M | ﹤0.01% |
52,985
+12,529
| +31% | +$282K |
|
1763
Piper Sandler
PIPR
$5.14B
| $1.16M | ﹤0.01% |
63,856
+32,452
| +103% | +$512K |
|
1764
Bank of Marin Bancorp
BMRC
$466M
| $1.15M | ﹤0.01% |
33,028
+15,656
| +90% | +$469K |
|
|
BFS
1765
Saul Centers
BFS
$875M
| $1.15M | ﹤0.01% |
17,265
-7,912
| -31% | -$504K |
|
|
GWB
1766
DELISTED
Great Western Bancorp, Inc.
GWB
| $1.14M | ﹤0.01% |
26,191
-19,387
| -43% | -$724K |
|
|
HIFR
1767
DELISTED
InfraREIT, Inc.
HIFR
| $1.14M | ﹤0.01% |
63,683
+3,323
| +6% | +$56.9K |
|
1768
State Street SPDR NYSE Technology ETF
XNTK
$2.06B
| $1.14M | ﹤0.01% |
18,774
+267
| +1% | +$16.1K |
|
1769
Avient
AVNT
$3.45B
| $1.13M | ﹤0.01% |
35,407
+6,580
| +23% | +$211K |
|
|
FLIC
1770
DELISTED
First of Long Island Corp
FLIC
| $1.13M | ﹤0.01% |
39,661
+17,813
| +82% | +$440K |
|
|
SYNT
1771
DELISTED
Syntel Inc
SYNT
| $1.13M | ﹤0.01% |
57,127
+45,535
| +393% | +$980K |
|
1772
Matsons
MATX
$6.37B
| $1.12M | ﹤0.01% |
31,770
+20,720
| +188% | +$799K |
|
|
AEL
1773
DELISTED
American Equity Investment Life Holding Company
AEL
| $1.1M | ﹤0.01% |
48,838
-58,381
| -54% | -$1.17M |
|
|
JTD
1774
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
| $1.09M | ﹤0.01% |
78,560
+22,795
| +41% | +$322K |
|
1775
Central Pacific Financial
CPF
$997M
| $1.09M | ﹤0.01% |
+34,644
| New | +$978K |
|
Similar funds
DAM
First Trust Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, First Trust Advisors held 2,602 positions worth $33.6B, up 0.3% from $33.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Trust Advisors's Q4 2016 filing shows 301 new, 1,225 increased, 883 reduced and 189 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M. The largest sale was First Trust Consumer Discretionary AlphaDEX Fund, an estimated $627M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.
- First Trust Advisors's largest Q4 2016 buy was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M.
- First Trust Advisors added most to Meta Platforms (Facebook) in Q4 2016, an estimated $62.3M increase.
- First Trust Advisors's biggest Q4 2016 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $172M.
- First Trust Advisors fully exited First Trust Consumer Discretionary AlphaDEX Fund in Q4 2016, selling an estimated $627M.
- First Trust Advisors's ten largest holdings make up 14% of its $33.6B portfolio in Q4 2016.
- First Trust Advisors opened 301 new positions and closed 189 in Q4 2016.
- First Trust Advisors's portfolio value rose 0.3% quarter-over-quarter to $33.6B.
Based on First Trust Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.