We are live on ! Find out more
First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+10.12%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$20.6B
AUM Growth
+$2.18B
Cap. Flow
+$600M
Cap. Flow %
2.91%
Top 10 Hldgs %
6.85%
Holding
2,360
New
131
Increased
1,252
Reduced
809
Closed
165

Top Buys

Rank Stock Value
1
PCYC
PHARMACYCLICS INC
PCYC
+$49M
2
TECH icon
Bio-Techne
TECH
+$44.4M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$32.1M
4
TAP icon
Molson Coors Class B
TAP
+$28.5M
5
WFM
Whole Foods Market Inc
WFM
+$25.5M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$127M
2
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$101M
3
EEP
Enbridge Energy Partners
EEP
+$91.8M
4
D icon
Dominion Energy
D
+$53.5M
5
ENB icon
Enbridge
ENB
+$51.3M

Sector Composition

Rank Sector Weight
1 Healthcare 14.97%
2 Consumer Discretionary 12.15%
3 Technology 11.84%
4 Industrials 10.66%
5 Financials 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSFS icon
1751
WSFS Financial
WSFS
$4.1B
$760K ﹤0.01%
29,427
-10,998
-27% -$257K
EVG
1752
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$755K ﹤0.01%
49,435
-637
-1% -$9.73K
NMZ icon
1753
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$749K ﹤0.01%
62,381
-13,951
-18% -$163K
CASY icon
1754
Casey's General Stores
CASY
$31.9B
$745K ﹤0.01%
10,611
+5,493
+107% +$402K
XSD icon
1755
State Street SPDR S&P Semiconductor ETF
XSD
$2.78B
$745K ﹤0.01%
24,376
+704
+3% +$20.5K
DRC
1756
DELISTED
DRESSER-RAND GROUP INC
DRC
$745K ﹤0.01%
12,498
-22,474
-64% -$1.33M
XHB icon
1757
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$742K ﹤0.01%
22,282
+750
+3% +$23.2K
JTA
1758
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$741K ﹤0.01%
52,580
+1,336
+3% +$17.5K
CHA
1759
DELISTED
China Telecom Corporation, LTD
CHA
$740K ﹤0.01%
14,636
+4,834
+49% +$250K
NTLS
1760
DELISTED
NTELOS HLDGS CORP COM
NTLS
$737K ﹤0.01%
36,433
-3,087
-8% -$61.8K
TTMI icon
1761
TTM Technologies
TTMI
$13.6B
$735K ﹤0.01%
+85,646
New +$790K
EPAC icon
1762
Enerpac Tool Group
EPAC
$1.77B
$733K ﹤0.01%
20,000
+12,360
+162% +$470K
PEB icon
1763
Pebblebrook Hotel Trust
PEB
$2.16B
$733K ﹤0.01%
23,831
-897
-4% -$26.4K
OZK icon
1764
Bank OZK
OZK
$5.49B
$728K ﹤0.01%
25,726
-5,666
-18% -$147K
VRE
1765
DELISTED
Veris Residential
VRE
$725K ﹤0.01%
33,731
-1,609
-5% -$33.7K
FFIC
1766
DELISTED
Flushing Financial
FFIC
$722K ﹤0.01%
34,870
-13,740
-28% -$276K
GMED icon
1767
Globus Medical
GMED
$10.4B
$721K ﹤0.01%
35,733
+17,720
+98% +$329K
CRUS icon
1768
Cirrus Logic
CRUS
$6.74B
$715K ﹤0.01%
+35,025
New +$756K
CLVS
1769
DELISTED
Clovis Oncology, Inc.
CLVS
$707K ﹤0.01%
11,737
+5,820
+98% +$317K
JFR icon
1770
Nuveen Floating Rate Income Fund
JFR
$1.23B
$706K ﹤0.01%
59,247
+3,554
+6% +$42.3K
BTH
1771
DELISTED
BLYTH,INC
BTH
$705K ﹤0.01%
64,810
+21,122
+48% +$261K
NXGN
1772
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$703K ﹤0.01%
33,365
+4,318
+15% +$97.3K
CSG
1773
DELISTED
CHAMBERS STR PPTYS COM
CSG
$694K ﹤0.01%
90,680
-4,344
-5% -$37K
RPAI
1774
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$693K ﹤0.01%
54,465
-1,826
-3% -$24.7K
KBR icon
1775
KBR
KBR
$4.68B
$692K ﹤0.01%
21,709
+8,996
+71% +$299K
69 70
71
72 73

Similar funds

DAM
Diamant Asset Management Ridgefield, Connecticut $137B AUM 18.02% 1-Year Est. Return
T. Rowe Price Investment Management
T. Rowe Price Investment Management Baltimore, Maryland $145B AUM 22.78% 1-Year Est. Return
Jennison Associates
Jennison Associates New York $145B AUM 34.61% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
National Pension Service
National Pension Service Jeonju-Si, Jeollabuk-Do, South Korea $132B AUM 28.96% 1-Year Est. Return
Neuberger Berman Group
Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return
Mitsubishi UFJ Asset Management
Mitsubishi UFJ Asset Management Tokyo, Japan $149B AUM 24.71% 1-Year Est. Return

First Trust Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, First Trust Advisors held 2,360 positions worth $20.6B, up 12% from $18.4B the previous quarter. Its ten largest holdings account for 6.8% of the portfolio.

First Trust Advisors's Q4 2013 filing shows 131 new, 1,252 increased, 809 reduced and 165 closed positions. Its largest new stake was Bruker: 1,133,847 shares worth $22.4M. The largest sale was Enterprise Products Partners, an estimated $127M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Technology.

  • First Trust Advisors's largest Q4 2013 buy was Bruker: 1,133,847 shares worth $22.4M.
  • First Trust Advisors added most to PHARMACYCLICS INC in Q4 2013, an estimated $49M increase.
  • First Trust Advisors's biggest Q4 2013 reduction was Enterprise Products Partners, cutting an estimated $127M.
  • First Trust Advisors fully exited KINDER MORGAN MANAGEMENT LLC in Q4 2013, selling an estimated $101M.
  • First Trust Advisors's ten largest holdings make up 6.8% of its $20.6B portfolio in Q4 2013.
  • First Trust Advisors opened 131 new positions and closed 165 in Q4 2013.
  • First Trust Advisors's portfolio value rose 12% quarter-over-quarter to $20.6B.

Based on First Trust Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.