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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+6.69%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$36.1B
AUM Growth
+$2.49B
Cap. Flow
+$692M
Cap. Flow %
1.92%
Top 10 Hldgs %
12.52%
Holding
2,573
New
160
Increased
1,172
Reduced
1,035
Closed
202

Top Buys

Rank Stock Value
1
FTXO icon
First Trust Nasdaq Bank ETF
FTXO
+$580M
2
AGR
Avangrid, Inc.
AGR
+$88.7M
3
USB icon
US Bancorp
USB
+$83.7M
4
STI
SunTrust Banks, Inc.
STI
+$78.5M
5
JPM icon
JPMorgan Chase
JPM
+$77.7M

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$597M
2
META icon
Meta Platforms (Facebook)
META
+$123M
3
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$84.5M
4
AMZN icon
Amazon
AMZN
+$72.6M
5
NXPI icon
NXP Semiconductors
NXPI
+$57.3M

Sector Composition

Rank Sector Weight
1 Technology 17.45%
2 Financials 12.36%
3 Industrials 10.11%
4 Healthcare 9.05%
5 Communication Services 9.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFBC icon
1701
Preferred Bank
PFBC
$1.22B
$1.41M ﹤0.01%
26,197
+2,250
+9% +$122K
IPHS
1702
DELISTED
Innophos Holdings, Inc.
IPHS
$1.41M ﹤0.01%
26,060
-3,537
-12% -$182K
CRS icon
1703
Carpenter Technology
CRS
$30B
$1.4M ﹤0.01%
37,651
+27,429
+268% +$1.07M
JSD
1704
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.4M ﹤0.01%
78,808
+9,213
+13% +$166K
TREE icon
1705
LendingTree
TREE
$544M
$1.4M ﹤0.01%
11,162
+2,167
+24% +$247K
LFC
1706
DELISTED
China Life Insurance Company Ltd.
LFC
$1.4M ﹤0.01%
91,163
+24,776
+37% +$367K
NID
1707
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$1.4M ﹤0.01%
107,689
+9,386
+10% +$122K
ICFI icon
1708
ICF International
ICFI
$1.44B
$1.4M ﹤0.01%
33,805
-10,937
-24% -$529K
MNR
1709
DELISTED
Monmouth Real Estate Investment Corp
MNR
$1.4M ﹤0.01%
97,734
+12,540
+15% +$182K
CMCM
1710
Cheetah Mobile
CMCM
$88.8M
$1.39M ﹤0.01%
25,916
+7,044
+37% +$366K
SOHU
1711
Sohu.com
SOHU
$336M
$1.39M ﹤0.01%
35,395
-2,934
-8% -$118K
NORD
1712
DELISTED
Nord Anglia Education, Inc.
NORD
$1.39M ﹤0.01%
54,691
+14,870
+37% +$348K
JOBS
1713
DELISTED
51job Inc
JOBS
$1.38M ﹤0.01%
37,717
+10,249
+37% +$365K
WUBA
1714
DELISTED
58.com Inc
WUBA
$1.38M ﹤0.01%
38,988
+10,599
+37% +$350K
CALY
1715
Callaway Golf Company
CALY
$3.26B
$1.37M ﹤0.01%
124,061
+61,269
+98% +$670K
WSBF icon
1716
Waterstone Financial
WSBF
$362M
$1.37M ﹤0.01%
75,047
-2,873
-4% -$52.5K
BBT
1717
Beacon Financial Corp
BBT
$2.53B
$1.37M ﹤0.01%
37,937
-7,816
-17% -$277K
XNTK icon
1718
State Street SPDR NYSE Technology ETF
XNTK
$2.06B
$1.37M ﹤0.01%
19,862
+1,088
+6% +$71.7K
CASS icon
1719
Cass Information Systems
CASS
$698M
$1.36M ﹤0.01%
27,238
+2,352
+9% +$118K
SMMU icon
1720
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$1.36M ﹤0.01%
27,186
+3,309
+14% +$165K
MCRN
1721
DELISTED
Milacron Holdings Corp.
MCRN
$1.36M ﹤0.01%
73,103
+27,481
+60% +$498K
PTR
1722
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$1.35M ﹤0.01%
18,420
+3,875
+27% +$299K
HNP
1723
DELISTED
Huaneng Power Intl, Inc.
HNP
$1.35M ﹤0.01%
50,546
+13,447
+36% +$363K
JOYY
1724
JOYY Inc
JOYY
$3.73B
$1.34M ﹤0.01%
29,140
+7,918
+37% +$351K
ACET
1725
DELISTED
Aceto Corp
ACET
$1.34M ﹤0.01%
84,983
+2,131
+3% +$36.4K
67 68
69
70 71

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First Trust Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, First Trust Advisors held 2,573 positions worth $36.1B, up 7.4% from $33.6B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

First Trust Advisors's Q1 2017 filing shows 160 new, 1,172 increased, 1,035 reduced and 202 closed positions. Its largest new stake was First Trust Nasdaq Bank ETF: 21,785,192 shares worth $566M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $597M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • First Trust Advisors's largest Q1 2017 buy was First Trust Nasdaq Bank ETF: 21,785,192 shares worth $566M.
  • First Trust Advisors added most to US Bancorp in Q1 2017, an estimated $83.7M increase.
  • First Trust Advisors's biggest Q1 2017 reduction was Meta Platforms (Facebook), cutting an estimated $123M.
  • First Trust Advisors fully exited First Trust Energy AlphaDEX Fund in Q1 2017, selling an estimated $597M.
  • First Trust Advisors's ten largest holdings make up 13% of its $36.1B portfolio in Q1 2017.
  • First Trust Advisors opened 160 new positions and closed 202 in Q1 2017.
  • First Trust Advisors's portfolio value rose 7.4% quarter-over-quarter to $36.1B.

Based on First Trust Advisors's 13F filing for Q1 2017, filed 2 May 2017.