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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+4.23%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.6B
AUM Growth
+$98.9M
(+0.3%)
Cap. Flow
-$672M
Cap. Flow
% of AUM
-2%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
2,602
New
301
Increased
1,225
Reduced
883
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$559M |
| 2 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$548M |
| 3 |
Meta Platforms (Facebook)
META
|
+$62.3M |
| 4 |
Cisco
CSCO
|
+$58M |
| 5 |
YHOO
Yahoo Inc
YHOO
|
+$52.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Consumer Discretionary AlphaDEX Fund
FXD
|
+$627M |
| 2 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$626M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$172M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$129M |
| 5 |
First Trust Energy AlphaDEX Fund
FXN
|
+$100M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.21% |
| 2 | Financials | 9.87% |
| 3 | Industrials | 9.87% |
| 4 | Communication Services | 9.15% |
| 5 | Healthcare | 9.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AXON
1626
Axon Enterprise
AXON
$40.5B
| $1.48M | ﹤0.01% |
61,035
+13,814
| +29% | +$341K |
|
1627
VanEck High Yield Muni ETF
HYD
$4.44B
| $1.48M | ﹤0.01% |
24,908
-511
| -2% | -$31K |
|
|
KS
1628
DELISTED
KapStone Paper and Pack Corp.
KS
| $1.48M | ﹤0.01% |
67,009
-69,664
| -51% | -$1.41M |
|
1629
STAG Industrial
STAG
$7.86B
| $1.48M | ﹤0.01% |
61,844
-46,270
| -43% | -$1.07M |
|
1630
Sturm, Ruger & Co
RGR
$610M
| $1.47M | ﹤0.01% |
27,979
+11,242
| +67% | +$621K |
|
1631
Plexus
PLXS
$6.81B
| $1.47M | ﹤0.01% |
27,200
-17,453
| -39% | -$863K |
|
1632
Wynn Resorts
WYNN
$10.1B
| $1.47M | ﹤0.01% |
16,953
+13,336
| +369% | +$1.25M |
|
|
NGHC
1633
DELISTED
National General Holdings Corp
NGHC
| $1.46M | ﹤0.01% |
58,545
-37,677
| -39% | -$855K |
|
1634
Nuveen Quality Municipal Income Fund
NAD
$2.71B
| $1.46M | ﹤0.01% |
104,606
+14,235
| +16% | +$198K |
|
|
CADE
1635
DELISTED
Cadence Bank
CADE
| $1.45M | ﹤0.01% |
46,675
+1,862
| +4% | +$49.9K |
|
1636
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
| $1.45M | ﹤0.01% |
76,312
+1,530
| +2% | +$31.5K |
|
|
PGZ
1637
Principal Real Estate Income Fund
PGZ
$68.6M
| $1.45M | ﹤0.01% |
90,682
+28,513
| +46% | +$467K |
|
|
ESL
1638
DELISTED
Esterline Technologies
ESL
| $1.44M | ﹤0.01% |
16,185
-11,067
| -41% | -$905K |
|
1639
Etsy
ETSY
$7.65B
| $1.44M | ﹤0.01% |
+122,346
| New | +$1.58M |
|
1640
Liberty Global Class A
LBTYA
$3.31B
| $1.44M | ﹤0.01% |
47,079
-37,383
| -44% | -$1.18M |
|
1641
Liberty Global Class C
LBTYK
$3.27B
| $1.44M | ﹤0.01% |
48,482
-38,380
| -44% | -$1.18M |
|
|
SWFT
1642
DELISTED
Swift Transportation Company
SWFT
| $1.44M | ﹤0.01% |
59,109
-33,260
| -36% | -$776K |
|
1643
Waterstone Financial
WSBF
$362M
| $1.43M | ﹤0.01% |
77,920
+37,179
| +91% | +$657K |
|
|
LHCG
1644
DELISTED
LHC Group LLC
LHCG
| $1.43M | ﹤0.01% |
31,347
-7,770
| -20% | -$316K |
|
|
ORIT
1645
DELISTED
Oritani Financial Corp. New
ORIT
| $1.43M | ﹤0.01% |
76,339
+34,402
| +82% | +$581K |
|
1646
HubSpot
HUBS
$10.5B
| $1.43M | ﹤0.01% |
30,321
+22,105
| +269% | +$1.17M |
|
|
MTSC
1647
DELISTED
MTS Systems Corp
MTSC
| $1.43M | ﹤0.01% |
25,134
+2,899
| +13% | +$148K |
|
1648
ASML
ASML
$675B
| $1.42M | ﹤0.01% |
12,684
-557
| -4% | -$58.3K |
|
|
MR
1649
DELISTED
Montage Resources Corporation Common Stock
MR
| $1.42M | ﹤0.01% |
+35,384
| New | +$1.58M |
|
1650
Kaiser Aluminum
KALU
$2.67B
| $1.41M | ﹤0.01% |
18,189
+5,356
| +42% | +$428K |
|
Similar funds
DAM
First Trust Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, First Trust Advisors held 2,602 positions worth $33.6B, up 0.3% from $33.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Trust Advisors's Q4 2016 filing shows 301 new, 1,225 increased, 883 reduced and 189 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M. The largest sale was First Trust Consumer Discretionary AlphaDEX Fund, an estimated $627M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.
- First Trust Advisors's largest Q4 2016 buy was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M.
- First Trust Advisors added most to Meta Platforms (Facebook) in Q4 2016, an estimated $62.3M increase.
- First Trust Advisors's biggest Q4 2016 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $172M.
- First Trust Advisors fully exited First Trust Consumer Discretionary AlphaDEX Fund in Q4 2016, selling an estimated $627M.
- First Trust Advisors's ten largest holdings make up 14% of its $33.6B portfolio in Q4 2016.
- First Trust Advisors opened 301 new positions and closed 189 in Q4 2016.
- First Trust Advisors's portfolio value rose 0.3% quarter-over-quarter to $33.6B.
Based on First Trust Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.