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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+10.12%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$20.6B
AUM Growth
+$2.18B
Cap. Flow
+$600M
Cap. Flow %
2.91%
Top 10 Hldgs %
6.85%
Holding
2,360
New
131
Increased
1,252
Reduced
809
Closed
165

Top Buys

Rank Stock Value
1
PCYC
PHARMACYCLICS INC
PCYC
+$49M
2
TECH icon
Bio-Techne
TECH
+$44.4M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$32.1M
4
TAP icon
Molson Coors Class B
TAP
+$28.5M
5
WFM
Whole Foods Market Inc
WFM
+$25.5M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$127M
2
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$101M
3
EEP
Enbridge Energy Partners
EEP
+$91.8M
4
D icon
Dominion Energy
D
+$53.5M
5
ENB icon
Enbridge
ENB
+$51.3M

Sector Composition

Rank Sector Weight
1 Healthcare 14.97%
2 Consumer Discretionary 12.15%
3 Technology 11.84%
4 Industrials 10.66%
5 Financials 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FET icon
1626
Forum Energy Technologies
FET
$654M
$1.02M ﹤0.01%
1,802
+174
+11% +$98.5K
SANM icon
1627
Sanmina
SANM
$11.2B
$1.01M ﹤0.01%
60,463
+40,174
+198% +$646K
JASO
1628
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$1.01M ﹤0.01%
109,972
+19,141
+21% +$193K
ISBC
1629
DELISTED
Investors Bancorp, Inc.
ISBC
$1.01M ﹤0.01%
100,364
+20,807
+26% +$193K
DPG
1630
Duff & Phelps Utility and Infrastructure Fund
DPG
$539M
$1M ﹤0.01%
52,526
+5,273
+11% +$100K
TMP icon
1631
Tompkins Financial
TMP
$1.45B
$1M ﹤0.01%
19,456
-3,215
-14% -$156K
VNET
1632
VNET Group
VNET
$2.05B
$997K ﹤0.01%
+42,386
New +$812K
IPCC
1633
DELISTED
Infinity Property & Casualty C
IPCC
$996K ﹤0.01%
13,879
+3,672
+36% +$251K
KBAL
1634
DELISTED
Kimball International
KBAL
$995K ﹤0.01%
84,814
+28,400
+50% +$285K
FTI icon
1635
TechnipFMC
FTI
$30.6B
$991K ﹤0.01%
25,517
-163,826
-87% -$6.36M
COLB icon
1636
Columbia Banking Systems
COLB
$8.81B
$990K ﹤0.01%
36,016
+11,077
+44% +$290K
MTSC
1637
DELISTED
MTS Systems Corp
MTSC
$990K ﹤0.01%
13,930
+4,976
+56% +$329K
CADE
1638
DELISTED
Cadence Bank
CADE
$988K ﹤0.01%
38,851
+3,605
+10% +$82.2K
CBU icon
1639
Community Bank
CBU
$3.53B
$986K ﹤0.01%
24,840
-7,237
-23% -$267K
JJSF icon
1640
J&J Snack Foods
JJSF
$1.43B
$984K ﹤0.01%
11,111
+1,366
+14% +$115K
BALL icon
1641
Ball Corp
BALL
$17B
$979K ﹤0.01%
37,908
+20,562
+119% +$502K
AGG icon
1642
iShares Core US Aggregate Bond ETF
AGG
$138B
$975K ﹤0.01%
+9,157
New +$981K
FWRD icon
1643
Forward Air
FWRD
$482M
$975K ﹤0.01%
22,210
+6,277
+39% +$261K
TDY icon
1644
Teledyne Technologies
TDY
$30.4B
$970K ﹤0.01%
10,560
+2,674
+34% +$238K
NUV icon
1645
Nuveen Municipal Value Fund
NUV
$1.91B
$968K ﹤0.01%
107,063
-44,068
-29% -$394K
FRME icon
1646
First Merchants
FRME
$2.72B
$967K ﹤0.01%
42,555
-5,140
-11% -$103K
TVTY
1647
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$966K ﹤0.01%
62,933
-9,775
-13% -$139K
PCI
1648
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$965K ﹤0.01%
42,905
+30,075
+234% +$668K
ESE icon
1649
ESCO Technologies
ESE
$8.49B
$964K ﹤0.01%
28,142
-5,125
-15% -$176K
KOP icon
1650
Koppers
KOP
$966M
$963K ﹤0.01%
21,053
+5,043
+31% +$229K
64 65
66
67 68

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First Trust Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, First Trust Advisors held 2,360 positions worth $20.6B, up 12% from $18.4B the previous quarter. Its ten largest holdings account for 6.8% of the portfolio.

First Trust Advisors's Q4 2013 filing shows 131 new, 1,252 increased, 809 reduced and 165 closed positions. Its largest new stake was Bruker: 1,133,847 shares worth $22.4M. The largest sale was Enterprise Products Partners, an estimated $127M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Technology.

  • First Trust Advisors's largest Q4 2013 buy was Bruker: 1,133,847 shares worth $22.4M.
  • First Trust Advisors added most to PHARMACYCLICS INC in Q4 2013, an estimated $49M increase.
  • First Trust Advisors's biggest Q4 2013 reduction was Enterprise Products Partners, cutting an estimated $127M.
  • First Trust Advisors fully exited KINDER MORGAN MANAGEMENT LLC in Q4 2013, selling an estimated $101M.
  • First Trust Advisors's ten largest holdings make up 6.8% of its $20.6B portfolio in Q4 2013.
  • First Trust Advisors opened 131 new positions and closed 165 in Q4 2013.
  • First Trust Advisors's portfolio value rose 12% quarter-over-quarter to $20.6B.

Based on First Trust Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.