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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+4.23%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.6B
AUM Growth
+$98.9M
(+0.3%)
Cap. Flow
-$672M
Cap. Flow
% of AUM
-2%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
2,602
New
301
Increased
1,225
Reduced
883
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$559M |
| 2 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$548M |
| 3 |
Meta Platforms (Facebook)
META
|
+$62.3M |
| 4 |
Cisco
CSCO
|
+$58M |
| 5 |
YHOO
Yahoo Inc
YHOO
|
+$52.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Consumer Discretionary AlphaDEX Fund
FXD
|
+$627M |
| 2 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$626M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$172M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$129M |
| 5 |
First Trust Energy AlphaDEX Fund
FXN
|
+$100M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.21% |
| 2 | Financials | 9.87% |
| 3 | Industrials | 9.87% |
| 4 | Communication Services | 9.15% |
| 5 | Healthcare | 9.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1601
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
| $1.55M | ﹤0.01% |
115,932
+4,993
| +5% | +$67.5K |
|
|
IPHS
1602
DELISTED
Innophos Holdings, Inc.
IPHS
| $1.55M | ﹤0.01% |
+29,597
| New | +$1.44M |
|
|
BSFT
1603
DELISTED
BroadSoft, Inc.
BSFT
| $1.55M | ﹤0.01% |
37,514
+2,551
| +7% | +$109K |
|
1604
James River Group Holdings
JRVR
$218M
| $1.55M | ﹤0.01% |
37,220
-5,083
| -12% | -$197K |
|
1605
Aegon
AEG
$13.5B
| $1.54M | ﹤0.01% |
362,656
+321,636
| +784% | +$1.2M |
|
1606
First Interstate BancSystem
FIBK
$3.7B
| $1.54M | ﹤0.01% |
36,237
+16,526
| +84% | +$600K |
|
|
MGU
1607
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
| $1.54M | ﹤0.01% |
78,128
+21,121
| +37% | +$422K |
|
1608
Rexford Industrial Realty
REXR
$8.7B
| $1.54M | ﹤0.01% |
66,398
-52,703
| -44% | -$1.16M |
|
1609
First Bancorp
FBNC
$2.6B
| $1.53M | ﹤0.01% |
56,504
+26,914
| +91% | +$621K |
|
1610
Oxford Industries
OXM
$577M
| $1.53M | ﹤0.01% |
+25,478
| New | +$1.68M |
|
1611
Aptiv
APTV
$12B
| $1.53M | ﹤0.01% |
+22,732
| New | +$1.53M |
|
1612
QCR Holdings
QCRH
$1.65B
| $1.53M | ﹤0.01% |
35,254
+16,723
| +90% | +$614K |
|
|
NATI
1613
DELISTED
National Instruments Corp
NATI
| $1.52M | ﹤0.01% |
+49,466
| New | +$1.44M |
|
1614
Advance Auto Parts
AAP
$3.37B
| $1.52M | ﹤0.01% |
9,013
-49,576
| -85% | -$7.79M |
|
1615
Iridium Communications
IRDM
$4.85B
| $1.52M | ﹤0.01% |
158,778
+36,703
| +30% | +$327K |
|
|
TPH
1616
DELISTED
Tri Pointe Homes
TPH
| $1.52M | ﹤0.01% |
132,491
+41,845
| +46% | +$500K |
|
1617
Universal Electronics
UEIC
$57.2M
| $1.51M | ﹤0.01% |
23,464
+9,134
| +64% | +$621K |
|
|
BGG
1618
DELISTED
Briggs & Stratton Corp.
BGG
| $1.51M | ﹤0.01% |
68,027
+815
| +1% | +$16.6K |
|
1619
Integra LifeSciences
IART
$1.54B
| $1.51M | ﹤0.01% |
35,256
-16,414
| -32% | -$667K |
|
1620
Boise Cascade
BCC
$2.74B
| $1.5M | ﹤0.01% |
66,905
+4,924
| +8% | +$110K |
|
1621
United Fire Group
UFCS
$1.32B
| $1.5M | ﹤0.01% |
30,490
-3,562
| -10% | -$158K |
|
1622
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
| $1.5M | ﹤0.01% |
26,954
-688
| -2% | -$33.7K |
|
|
NDP
1623
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
| $1.49M | ﹤0.01% |
11,306
+4,584
| +68% | +$579K |
|
1624
Dorman Products
DORM
$4.01B
| $1.49M | ﹤0.01% |
20,378
-6,450
| -24% | -$440K |
|
|
OKSB
1625
DELISTED
Southwest Bancorp Inc/OK
OKSB
| $1.49M | ﹤0.01% |
51,214
+24,294
| +90% | +$535K |
|
Similar funds
DAM
First Trust Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, First Trust Advisors held 2,602 positions worth $33.6B, up 0.3% from $33.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Trust Advisors's Q4 2016 filing shows 301 new, 1,225 increased, 883 reduced and 189 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M. The largest sale was First Trust Consumer Discretionary AlphaDEX Fund, an estimated $627M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.
- First Trust Advisors's largest Q4 2016 buy was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M.
- First Trust Advisors added most to Meta Platforms (Facebook) in Q4 2016, an estimated $62.3M increase.
- First Trust Advisors's biggest Q4 2016 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $172M.
- First Trust Advisors fully exited First Trust Consumer Discretionary AlphaDEX Fund in Q4 2016, selling an estimated $627M.
- First Trust Advisors's ten largest holdings make up 14% of its $33.6B portfolio in Q4 2016.
- First Trust Advisors opened 301 new positions and closed 189 in Q4 2016.
- First Trust Advisors's portfolio value rose 0.3% quarter-over-quarter to $33.6B.
Based on First Trust Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.