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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+4.23%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.6B
AUM Growth
+$98.9M
(+0.3%)
Cap. Flow
-$672M
Cap. Flow
% of AUM
-2%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
2,602
New
301
Increased
1,225
Reduced
883
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$559M |
| 2 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$548M |
| 3 |
Meta Platforms (Facebook)
META
|
+$62.3M |
| 4 |
Cisco
CSCO
|
+$58M |
| 5 |
YHOO
Yahoo Inc
YHOO
|
+$52.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Consumer Discretionary AlphaDEX Fund
FXD
|
+$627M |
| 2 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$626M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$172M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$129M |
| 5 |
First Trust Energy AlphaDEX Fund
FXN
|
+$100M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.21% |
| 2 | Financials | 9.87% |
| 3 | Industrials | 9.87% |
| 4 | Communication Services | 9.15% |
| 5 | Healthcare | 9.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1576
Astec Industries
ASTE
$1.3B
| $1.62M | ﹤0.01% |
24,064
+2,047
| +9% | +$128K |
|
|
CPLA
1577
DELISTED
Capella Education Company
CPLA
| $1.62M | ﹤0.01% |
18,476
+4,234
| +30% | +$328K |
|
|
GTY
1578
Getty Realty Corp
GTY
$2.1B
| $1.62M | ﹤0.01% |
63,547
+49,940
| +367% | +$1.17M |
|
|
GBNK
1579
DELISTED
Guaranty Bancorp
GBNK
| $1.62M | ﹤0.01% |
66,904
+38,238
| +133% | +$778K |
|
|
ASRT
1580
DELISTED
Assertio
ASRT
| $1.61M | ﹤0.01% |
1,492
+235
| +19% | +$299K |
|
|
SASR
1581
DELISTED
Sandy Spring Bancorp Inc
SASR
| $1.61M | ﹤0.01% |
40,335
+18,074
| +81% | +$625K |
|
1582
US Physical Therapy
USPH
$1.14B
| $1.61M | ﹤0.01% |
+22,965
| New | +$1.46M |
|
1583
Tompkins Financial
TMP
$1.45B
| $1.61M | ﹤0.01% |
17,042
+558
| +3% | +$46.7K |
|
|
LION
1584
DELISTED
Fidelity Southern Corporation
LION
| $1.61M | ﹤0.01% |
67,844
+32,181
| +90% | +$681K |
|
|
ATSG
1585
DELISTED
Air Transport Services Group
ATSG
| $1.6M | ﹤0.01% |
+100,398
| New | +$1.55M |
|
|
TSC
1586
DELISTED
TriState Capital Holdings, Inc.
TSC
| $1.6M | ﹤0.01% |
72,293
+60,484
| +512% | +$1.14M |
|
1587
Red Rock Resorts
RRR
$3.74B
| $1.59M | ﹤0.01% |
68,650
+7,739
| +13% | +$176K |
|
|
WIN
1588
DELISTED
Windstream Holdings Inc
WIN
| $1.59M | ﹤0.01% |
+43,391
| New | +$1.69M |
|
|
SGBK
1589
DELISTED
Stonegate Bank
SGBK
| $1.59M | ﹤0.01% |
38,103
+19,903
| +109% | +$754K |
|
|
HIBB
1590
DELISTED
Hibbett, Inc. Common Stock
HIBB
| $1.59M | ﹤0.01% |
42,616
-5,877
| -12% | -$238K |
|
1591
Pegasystems
PEGA
$4.41B
| $1.59M | ﹤0.01% |
88,302
+1,190
| +1% | +$19.9K |
|
1592
Essent Group
ESNT
$6.06B
| $1.59M | ﹤0.01% |
49,002
+16,078
| +49% | +$473K |
|
|
PSTB
1593
DELISTED
Park Sterling Corp.
PSTB
| $1.58M | ﹤0.01% |
146,712
+69,559
| +90% | +$649K |
|
|
VTA
1594
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
| $1.57M | ﹤0.01% |
128,075
+46,134
| +56% | +$545K |
|
|
NFJ
1595
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
| $1.57M | ﹤0.01% |
124,326
+24,034
| +24% | +$301K |
|
1596
Ollie's Bargain Outlet
OLLI
$4.01B
| $1.56M | ﹤0.01% |
+54,968
| New | +$1.59M |
|
|
ONCE
1597
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
| $1.56M | ﹤0.01% |
31,260
+3,148
| +11% | +$169K |
|
1598
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
| $1.56M | ﹤0.01% |
31,794
+373
| +1% | +$18.3K |
|
1599
Huron Consulting
HURN
$1.82B
| $1.56M | ﹤0.01% |
30,743
+12,765
| +71% | +$681K |
|
|
TCO
1600
DELISTED
Taubman Centers Inc.
TCO
| $1.55M | ﹤0.01% |
20,966
-10,046
| -32% | -$729K |
|
Similar funds
DAM
First Trust Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, First Trust Advisors held 2,602 positions worth $33.6B, up 0.3% from $33.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Trust Advisors's Q4 2016 filing shows 301 new, 1,225 increased, 883 reduced and 189 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M. The largest sale was First Trust Consumer Discretionary AlphaDEX Fund, an estimated $627M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.
- First Trust Advisors's largest Q4 2016 buy was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M.
- First Trust Advisors added most to Meta Platforms (Facebook) in Q4 2016, an estimated $62.3M increase.
- First Trust Advisors's biggest Q4 2016 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $172M.
- First Trust Advisors fully exited First Trust Consumer Discretionary AlphaDEX Fund in Q4 2016, selling an estimated $627M.
- First Trust Advisors's ten largest holdings make up 14% of its $33.6B portfolio in Q4 2016.
- First Trust Advisors opened 301 new positions and closed 189 in Q4 2016.
- First Trust Advisors's portfolio value rose 0.3% quarter-over-quarter to $33.6B.
Based on First Trust Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.