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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+4.23%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.6B
AUM Growth
+$98.9M
(+0.3%)
Cap. Flow
-$672M
Cap. Flow
% of AUM
-2%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
2,602
New
301
Increased
1,225
Reduced
883
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$559M |
| 2 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$548M |
| 3 |
Meta Platforms (Facebook)
META
|
+$62.3M |
| 4 |
Cisco
CSCO
|
+$58M |
| 5 |
YHOO
Yahoo Inc
YHOO
|
+$52.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Consumer Discretionary AlphaDEX Fund
FXD
|
+$627M |
| 2 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$626M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$172M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$129M |
| 5 |
First Trust Energy AlphaDEX Fund
FXN
|
+$100M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.21% |
| 2 | Financials | 9.87% |
| 3 | Industrials | 9.87% |
| 4 | Communication Services | 9.15% |
| 5 | Healthcare | 9.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1476
Children's Place
PLCE
$53.6M
| $1.93M | 0.01% |
19,083
+4,106
| +27% | +$370K |
|
|
TEN
1477
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
| $1.93M | 0.01% |
30,816
-5,487
| -15% | -$321K |
|
1478
Coherent
COHR
$55.2B
| $1.92M | 0.01% |
64,668
+13,888
| +27% | +$395K |
|
1479
Supernus Pharmaceuticals
SUPN
$2.68B
| $1.92M | 0.01% |
75,918
+66,010
| +666% | +$1.47M |
|
|
BATS
1480
DELISTED
Bats Global Markets, Inc.
BATS
| $1.91M | 0.01% |
57,098
+6,428
| +13% | +$202K |
|
1481
Vanguard Small-Cap ETF
VB
$79.5B
| $1.91M | 0.01% |
14,779
-1,862
| -11% | -$231K |
|
|
DCH
1482
Dauch Corp
DCH
$1.3B
| $1.91M | 0.01% |
98,686
+449
| +0.5% | +$7.61K |
|
|
JCP
1483
DELISTED
J.C. Penney Company, Inc.
JCP
| $1.9M | 0.01% |
+228,496
| New | +$2.06M |
|
1484
Brady Corp
BRC
$4.45B
| $1.9M | 0.01% |
50,454
+25,651
| +103% | +$923K |
|
|
STAY
1485
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
| $1.89M | 0.01% |
117,040
-184,552
| -61% | -$2.77M |
|
|
COBZ
1486
DELISTED
CoBiz Financial,Inc
COBZ
| $1.88M | 0.01% |
111,414
+52,858
| +90% | +$773K |
|
1487
Interactive Brokers
IBKR
$40.9B
| $1.88M | 0.01% |
205,924
-24,672
| -11% | -$225K |
|
1488
Scansource
SCSC
$1.12B
| $1.88M | 0.01% |
46,559
-7,503
| -14% | -$279K |
|
1489
Ingevity
NGVT
$2.55B
| $1.88M | 0.01% |
34,241
+11,964
| +54% | +$574K |
|
1490
Southwest Gas
SWX
$6.74B
| $1.88M | 0.01% |
24,508
+2,824
| +13% | +$204K |
|
1491
First Commonwealth Financial
FCF
$2.12B
| $1.88M | 0.01% |
132,219
+54,253
| +70% | +$634K |
|
1492
HealthEquity
HQY
$7.91B
| $1.87M | 0.01% |
46,160
-1,146
| -2% | -$44.3K |
|
1493
H.B. Fuller
FUL
$3B
| $1.86M | 0.01% |
38,552
+16,418
| +74% | +$761K |
|
|
PEGI
1494
DELISTED
Pattern Energy Group Inc. Class A
PEGI
| $1.86M | 0.01% |
97,974
-31,432
| -24% | -$646K |
|
1495
Methode Electronics
MEI
$543M
| $1.86M | 0.01% |
44,943
+6,230
| +16% | +$228K |
|
1496
Ethan Allen Interiors
ETD
$581M
| $1.85M | 0.01% |
50,343
+18,238
| +57% | +$610K |
|
1497
Delek US
DK
$3.87B
| $1.85M | 0.01% |
76,690
-39,215
| -34% | -$769K |
|
1498
Biglari Holdings Class B
BH
$1.2B
| $1.84M | 0.01% |
5,844
+2,728
| +88% | +$827K |
|
1499
Cohen & Steers REIT and Preferred and Income Fund
RNP
$991M
| $1.84M | 0.01% |
96,476
+32,199
| +50% | +$606K |
|
|
CMO
1500
DELISTED
Capstead Mortgage Corp.
CMO
| $1.84M | 0.01% |
180,210
+33,661
| +23% | +$330K |
|
Similar funds
DAM
First Trust Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, First Trust Advisors held 2,602 positions worth $33.6B, up 0.3% from $33.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Trust Advisors's Q4 2016 filing shows 301 new, 1,225 increased, 883 reduced and 189 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M. The largest sale was First Trust Consumer Discretionary AlphaDEX Fund, an estimated $627M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.
- First Trust Advisors's largest Q4 2016 buy was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M.
- First Trust Advisors added most to Meta Platforms (Facebook) in Q4 2016, an estimated $62.3M increase.
- First Trust Advisors's biggest Q4 2016 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $172M.
- First Trust Advisors fully exited First Trust Consumer Discretionary AlphaDEX Fund in Q4 2016, selling an estimated $627M.
- First Trust Advisors's ten largest holdings make up 14% of its $33.6B portfolio in Q4 2016.
- First Trust Advisors opened 301 new positions and closed 189 in Q4 2016.
- First Trust Advisors's portfolio value rose 0.3% quarter-over-quarter to $33.6B.
Based on First Trust Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.