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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+10.12%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$20.6B
AUM Growth
+$2.18B
Cap. Flow
+$600M
Cap. Flow %
2.91%
Top 10 Hldgs %
6.85%
Holding
2,360
New
131
Increased
1,252
Reduced
809
Closed
165

Top Buys

Rank Stock Value
1
PCYC
PHARMACYCLICS INC
PCYC
+$49M
2
TECH icon
Bio-Techne
TECH
+$44.4M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$32.1M
4
TAP icon
Molson Coors Class B
TAP
+$28.5M
5
WFM
Whole Foods Market Inc
WFM
+$25.5M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$127M
2
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$101M
3
EEP
Enbridge Energy Partners
EEP
+$91.8M
4
D icon
Dominion Energy
D
+$53.5M
5
ENB icon
Enbridge
ENB
+$51.3M

Sector Composition

Rank Sector Weight
1 Healthcare 14.97%
2 Consumer Discretionary 12.15%
3 Technology 11.84%
4 Industrials 10.66%
5 Financials 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIG icon
1326
Employers Holdings
EIG
$908M
$2.08M 0.01%
65,547
+15,656
+31% +$484K
ANK
1327
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
$2.07M 0.01%
36,599
+10,142
+38% +$574K
ININ
1328
DELISTED
Interactive Intelligence Group, inc.
ININ
$2.07M 0.01%
30,701
+6,211
+25% +$398K
RYL
1329
DELISTED
RYLAND GROUP INC
RYL
$2.07M 0.01%
47,648
+16,999
+55% +$675K
FTC icon
1330
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$2.06M 0.01%
50,367
-5,874
-10% -$229K
MCRI icon
1331
Monarch Casino & Resort
MCRI
$2.14B
$2.06M 0.01%
102,554
+34,994
+52% +$656K
ROG icon
1332
Rogers Corp
ROG
$2.33B
$2.06M 0.01%
33,485
-3,838
-10% -$231K
SMP icon
1333
Standard Motor Products
SMP
$861M
$2.05M 0.01%
55,793
+38,032
+214% +$1.31M
AAP icon
1334
Advance Auto Parts
AAP
$3.37B
$2.05M 0.01%
18,504
+3,245
+21% +$322K
IBKR icon
1335
Interactive Brokers
IBKR
$40.9B
$2.05M 0.01%
336,340
+49,344
+17% +$276K
IEF icon
1336
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$2.05M 0.01%
20,613
-2,403
-10% -$244K
HRB icon
1337
H&R Block
HRB
$5.18B
$2.04M 0.01%
70,283
+34,697
+98% +$985K
PERY
1338
DELISTED
Perry Ellis International Inc
PERY
$2.04M 0.01%
129,272
+52,088
+67% +$883K
TUES
1339
DELISTED
Tuesday Morning Corp
TUES
$2.04M 0.01%
127,652
+5,794
+5% +$82K
ZLC
1340
DELISTED
ZALE CORPORATION
ZLC
$2.03M 0.01%
128,578
-65,880
-34% -$999K
TBHC
1341
DELISTED
The Brand House Collective
TBHC
$2.02M 0.01%
85,414
+16,712
+24% +$350K
CVLT icon
1342
Commault Systems
CVLT
$5.89B
$2.02M 0.01%
26,930
+18,867
+234% +$1.48M
AAWW
1343
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$2.01M 0.01%
48,912
+13,565
+38% +$554K
SWX icon
1344
Southwest Gas
SWX
$6.74B
$2M 0.01%
35,851
+9,782
+38% +$517K
WNS
1345
DELISTED
WNS Holdings
WNS
$2M 0.01%
91,318
+5,236
+6% +$108K
RSTI
1346
DELISTED
Rofin-Sinar Technologies Inc
RSTI
$2M 0.01%
74,049
+37,367
+102% +$937K
MGAM
1347
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
$2M 0.01%
63,818
+10,483
+20% +$326K
TWTR
1348
DELISTED
Twitter, Inc.
TWTR
$1.99M 0.01%
+31,313
New +$1.55M
SAFM
1349
DELISTED
Sanderson Farms Inc
SAFM
$1.99M 0.01%
27,512
+19,624
+249% +$1.31M
KATE
1350
DELISTED
Kate Spade & Company
KATE
$1.99M 0.01%
61,921
+5,236
+9% +$154K
52 53
54
55 56

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First Trust Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, First Trust Advisors held 2,360 positions worth $20.6B, up 12% from $18.4B the previous quarter. Its ten largest holdings account for 6.8% of the portfolio.

First Trust Advisors's Q4 2013 filing shows 131 new, 1,252 increased, 809 reduced and 165 closed positions. Its largest new stake was Bruker: 1,133,847 shares worth $22.4M. The largest sale was Enterprise Products Partners, an estimated $127M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Technology.

  • First Trust Advisors's largest Q4 2013 buy was Bruker: 1,133,847 shares worth $22.4M.
  • First Trust Advisors added most to PHARMACYCLICS INC in Q4 2013, an estimated $49M increase.
  • First Trust Advisors's biggest Q4 2013 reduction was Enterprise Products Partners, cutting an estimated $127M.
  • First Trust Advisors fully exited KINDER MORGAN MANAGEMENT LLC in Q4 2013, selling an estimated $101M.
  • First Trust Advisors's ten largest holdings make up 6.8% of its $20.6B portfolio in Q4 2013.
  • First Trust Advisors opened 131 new positions and closed 165 in Q4 2013.
  • First Trust Advisors's portfolio value rose 12% quarter-over-quarter to $20.6B.

Based on First Trust Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.