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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+10.12%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$20.6B
AUM Growth
+$2.18B
Cap. Flow
+$600M
Cap. Flow %
2.91%
Top 10 Hldgs %
6.85%
Holding
2,360
New
131
Increased
1,252
Reduced
809
Closed
165

Top Buys

Rank Stock Value
1
PCYC
PHARMACYCLICS INC
PCYC
+$49M
2
TECH icon
Bio-Techne
TECH
+$44.4M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$32.1M
4
TAP icon
Molson Coors Class B
TAP
+$28.5M
5
WFM
Whole Foods Market Inc
WFM
+$25.5M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$127M
2
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$101M
3
EEP
Enbridge Energy Partners
EEP
+$91.8M
4
D icon
Dominion Energy
D
+$53.5M
5
ENB icon
Enbridge
ENB
+$51.3M

Sector Composition

Rank Sector Weight
1 Healthcare 14.97%
2 Consumer Discretionary 12.15%
3 Technology 11.84%
4 Industrials 10.66%
5 Financials 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTM
1176
DELISTED
LIFE TIME FITNESS INC
LTM
$2.78M 0.01%
59,074
+22,321
+61% +$1.07M
BOBE
1177
DELISTED
Bob Evans Farms, Inc.
BOBE
$2.77M 0.01%
54,835
+16,416
+43% +$898K
SPTN
1178
DELISTED
SpartanNash
SPTN
$2.77M 0.01%
114,118
-1,463
-1% -$33.9K
VGK icon
1179
Vanguard FTSE Europe ETF
VGK
$30B
$2.76M 0.01%
46,904
+24,069
+105% +$1.36M
TWI icon
1180
Titan International
TWI
$516M
$2.75M 0.01%
153,080
+62,148
+68% +$995K
CLD
1181
DELISTED
Cloud Peak Energy Inc
CLD
$2.75M 0.01%
152,753
+59,720
+64% +$972K
CMTL icon
1182
Comtech Telecommunications
CMTL
$51.8M
$2.74M 0.01%
87,097
+30,490
+54% +$914K
NSIT icon
1183
Insight Enterprises
NSIT
$3.55B
$2.74M 0.01%
120,696
+32,050
+36% +$702K
AX icon
1184
Axos Financial
AX
$5.45B
$2.74M 0.01%
139,656
+124,280
+808% +$2.24M
SYKE
1185
DELISTED
SYKES Enterprises Inc
SYKE
$2.73M 0.01%
125,122
+27,838
+29% +$558K
CYNO
1186
DELISTED
Cynosure, Inc. Class A
CYNO
$2.73M 0.01%
102,273
-30,637
-23% -$736K
ROC
1187
DELISTED
ROCKWOOD HLDGS INC
ROC
$2.71M 0.01%
37,747
-51,199
-58% -$3.48M
CDI
1188
DELISTED
CDI Corp.
CDI
$2.71M 0.01%
146,374
+38,098
+35% +$619K
PAA icon
1189
Plains All American Pipeline
PAA
$17.4B
$2.71M 0.01%
52,325
-934,876
-95% -$47.7M
PENN icon
1190
PENN Entertainment
PENN
$2.74B
$2.71M 0.01%
188,955
-300,985
-61% -$4.14M
AZTA icon
1191
Azenta
AZTA
$1.26B
$2.71M 0.01%
258,029
+85,246
+49% +$843K
WAT icon
1192
Waters Corp
WAT
$36.8B
$2.71M 0.01%
27,068
+5,099
+23% +$514K
POLY
1193
DELISTED
Plantronics, Inc.
POLY
$2.7M 0.01%
58,143
+20,442
+54% +$921K
NP
1194
DELISTED
Neenah, Inc. Common Stock
NP
$2.7M 0.01%
63,085
+2,586
+4% +$106K
CYT
1195
DELISTED
CYTEC INDS INC
CYT
$2.7M 0.01%
57,906
+25,054
+76% +$1.09M
IRF
1196
DELISTED
INTL RECTIFIER CORP
IRF
$2.69M 0.01%
103,067
+15,528
+18% +$378K
DHC
1197
Diversified Healthcare Trust
DHC
$2.26B
$2.68M 0.01%
121,752
-10,636
-8% -$246K
ROSE
1198
DELISTED
ROSETTA RESOURCES INC
ROSE
$2.68M 0.01%
55,831
-16,391
-23% -$883K
TAYC
1199
DELISTED
TAYLOR CAPITAL GROUP INC
TAYC
$2.68M 0.01%
100,701
+17,380
+21% +$415K
WTFC icon
1200
Wintrust Financial
WTFC
$10.7B
$2.68M 0.01%
58,016
+22,671
+64% +$1M
46 47
48
49 50

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First Trust Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, First Trust Advisors held 2,360 positions worth $20.6B, up 12% from $18.4B the previous quarter. Its ten largest holdings account for 6.8% of the portfolio.

First Trust Advisors's Q4 2013 filing shows 131 new, 1,252 increased, 809 reduced and 165 closed positions. Its largest new stake was Bruker: 1,133,847 shares worth $22.4M. The largest sale was Enterprise Products Partners, an estimated $127M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Technology.

  • First Trust Advisors's largest Q4 2013 buy was Bruker: 1,133,847 shares worth $22.4M.
  • First Trust Advisors added most to PHARMACYCLICS INC in Q4 2013, an estimated $49M increase.
  • First Trust Advisors's biggest Q4 2013 reduction was Enterprise Products Partners, cutting an estimated $127M.
  • First Trust Advisors fully exited KINDER MORGAN MANAGEMENT LLC in Q4 2013, selling an estimated $101M.
  • First Trust Advisors's ten largest holdings make up 6.8% of its $20.6B portfolio in Q4 2013.
  • First Trust Advisors opened 131 new positions and closed 165 in Q4 2013.
  • First Trust Advisors's portfolio value rose 12% quarter-over-quarter to $20.6B.

Based on First Trust Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.