We are live on ! Find out more
First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+10.12%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$20.6B
AUM Growth
+$2.18B
Cap. Flow
+$600M
Cap. Flow %
2.91%
Top 10 Hldgs %
6.85%
Holding
2,360
New
131
Increased
1,252
Reduced
809
Closed
165

Top Buys

Rank Stock Value
1
PCYC
PHARMACYCLICS INC
PCYC
+$49M
2
TECH icon
Bio-Techne
TECH
+$44.4M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$32.1M
4
TAP icon
Molson Coors Class B
TAP
+$28.5M
5
WFM
Whole Foods Market Inc
WFM
+$25.5M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$127M
2
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$101M
3
EEP
Enbridge Energy Partners
EEP
+$91.8M
4
D icon
Dominion Energy
D
+$53.5M
5
ENB icon
Enbridge
ENB
+$51.3M

Sector Composition

Rank Sector Weight
1 Healthcare 14.97%
2 Consumer Discretionary 12.15%
3 Technology 11.84%
4 Industrials 10.66%
5 Financials 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAMP
1151
DELISTED
CalAmp Corp.
CAMP
$3.09M 0.02%
4,807
+1,044
+28% +$582K
NPBC
1152
DELISTED
NATL PENN BANCSHARES INC
NPBC
$3.07M 0.01%
270,572
-39,624
-13% -$422K
SIX
1153
DELISTED
Six Flags Entertainment Corp.
SIX
$3.04M 0.01%
82,633
+1,658
+2% +$59.8K
UCB
1154
United Community Banks
UCB
$4.22B
$3.02M 0.01%
170,186
+153,620
+927% +$2.54M
HUN icon
1155
Huntsman Corp
HUN
$2.24B
$3.01M 0.01%
122,528
-221,355
-64% -$5.04M
VOXX
1156
DELISTED
VOXX International Corporation Class A
VOXX
$3M 0.01%
179,955
+28,209
+19% +$445K
EPIQ
1157
DELISTED
EPIQ SYSTEMS INC
EPIQ
$3M 0.01%
185,755
+51,658
+39% +$784K
ACM icon
1158
Aecom
ACM
$9.07B
$3M 0.01%
101,896
-61,089
-37% -$1.85M
UNP icon
1159
Union Pacific
UNP
$183B
$2.97M 0.01%
35,410
-33,512
-49% -$2.65M
DLX icon
1160
Deluxe
DLX
$1.19B
$2.96M 0.01%
56,684
-16,166
-22% -$772K
NPK icon
1161
National Presto Industries
NPK
$891M
$2.95M 0.01%
36,637
+9,227
+34% +$679K
STE icon
1162
Steris
STE
$20.9B
$2.94M 0.01%
61,267
+10,988
+22% +$502K
TEX icon
1163
Terex
TEX
$7.98B
$2.94M 0.01%
70,102
+16,656
+31% +$604K
PAY
1164
DELISTED
Verifone Systems Inc
PAY
$2.9M 0.01%
107,946
-194,182
-64% -$4.64M
ARE icon
1165
Alexandria Real Estate Equities
ARE
$8.88B
$2.87M 0.01%
45,177
+3,678
+9% +$236K
GRA
1166
DELISTED
W.R. Grace & Co.
GRA
$2.86M 0.01%
28,891
-38,879
-57% -$3.62M
LAZ icon
1167
Lazard
LAZ
$4.37B
$2.85M 0.01%
+62,938
New +$2.55M
PCL
1168
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$2.84M 0.01%
61,133
+24,796
+68% +$1.13M
ACIW icon
1169
ACI Worldwide
ACIW
$5.72B
$2.83M 0.01%
+130,713
New +$2.59M
NCLH icon
1170
Norwegian Cruise Line
NCLH
$8.89B
$2.83M 0.01%
79,775
-24,630
-24% -$799K
HOUS
1171
DELISTED
Anywhere Real Estate
HOUS
$2.81M 0.01%
56,796
+28,162
+98% +$1.27M
EHTH icon
1172
eHealth
EHTH
$42.5M
$2.81M 0.01%
60,421
+38,173
+172% +$1.59M
WBS icon
1173
Webster Financial
WBS
$12.3B
$2.8M 0.01%
89,873
+17,609
+24% +$501K
SKYW icon
1174
Skywest
SKYW
$4.11B
$2.8M 0.01%
188,810
+41,506
+28% +$632K
SCHW
1175
Charles Schwab
SCHW
$177B
$2.8M 0.01%
107,542
-96,934
-47% -$2.31M
45 46
47
48 49

Similar funds

DAM
Diamant Asset Management Ridgefield, Connecticut $137B AUM 18.02% 1-Year Est. Return
T. Rowe Price Investment Management
T. Rowe Price Investment Management Baltimore, Maryland $145B AUM 22.78% 1-Year Est. Return
Jennison Associates
Jennison Associates New York $145B AUM 34.61% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
National Pension Service
National Pension Service Jeonju-Si, Jeollabuk-Do, South Korea $132B AUM 28.96% 1-Year Est. Return
Neuberger Berman Group
Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return
Mitsubishi UFJ Asset Management
Mitsubishi UFJ Asset Management Tokyo, Japan $149B AUM 24.71% 1-Year Est. Return

First Trust Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, First Trust Advisors held 2,360 positions worth $20.6B, up 12% from $18.4B the previous quarter. Its ten largest holdings account for 6.8% of the portfolio.

First Trust Advisors's Q4 2013 filing shows 131 new, 1,252 increased, 809 reduced and 165 closed positions. Its largest new stake was Bruker: 1,133,847 shares worth $22.4M. The largest sale was Enterprise Products Partners, an estimated $127M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Technology.

  • First Trust Advisors's largest Q4 2013 buy was Bruker: 1,133,847 shares worth $22.4M.
  • First Trust Advisors added most to PHARMACYCLICS INC in Q4 2013, an estimated $49M increase.
  • First Trust Advisors's biggest Q4 2013 reduction was Enterprise Products Partners, cutting an estimated $127M.
  • First Trust Advisors fully exited KINDER MORGAN MANAGEMENT LLC in Q4 2013, selling an estimated $101M.
  • First Trust Advisors's ten largest holdings make up 6.8% of its $20.6B portfolio in Q4 2013.
  • First Trust Advisors opened 131 new positions and closed 165 in Q4 2013.
  • First Trust Advisors's portfolio value rose 12% quarter-over-quarter to $20.6B.

Based on First Trust Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.