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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+10.12%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$20.6B
AUM Growth
+$2.18B
Cap. Flow
+$600M
Cap. Flow %
2.91%
Top 10 Hldgs %
6.85%
Holding
2,360
New
131
Increased
1,252
Reduced
809
Closed
165

Top Buys

Rank Stock Value
1
PCYC
PHARMACYCLICS INC
PCYC
+$49M
2
TECH icon
Bio-Techne
TECH
+$44.4M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$32.1M
4
TAP icon
Molson Coors Class B
TAP
+$28.5M
5
WFM
Whole Foods Market Inc
WFM
+$25.5M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$127M
2
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$101M
3
EEP
Enbridge Energy Partners
EEP
+$91.8M
4
D icon
Dominion Energy
D
+$53.5M
5
ENB icon
Enbridge
ENB
+$51.3M

Sector Composition

Rank Sector Weight
1 Healthcare 14.97%
2 Consumer Discretionary 12.15%
3 Technology 11.84%
4 Industrials 10.66%
5 Financials 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJI
976
DELISTED
South Jersey Industries, Inc.
SJI
$4.78M 0.02%
170,640
+13,696
+9% +$392K
MCRS
977
DELISTED
MICROS SYSTEMS INC
MCRS
$4.77M 0.02%
83,207
+12,856
+18% +$685K
CBSH icon
978
Commerce Bancshares
CBSH
$8.5B
$4.76M 0.02%
190,542
+58,315
+44% +$1.43M
BMO icon
979
Bank of Montreal
BMO
$125B
$4.75M 0.02%
71,298
+433
+0.6% +$29.5K
MGEE icon
980
MGE Energy Inc
MGEE
$3.11B
$4.75M 0.02%
123,465
-3,686
-3% -$137K
PFG icon
981
Principal Financial Group
PFG
$23.6B
$4.74M 0.02%
96,113
-16,699
-15% -$793K
RY icon
982
Royal Bank of Canada
RY
$291B
$4.73M 0.02%
70,303
-10,229
-13% -$678K
SSNC icon
983
SS&C Technologies
SSNC
$17.8B
$4.72M 0.02%
213,522
-37,482
-15% -$754K
TSM icon
984
TSMC
TSM
$2.09T
$4.71M 0.02%
270,046
+55,866
+26% +$992K
BMY icon
985
Bristol-Myers Squibb
BMY
$127B
$4.7M 0.02%
88,498
-132,904
-60% -$6.77M
CM icon
986
Canadian Imperial Bank of Commerce
CM
$107B
$4.69M 0.02%
112,206
-5,206
-4% -$214K
KKR icon
987
KKR & Co
KKR
$89.2B
$4.69M 0.02%
192,577
-44,919
-19% -$1.03M
SWBI icon
988
Smith & Wesson
SWBI
$655M
$4.68M 0.02%
451,192
-3,593
-0.8% -$32.1K
AYI icon
989
Acuity Brands
AYI
$9.88B
$4.66M 0.02%
42,661
+18,761
+78% +$1.91M
WMK icon
990
Weis Markets
WMK
$1.82B
$4.66M 0.02%
88,652
-3,986
-4% -$201K
TAL
991
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$4.65M 0.02%
81,085
+61,774
+320% +$3.18M
VMI icon
992
Valmont Industries
VMI
$9.44B
$4.64M 0.02%
31,126
+5,197
+20% +$734K
HUB.B
993
DELISTED
HUBBELL INC CL-B
HUB.B
$4.63M 0.02%
42,552
+13,318
+46% +$1.42M
MHFI
994
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$4.63M 0.02%
+59,143
New +$4.25M
HSBC.PRA
995
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$4.62M 0.02%
188,074
+14,040
+8% +$347K
NEU icon
996
NewMarket
NEU
$7.17B
$4.59M 0.02%
13,743
+10,615
+339% +$3.34M
HEP
997
DELISTED
Holly Energy Partners, L.P.
HEP
$4.58M 0.02%
141,734
-442,280
-76% -$14M
RWT
998
Redwood Trust
RWT
$616M
$4.57M 0.02%
236,098
+73,799
+45% +$1.36M
ISRG icon
999
Intuitive Surgical
ISRG
$121B
$4.55M 0.02%
106,659
-32,130
-23% -$1.35M
HWC icon
1000
Hancock Whitney
HWC
$6.13B
$4.55M 0.02%
124,036
+15,690
+14% +$529K
38 39
40
41 42

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First Trust Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, First Trust Advisors held 2,360 positions worth $20.6B, up 12% from $18.4B the previous quarter. Its ten largest holdings account for 6.8% of the portfolio.

First Trust Advisors's Q4 2013 filing shows 131 new, 1,252 increased, 809 reduced and 165 closed positions. Its largest new stake was Bruker: 1,133,847 shares worth $22.4M. The largest sale was Enterprise Products Partners, an estimated $127M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Technology.

  • First Trust Advisors's largest Q4 2013 buy was Bruker: 1,133,847 shares worth $22.4M.
  • First Trust Advisors added most to PHARMACYCLICS INC in Q4 2013, an estimated $49M increase.
  • First Trust Advisors's biggest Q4 2013 reduction was Enterprise Products Partners, cutting an estimated $127M.
  • First Trust Advisors fully exited KINDER MORGAN MANAGEMENT LLC in Q4 2013, selling an estimated $101M.
  • First Trust Advisors's ten largest holdings make up 6.8% of its $20.6B portfolio in Q4 2013.
  • First Trust Advisors opened 131 new positions and closed 165 in Q4 2013.
  • First Trust Advisors's portfolio value rose 12% quarter-over-quarter to $20.6B.

Based on First Trust Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.