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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
-0.24%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$53.1B
AUM Growth
+$73M
Cap. Flow
+$888M
Cap. Flow %
1.67%
Top 10 Hldgs %
11.45%
Holding
2,572
New
160
Increased
1,214
Reduced
1,013
Closed
182

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$552M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$539M
3
SMAR
Smartsheet Inc.
SMAR
+$154M
4
CIEN icon
Ciena
CIEN
+$135M
5
VMW
VMware, Inc
VMW
+$106M

Top Sells

Rank Stock Value
1
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$578M
2
LUMN icon
Lumen
LUMN
+$121M
3
META icon
Meta Platforms (Facebook)
META
+$120M
4
RTN
Raytheon Company
RTN
+$110M
5
AMZN icon
Amazon
AMZN
+$105M

Sector Composition

Rank Sector Weight
1 Technology 25.68%
2 Financials 12.47%
3 Healthcare 10.57%
4 Communication Services 9.5%
5 Consumer Discretionary 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLR
901
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$7.55M 0.01%
245,200
+50,528
+26% +$1.71M
NOV icon
902
NOV
NOV
$7.45B
$7.5M 0.01%
353,751
+216,303
+157% +$4.61M
WRI
903
DELISTED
Weingarten Realty Investors
WRI
$7.5M 0.01%
257,396
-110,916
-30% -$3.06M
TERP
904
DELISTED
TerraForm Power, Inc
TERP
$7.46M 0.01%
409,547
-17,046
-4% -$276K
LADR
905
Ladder Capital
LADR
$1.25B
$7.42M 0.01%
429,954
-53,941
-11% -$912K
MEDP icon
906
Medpace
MEDP
$16.8B
$7.42M 0.01%
88,338
+27,365
+45% +$2.07M
XHR
907
Xenia Hotels & Resorts
XHR
$1.98B
$7.41M 0.01%
350,983
+41,647
+13% +$873K
FWONK icon
908
Liberty Media Series C
FWONK
$24.3B
$7.4M 0.01%
183,938
+83,945
+84% +$3.26M
NXST icon
909
Nexstar Media Group
NXST
$5.6B
$7.38M 0.01%
72,107
+17,078
+31% +$1.73M
MANT
910
DELISTED
Mantech International Corp
MANT
$7.34M 0.01%
102,750
+8,285
+9% +$567K
STOR
911
DELISTED
STORE Capital Corporation
STOR
$7.28M 0.01%
194,653
-184,774
-49% -$6.62M
KKR icon
912
KKR & Co
KKR
$89.2B
$7.25M 0.01%
+270,132
New +$7.12M
ELAN icon
913
Elanco Animal Health
ELAN
$12.4B
$7.24M 0.01%
272,350
-538,412
-66% -$16.2M
ESS icon
914
Essex Property Trust
ESS
$18.9B
$7.24M 0.01%
22,162
-11,746
-35% -$3.67M
NKE icon
915
Nike
NKE
$61.9B
$7.17M 0.01%
76,314
-522,053
-87% -$44.8M
IGIB icon
916
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$7.14M 0.01%
123,352
-34,263
-22% -$1.97M
WMT icon
917
Walmart Inc
WMT
$871B
$7.14M 0.01%
180,468
-973,098
-84% -$36.7M
ALK icon
918
Alaska Air
ALK
$5.15B
$7.12M 0.01%
109,648
-19,885
-15% -$1.25M
VIAV icon
919
Viavi Solutions
VIAV
$9.75B
$7.11M 0.01%
507,332
+21,496
+4% +$306K
PRSP
920
DELISTED
Perspecta Inc. Common Stock
PRSP
$7.1M 0.01%
271,994
+103,474
+61% +$2.53M
G icon
921
Genpact
G
$5.3B
$7.1M 0.01%
183,185
-35,483
-16% -$1.41M
EQT icon
922
EQT Corp
EQT
$33.2B
$7.05M 0.01%
662,824
+461,299
+229% +$5.94M
KMX icon
923
CarMax
KMX
$8.27B
$7.05M 0.01%
80,098
-9,481
-11% -$814K
APO icon
924
Apollo Global Management
APO
$70.7B
$7.02M 0.01%
+185,551
New +$6.75M
HOPE icon
925
Hope Bancorp
HOPE
$1.72B
$7.01M 0.01%
488,921
-53,287
-10% -$747K
35 36
37
38 39

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First Trust Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, First Trust Advisors held 2,572 positions worth $53.1B, up 0.14% from $53B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

First Trust Advisors's Q3 2019 filing shows 160 new, 1,214 increased, 1,013 reduced and 182 closed positions. Its largest new stake was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M. The largest sale was First Trust NYSE Arca Biotechnology Index Fund, an estimated $578M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Financials and Healthcare.

  • First Trust Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M.
  • First Trust Advisors added most to Cisco in Q3 2019, an estimated $552M increase.
  • First Trust Advisors's biggest Q3 2019 reduction was Lumen, cutting an estimated $121M.
  • First Trust Advisors fully exited First Trust NYSE Arca Biotechnology Index Fund in Q3 2019, selling an estimated $578M.
  • First Trust Advisors's ten largest holdings make up 11% of its $53.1B portfolio in Q3 2019.
  • First Trust Advisors opened 160 new positions and closed 182 in Q3 2019.
  • First Trust Advisors's portfolio value rose 0.14% quarter-over-quarter to $53.1B.

Based on First Trust Advisors's 13F filing for Q3 2019, filed 4 Nov 2019.